0001144204-11-056900.txt : 20111007
0001144204-11-056900.hdr.sgml : 20111007
20111007085829
ACCESSION NUMBER: 0001144204-11-056900
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111007
DATE AS OF CHANGE: 20111007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lawrence Nathan
CENTRAL INDEX KEY: 0001355403
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21615
FILM NUMBER: 111130722
MAIL ADDRESS:
STREET 1: 321 MANLEY STREET
CITY: WEST BRIDGEWATER
STATE: MA
ZIP: 02379
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRESSURE BIOSCIENCES INC
CENTRAL INDEX KEY: 0000830656
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042652826
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0311
BUSINESS ADDRESS:
STREET 1: 14 NORFOLK AVENUE
CITY: SOUTH EASTON
STATE: MA
ZIP: 02375
BUSINESS PHONE: 5082301828
MAIL ADDRESS:
STREET 1: 14 NORFOLK AVENUE
CITY: SOUTH EASTON
STATE: MA
ZIP: 02375
FORMER COMPANY:
FORMER CONFORMED NAME: BOSTON BIOMEDICA INC
DATE OF NAME CHANGE: 19960812
4
1
form444695_20111007085824-.xml
X0304
4
2011-09-30
0
0000830656
PRESSURE BIOSCIENCES INC
PBIO
0001355403
Lawrence Nathan
51 BELMONT STREET, UNIT B-1, BLDG. 1
SOUTH EASTON
MA
US 02375
0
1
0
0
VP OF MARKETING
Common Stock
2011-09-30
4
C
0
6730
1.15
A
14313
D
Series A Convertible Preferred Stock
1.15
2011-09-30
4
C
0
673
D
2009-02-12
Common Stock
6730
0
D
30-Month Common Stock Purchase Warrant
2
2011-09-30
4
D
0
5220
D
2012-08-11
Common Stock
5220
0
D
30-Month Common Stock Purchase Warrant
0.9
2011-09-30
4
A
0
5220
A
2015-08-12
Common Stock
5220
5220
D
The Series A Convertible Preferred Stock has no expiration date.
Pursuant to a certain Securities Purchase Agreement, dated February 12, 2009, among the Company, the Reporting Person and the other purchasers named therein, the Reporting Person purchased 522 "Units" at a purchase price of $11.50 per Unit. Each Unit consisted of (i) one share of Series A Convertible Preferred Stock, (ii) a warrant to purchase one share of Series A Convertible Preferred Stock, which warrant is exercisable until May 12, 2010 and (iii) a warrant to purchase 10 shares of Common Stock, which warrant is exercisable until August 12, 2015.
The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the old warrant and the grant of a replacement warrant.
Richard T Schumacher, Attorney in fact
2011-10-07