0001560637-12-000002.txt : 20121121
0001560637-12-000002.hdr.sgml : 20121121
20121121141834
ACCESSION NUMBER: 0001560637-12-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120410
FILED AS OF DATE: 20121121
DATE AS OF CHANGE: 20121121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Struve Clayton A
CENTRAL INDEX KEY: 0001560637
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21615
FILM NUMBER: 121220835
MAIL ADDRESS:
STREET 1: 175 W JACKSON BLVD
STREET 2: SUITE 440
CITY: CHICAGO
STATE: IL
ZIP: 60604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRESSURE BIOSCIENCES INC
CENTRAL INDEX KEY: 0000830656
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 042652826
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14 NORFOLK AVENUE
CITY: SOUTH EASTON
STATE: MA
ZIP: 02375
BUSINESS PHONE: 5082301828
MAIL ADDRESS:
STREET 1: 14 NORFOLK AVENUE
CITY: SOUTH EASTON
STATE: MA
ZIP: 02375
FORMER COMPANY:
FORMER CONFORMED NAME: BOSTON BIOMEDICA INC
DATE OF NAME CHANGE: 19960812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CSS LLC/IL
CENTRAL INDEX KEY: 0001103646
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21615
FILM NUMBER: 121220834
BUSINESS ADDRESS:
STREET 1: 175 WEST JACKSON BLVD
STREET 2: SUITE 440
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 3125428515
MAIL ADDRESS:
STREET 1: 175 WEST JACKSON BLVD
STREET 2: SUITE 440
CITY: CHICAGO
STATE: IL
ZIP: 60604
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-04-10
0
0000830656
PRESSURE BIOSCIENCES INC
PBIO
0001560637
Struve Clayton A
175 W JACKSON BLVD
SUITE 440
CHICAGO
IL
60604
0
0
1
0
0001103646
CSS LLC/IL
175 WEST JACKSON BLVD
SUITE 440
CHICAGO
IL
60604
0
0
0
1
(a)
Common Stock
2012-04-10
4
P
0
2000
0.55
A
102585
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-04-11
4
P
0
4000
0.55
A
106585
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-04-13
4
P
0
2000
0.6
A
108585
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-04-16
4
P
0
4000
0.53
A
112585
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-04-19
4
P
0
9200
0.4565
A
121785
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-04-20
4
P
0
2000
0.52
A
123785
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-04-25
4
P
0
8000
0.41
A
131785
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-04-24
4
P
0
2000
0.47
A
133785
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-05-10
4
P
0
4000
0.42
A
137785
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-05-11
4
P
0
2000
0.42
A
139785
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-05-14
4
P
0
2000
0.4
A
141785
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-06-06
4
P
0
150
0.21
A
141935
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-06-18
4
P
0
5000
0.25
A
146935
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-07-23
4
P
0
2000
0.28
A
148935
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-08-28
4
P
0
2000
0.28
A
150935
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-09-04
4
P
0
2000
0.29
A
152935
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-09-10
4
P
0
10000
0.28
A
162935
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-09-18
4
P
0
2000
0.25
A
164935
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-09-28
4
J
0
27816
0
A
1051665
D
Common Stock
2012-10-04
4
P
0
10000
0.29
A
174935
I
Reporting Person is a member manager of CCS, LLC
Common Stock
2012-10-08
4
P
0
2000
0.29
A
176935
I
Reporting Person is a member manager of CCS, LLC
Series C Common Stock Purchase Warrant
0.74
2012-07-06
4
J
0
311925
D
2017-08-07
Common Stock
311925
0
D
Series C Common Stock Purchase Warrant
0.6
2012-07-06
4
J
0
311925
A
2017-08-07
Common Stock
311925
311925
D
Promissory Note - Aug 2011 Common Stock Warrant
0.85
2012-07-06
4
J
0
211765
D
2014-08-03
Common Stock
211765
0
D
Promissory Note - Aug 2011 Common Stock Warrant
0.6
2012-07-06
4
J
0
211765
A
2014-08-03
Common Stock
211765
211765
D
Promissory Note - Aug 2011 Common Stock Warrant
0.76
2012-07-06
4
J
0
26316
D
2014-08-03
Common Stock
26316
0
D
The reported transactions involved an amendment of an outsta
0.6
2012-07-06
4
J
0
26316
A
2014-08-03
Common Stock
26316
23316
D
February 2012 Common Stock Purchase Warrant
0.74
2012-07-06
4
J
0
200001
D
2012-08-07
Common Stock
200001
0
D
February 2012 Common Stock Warrant
0.6
2012-07-06
4
J
0
200001
A
2017-08-07
Common Stock
200001
200001
D
Reporting Person, Clayton Struve, is an Indirect Owner as Member Manager of CSS, LLC of shares purchased by CSS, LLC. CSS,LLC disclaims any beneficial ownership (direct or indirect) of shares held directly by Reporting Person, Clayton Struve.
Dividend shares as a result of investment in Series C Preferred shares.
Dividend accrual of $22,322 at a rate of .8025 or 27,816 shares
The reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the old warrant at an exercise price of $0.74 and the grant of a replacement warrant at an exercise price of $0.60.
The Series C Common Stock Purchase Warrants contain a limitation on exercise which prevents the Reporting Person from exercising any Warrants if, after giving effect to the exercise, the Reporting Person would beneficially own more than 4.99% of the outstanding shares of Common Stock. The Reporting Person may elect to increase this limitation to 9.99%, 14.99% or 19.99%, upon not less than 61 days prior written
notice to the Company. Since the Reporting Person currently beneficially owns more than 9.99% but less than 14.99% of the outstanding shares of Common Stock, the conversion limitation that applies to the Reporting Person is the 14.99% limitation. The Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest in such securities
The reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the old warrant at an exercise price of $0.85 and the grant of a replacement warrant at an exercise price of $0.60.
The Promissory Note-Aug 2011 Common Stock Purchase Warrants contain a limitation on exercise which prevents the Reporting Person from exercising any Warrants if, after giving effect to the exercise, the Reporting Person would beneficially own more than 4.99% of the outstanding shares of Common Stock. The Reporting Person may elect to increase this limitation to 9.99%, 14.99% or 19.99%, upon not less than 61 days prior written notice to the Company. Since the Reporting Person currently beneficially owns more than 9.99% but less than 14.99% of the outstanding shares of Common Stock, the conversion limitation that applies to the Reporting Person is the 14.99% limitation. The Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest in such securities
The reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the old warrant at an exercise price of $0.76 and the grant of a replacement warrant at an exercise price of $0.60
The February 2012 Common Stock Purchase Warrants contain a limitation on exercise which prevents the Reporting Person from exercising any Warrants if, after giving effect to the exercise, the Reporting Person would beneficially own more than 4.99% of the outstanding shares of Common Stock. The Reporting Person may elect to increase this limitation to 9.99%, 14.99% or 19.99%, upon not less than 61 days prior written notice to the Company. Since the Reporting Person currently beneficially owns more than 9.99% but less than 14.99% of the outstanding shares of Common Stock, the conversion limitation that applies to the Reporting Person is the 14.99% limitation. The Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest in such securities
(a) Reporting Person Clayton A. Struve is a member of manager of CSS, LLC and has indirect beneficial ownership of shares of stock held in the name of CSS, LLC. CSS, LLC disclaims any beneficial ownership (direct or indirect) of shares held directly by Reporting Person, Clayton Struve.
Clayton A. Struve
2012-11-20
Mitchell R. Bialek
2012-11-20