0001560637-13-000001.txt : 20130102
0001560637-13-000001.hdr.sgml : 20130101
20130102190725
ACCESSION NUMBER: 0001560637-13-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121228
FILED AS OF DATE: 20130102
DATE AS OF CHANGE: 20130102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Struve Clayton A
CENTRAL INDEX KEY: 0001560637
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21615
FILM NUMBER: 13503425
MAIL ADDRESS:
STREET 1: 175 W JACKSON BLVD
STREET 2: SUITE 440
CITY: CHICAGO
STATE: IL
ZIP: 60604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRESSURE BIOSCIENCES INC
CENTRAL INDEX KEY: 0000830656
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 042652826
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14 NORFOLK AVENUE
CITY: SOUTH EASTON
STATE: MA
ZIP: 02375
BUSINESS PHONE: 5082301828
MAIL ADDRESS:
STREET 1: 14 NORFOLK AVENUE
CITY: SOUTH EASTON
STATE: MA
ZIP: 02375
FORMER COMPANY:
FORMER CONFORMED NAME: BOSTON BIOMEDICA INC
DATE OF NAME CHANGE: 19960812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CSS LLC/IL
CENTRAL INDEX KEY: 0001103646
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21615
FILM NUMBER: 13503424
BUSINESS ADDRESS:
STREET 1: 175 WEST JACKSON BLVD
STREET 2: SUITE 440
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 3125428515
MAIL ADDRESS:
STREET 1: 175 WEST JACKSON BLVD
STREET 2: SUITE 440
CITY: CHICAGO
STATE: IL
ZIP: 60604
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-12-28
1
0000830656
PRESSURE BIOSCIENCES INC
pbio
0001560637
Struve Clayton A
175 W JACKSON BLVD
SUITE 440
CHICAGO
IL
60604
0
0
1
0
0001103646
CSS LLC/IL
175 WEST JACKSON BLVD
SUITE 440
CHICAGO
IL
60604
0
0
0
1
indirect owner (a)
common stock
2012-12-28
4
J
0
1000000
D
228600
D
Series H Convertible Preferred
2012-12-28
4
J
0
10000
A
common stock
1000000
10000
D
Reporting Person has exchanged shares of common stock for Series H Convertible Preferred at a conversion ratio of one (1) preferred share to 100 common shares. Reporting Person has exchanged 1, 000,000 common shares for 10,000 Series H Convertible Preferred. This is a non-cash transaction. The Series H Convertible Preferred contains a limitation on conversion which prevents the Reporting Person from converting any Series H Convertible Preferred if, after giving effect to the conversion, the Reporting Person would beneficially own more than 4.99% of the outstanding shares of Common Stock. The Reporting Person may elect to increase this limitation to 9.99%, 14.99% or 19.99%, upon not less than 61 days prior written notice to the Company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest in such securities.
Reporting Person paid $0.8025 per share for common stock, since this is was a non-cash exchange of common stock for the Series H Convertible Preferred the reported price was the closing price of Company's common stock on the date of the exchange - $0.24. The Series H Convertible Preferred is convertible to common stock at a conversion price of $0.8025/share
51,665 directly and 176,935 indirectly through css, llc
Conversion ratio of one (1) series H preferred share to 100 common shares, based on conversion price at $0.8025/share.
The Series H Convertible Preferred contain a limitation on conversion which prevents the Reporting Person from converting any Series H Convertible Preferred if, after giving effect to the conversion, the Reporting Person would beneficially own more than 4.99% of the outstanding shares of Common Stock. The Reporting Person may elect to increase this limitation to 9.99%, 14.99% or 19.99%, upon not less than 61 days prior written notice to the Company
(a) Reporting Person, Clayton A Struve, is a member manager of CSS, LLC and has an indirect beneficial ownership of shares held in the name of CSS, LLC. CSS, LLC disclaims any beneficial ownership (direct or indirect) of shares held directly by Reporting Person, Clayton A. Struve.
Clayton A Struve
2013-01-02
mitchell r bialek
2013-01-02