-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C0ccUJskOWOlCTGuMq6BLlVbzTqN37vc1+XF190LWG1S5PcwqOzM/4WnSqSV158D XonvQJu7+H44IamfpHXdGw== 0001140361-09-024096.txt : 20091029 0001140361-09-024096.hdr.sgml : 20091029 20091029172319 ACCESSION NUMBER: 0001140361-09-024096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091028 FILED AS OF DATE: 20091029 DATE AS OF CHANGE: 20091029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Snider William CENTRAL INDEX KEY: 0001340831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14257 FILM NUMBER: 091145476 MAIL ADDRESS: STREET 1: 2401 MERCED STREET CITY: SAN LEANDRO STATE: CA ZIP: 94577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA INNOTECH CORP CENTRAL INDEX KEY: 0000830736 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 581729436 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2401 MERCED ST. CITY: SAN LEANDRO STATE: CA ZIP: 94577 BUSINESS PHONE: 5104839620 MAIL ADDRESS: STREET 1: 2401 MERCED ST. CITY: SAN LEANDRO STATE: CA ZIP: 94577 FORMER COMPANY: FORMER CONFORMED NAME: XTRANA INC DATE OF NAME CHANGE: 20010702 FORMER COMPANY: FORMER CONFORMED NAME: BIOPOOL INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CYTRX BIOPOOL LTD DATE OF NAME CHANGE: 19890716 4 1 doc1.xml FORM 4 X0303 4 2009-10-28 1 0000830736 ALPHA INNOTECH CORP APNO.OB 0001340831 Snider William C/O ALPHA INNOTECH CORP., 2401 MERCED ST SAN LEANDRO CA 94577 1 0 0 0 Common Stock 2009-10-28 4 D 0 310000 D 0 D Stock Option (Right to Buy) 1.66 2009-10-28 4 D 0 34287 D 2015-05-02 Common Stock 34287 0 D Stock Option (Right to Buy) 1.50 2009-10-28 4 D 0 10000 D 2015-12-06 Common Stock 10000 0 D Stock Option (Right to Buy) 0.95 2009-10-28 4 D 0 10000 0.55 D 2016-10-30 Common Stock 10000 0 D Stock Option (Right to Buy) 1.20 2009-10-28 4 D 0 10000 0.30 D 2017-06-18 Common Stock 10000 0 D Stock Option (Right to Buy) 0.80 2009-10-28 4 D 0 100000 0.70 D 2018-02-25 Common Stock 100000 0 D Stock Option (Right to Buy) 0.98 2009-10-28 4 D 0 10000 0.52 D 2018-06-16 Common Stock 10000 0 D Stock Option (Right to Buy) 0.4 2009-10-28 4 D 0 10000 1.10 D 2019-06-17 Common Stock 10000 0 D Common Stock Warrants (Right to Buy) 0.80 2009-10-28 4 D 0 56250 0.70 D 2014-10-31 Common Stock 56250 0 I See footnote Common Stock Warrants 1.20 2009-10-28 4 D 0 125000 0.30 D 2016-07-21 Common Stock 125000 0 I See footnote Disposed of pursuant to a merger agreement between the Issuer and Cell Biosciences, Inc. in exchange for a cash payment of $1.50 per share on the effective date of the merger. This option, which provided for monthly vesting in equal installments over four years, was canceled on the effective date of the merger. This option, which provided for monthly vesting in equal installments over one year, was canceled on the effective date of the merger. This option, which provided for monthly vesting over one year, was canceled in the merger in exchange for a cash payment of $5,500, representing the difference between the exercise price of the option and the merger price ($1.50 per share). This option, which provided for monthly vesting over one year, was canceled in the merger in exchange for a cash payment of $3,000, representing the difference between the exercise price of the option and the merger price ($1.50 per share). This option, which provided for monthly vesting over one year, was canceled in the merger in exchange for a cash payment of $70,000, representing the difference between the exercise price of the option and the merger price ($1.50 per share). This option, which provided for monthly vesting over one year, was canceled in the merger in exchange for a cash payment of $5,200, representing the difference between the exercise price of the option and the merger price ($1.50 per share). This option, which provided for monthly vesting over one year, was canceled in the merger in exchange for a cash payment of $11,000, representing the difference between the exercise price of the option and the merger price ($1.50 per share). This warrant, which was immediately exercisable upon issuance, was canceled in the merger in exchange for a cash payment of $39,375.00, representing the difference between the exercise price of the warrant and the merger price ($1.50 per share). This warrant, which was immediately exercisable upon issuance, was canceled in the merger in exchange for a cash payment of $37,500.00, representing the difference between the exercise price of the warrant and the merger price ($1.50 per share). This warrant is held by BroadOak Capital Partners, which Mr. Snider co-founded and of which he is Managing Partner. This warrant is held by ETP/FBR Venture Capital II, LLC, which Mr. Snider co-founded. /s/ William Snider 2009-10-28 -----END PRIVACY-ENHANCED MESSAGE-----