0001144204-11-056903.txt : 20111007 0001144204-11-056903.hdr.sgml : 20111007 20111007092448 ACCESSION NUMBER: 0001144204-11-056903 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111007 DATE AS OF CHANGE: 20111007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENSON ALAN D CENTRAL INDEX KEY: 0001472509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21615 FILM NUMBER: 111130780 MAIL ADDRESS: STREET 1: 21720 W LONG GROVE ROAD STREET 2: STE C #413 CITY: DEER PARK STATE: IL ZIP: 60010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRESSURE BIOSCIENCES INC CENTRAL INDEX KEY: 0000830656 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042652826 STATE OF INCORPORATION: MA FISCAL YEAR END: 0311 BUSINESS ADDRESS: STREET 1: 14 NORFOLK AVENUE CITY: SOUTH EASTON STATE: MA ZIP: 02375 BUSINESS PHONE: 5082301828 MAIL ADDRESS: STREET 1: 14 NORFOLK AVENUE CITY: SOUTH EASTON STATE: MA ZIP: 02375 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON BIOMEDICA INC DATE OF NAME CHANGE: 19960812 4 1 form444700_20111007092444-.xml X0304 4 2011-09-30 0 0000830656 PRESSURE BIOSCIENCES INC PBIO 0001472509 ROSENSON ALAN D 22803 BRIDLE TRAIL KILDEER IL US 60047 1 0 0 0 Common Stock 2011-09-30 4 C 0 67850 1.25 A 131918 D Series A Convertible Preferred Stock 1.25 2011-09-30 4 C 0 6785 12.5 D 2009-02-12 Common Stock 67850 0 D 30-Month Common Stock Purchase Warrant 2 2011-09-30 4 D 0 131500 D 2012-08-11 Common Stock 131500 0 D 30-Month Common Stock Purchase Warrant 0.9 2011-09-30 4 A 0 131500 A 2015-08-12 Common Stock 131500 131500 D The Series A Convertible Preferred Stock has no expiration date. The Reporting Person purchased 4,000 shares of Series A Convertible Preferred Stock for $12.50 per share. The Reporting Person also performed a cashless exercise as allowed by the Company for Affiliates to obtain the remaining 2,785 shares of Series A Convertible Preferred Stock. The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the old warrant and the grant of a replacement warrant. Richard T Schumacher, Attorney in fact 2011-10-07