-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PCjODV50gHCkF2mb4M2w2P02RhL0qMGnDkn2XM/NNIY5Q+EI9XdOfSfor5ryNgG4 EcAYbhn57eytWlsgr0ot3Q== 0000831001-10-000108.txt : 20100514 0000831001-10-000108.hdr.sgml : 20100514 20100514155647 ACCESSION NUMBER: 0000831001-10-000108 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 EFFECTIVENESS DATE: 20100514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02427 FILM NUMBER: 10833256 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 13F-HR/A 1 hra20090331.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment {X}; Amendment Number: __1__ This Amendment (Check only one.): { } is a restatement. {X} adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Citigroup Inc. Address: 399 Park Avenue New York, New York 10043 Form 13F File Number: 28-2427 The institutional investment manager filing this report and the person by who it is signed hereby represent that the person signing the report is authorize to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Julie A. Bell Lindsay Title: Assistant Secretary Phone: (212) 559-1000 Signature, Place, and Date of Signing: /s/ Julie A. Bell Lindsay New York, New York May 13, 2010 This amendment is being filed to (i) add Citibank Canada to the list of other institutional investment managers (identified as number 34 on the "List of Other Included Managers") and (ii) add certain reportable securities directly beneficially owned by Citibank Canada which were not previously included on the Form 13F-HR filed by Citigroup Inc. on May 15, 2009. Report Type (Check only one.): { X } 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) { } 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) { } 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion ar reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 26 Form 13F Information Table Value Total: $99,890,392 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File No. File Number Name 04 28-5347 Citibank Overseas Investment Corporation 05 28-4287 Citibank, N.A. 08 28-11520 Citicorp Holdings Inc. 34 28-6215 Citibank Canada
FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------- ----------- --------- -------- --------- --- ---- ------- ----------------------- --------- --------- --------- AGRIUM INC COM 008916108 285 7956 SH DEFINED 4,5,8,34 7956 0 0 BANK MONTREAL QUE COM 063671101 462 17705 SH DEFINED 4,5,8,34 17705 0 0 BANK NOVA SCOTIA HAL COM 064149107 803 32754 SH DEFINED 4,5,8,34 32754 0 0 BARRICK GOLD CORP COM 067901108 253 7808 SH DEFINED 4,5,8,34 7808 0 0 BROOKFIELD ASSET MGM CL A LTD V 112585104 385 27910 SH DEFINED 4,5,8,34 27910 0 0 CDN IMPERIAL BK OF C COM 136069101 555 15289 SH DEFINED 4,5,8,34 15289 0 0 CANADIAN NAT RES LTD COM 136385101 208 5382 SH DEFINED 4,5,8,34 5382 0 0 ENBRIDGE INC COM 29250N105 365 12668 SH DEFINED 4,5,8,34 12668 0 0 ENCANA CORP COM 292505104 987 24315 SH DEFINED 4,5,8,34 24315 0 0 ENDEAVOUR SILVER COR COM 29258Y103 39 24953 SH DEFINED 4,5,8,34 24953 0 0 IMPERIAL OIL LTD COM NEW 453038408 336 9328 SH DEFINED 4,5,8,34 9328 0 0 MAG SILVER CORP COM 55903Q104 119 26536 SH DEFINED 4,5,8,34 26536 0 0 MAGNA INTL INC CL A 559222401 431 16126 SH DEFINED 4,5,8,34 16126 0 0 MANULIFE FINL CORP COM 56501R106 1850 165195 SH DEFINED 4,5,8,34 165195 0 0 PAN AMERICAN SILVER COM 697900108 939 53910 SH DEFINED 4,5,8,34 53910 0 0 POTASH CORP SASK INC COM 73755L107 85033 1052253 SH DEFINED 4,5,8,34 1052253 0 0 ROYAL BK CDA MONTREA COM 780087102 1111 38426 SH DEFINED 4,5,8,34 38426 0 0 SILVER STD RES INC COM 82823L106 375 23257 SH DEFINED 4,5,8,34 23257 0 0 SILVERCORP METALS IN COM 82835P103 231 101931 SH DEFINED 4,5,8,34 101931 0 0 SUN LIFE FINL INC COM 866796105 629 35225 SH DEFINED 4,5,8,34 35225 0 0 SUNCOR ENERGY INC COM 867229106 206 9258 SH DEFINED 4,5,8,34 9258 0 0 TALISMAN ENERGY INC COM 87425E103 109 10335 SH DEFINED 4,5,8,34 10335 0 0 TECK COMINCO LTD CL B 878742204 114 20628 SH DEFINED 4,5,8,34 20628 0 0 TORONTO DOMINION BK COM NEW 891160509 3371 97483 SH DEFINED 4,5,8,34 97483 0 0 TRANSALTA CORP COM 89346D107 250 17019 SH DEFINED 4,5,8,34 17019 0 0 TRANSCANADA CORP COM 89353D107 444 18777 SH DEFINED 4,5,8,34 18777 0 0
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