0001493152-18-010309.txt : 20180720 0001493152-18-010309.hdr.sgml : 20180720 20180720172221 ACCESSION NUMBER: 0001493152-18-010309 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180718 FILED AS OF DATE: 20180720 DATE AS OF CHANGE: 20180720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHUMACHER RICHARD T CENTRAL INDEX KEY: 0001033775 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38185 FILM NUMBER: 18963135 MAIL ADDRESS: STREET 1: 375 WEST STREET CITY: WEST BRIDGEWATER STATE: MA ZIP: 02379 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRESSURE BIOSCIENCES INC CENTRAL INDEX KEY: 0000830656 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 042652826 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14 NORFOLK AVENUE CITY: SOUTH EASTON STATE: MA ZIP: 02375 BUSINESS PHONE: 5082301828 MAIL ADDRESS: STREET 1: 14 NORFOLK AVENUE CITY: SOUTH EASTON STATE: MA ZIP: 02375 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON BIOMEDICA INC DATE OF NAME CHANGE: 19960812 4 1 ownership.xml X0306 4 2018-07-18 0 0000830656 PRESSURE BIOSCIENCES INC PBIO 0001033775 SCHUMACHER RICHARD T 130 LAKE RIDGE DRIVE TAUNTON MA 02780 1 1 0 0 President, CEO Non-Qualified Stock Option 3.40 2018-07-18 4 A 0 25000 0 A 2018-08-18 2028-07-18 Common Stock 25000 25000 D Non-Qualified Stock Option 18.00 2018-07-18 4 D 0 2500 0 D 2019-03-13 Common Stock 2500 0 D Non-Qualified Stock Option 3.40 2018-07-18 4 A 0 2500 0 A 2028-07-18 Common Stock 2500 2500 D Non-Qualified Stock Option 30.00 2018-07-18 4 D 0 500 0 D 2021-09-12 Common Stock 500 0 D Non-Qualified Stock Option 3.40 2018-07-18 4 A 0 500 0 A 2028-07-18 Common Stock 500 3000 D Non-Qualified Stock Option 18.00 2018-07-18 4 D 0 1000 0 D 2022-03-14 Common Stock 1000 0 D Non-Qualified Stock Option 3.40 2018-07-18 4 A 0 1000 0 A 2028-07-18 Common Stock 1000 4000 D Non-Qualified Stock Option 12.00 2018-07-18 4 D 0 2500 0 D 2023-05-15 Common Stock 2500 0 D Non-Qualified Stock Option 3.40 2018-07-18 4 A 0 2500 0 A 2028-07-18 Common Stock 2500 6500 D Non-Qualified Stock Option 9.00 2018-07-18 4 D 0 10000 0 D 2024-09-25 Common Stock 10000 0 D Non-Qualified Stock Option 3.40 2018-07-18 4 A 0 10000 0 A 2028-07-18 Common Stock 10000 10000 D Non-Qualified Stock Option 12.00 2018-07-18 4 D 0 41667 0 D 2026-01-01 Common Stock 41667 0 D Non-Qualified Stock Option 3.40 2018-07-18 4 A 0 41667 0 A 2028-07-18 Common Stock 41667 41667 D Non-Qualified Stock Option 8.40 2018-07-18 4 D 0 25000 0 D 2027-03-17 Common Stock 25000 0 D Non-Qualified Stock Option 3.40 2018-07-18 4 A 0 25000 0 A 2028-07-18 Common Stock 25000 66667 D Non-qualified options vest 1/36th per month for 36 months, effective on the day of grant. The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the old stock option and the grant of a replacement stock option, which includes a new exercise price of $3.40 and a new expiration date of July 18, 2028. 2005 Equity Incentive Pan. 2013 Equity Incentive Pan. 2015 Nonqualified Stock Option Plan. /s/ Richard T. Schumacher 2018-07-20