0001144204-11-056897.txt : 20111007
0001144204-11-056897.hdr.sgml : 20111007
20111007085638
ACCESSION NUMBER: 0001144204-11-056897
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111007
DATE AS OF CHANGE: 20111007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDBERG ALAN IRA
CENTRAL INDEX KEY: 0001496657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21615
FILM NUMBER: 111130717
MAIL ADDRESS:
STREET 1: 1011 GRAND ISLE TERRACE
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRESSURE BIOSCIENCES INC
CENTRAL INDEX KEY: 0000830656
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042652826
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0311
BUSINESS ADDRESS:
STREET 1: 14 NORFOLK AVENUE
CITY: SOUTH EASTON
STATE: MA
ZIP: 02375
BUSINESS PHONE: 5082301828
MAIL ADDRESS:
STREET 1: 14 NORFOLK AVENUE
CITY: SOUTH EASTON
STATE: MA
ZIP: 02375
FORMER COMPANY:
FORMER CONFORMED NAME: BOSTON BIOMEDICA INC
DATE OF NAME CHANGE: 19960812
4
1
form444692_20111007085633-.xml
X0304
4
2011-09-30
0
0000830656
PRESSURE BIOSCIENCES INC
PBIO
0001496657
GOLDBERG ALAN IRA
1011 GRAND ISLE TERRACE
PALM BEACH GARDENS
FL
US 33418
1
0
0
0
Common Stock
2011-09-30
4
C
0
96960
1.15
A
125845
D
Series A Convertible Preferred Stock
1.15
2011-09-30
4
C
0
9696
D
2009-02-12
Common Stock
96960
0
D
30-Month Common Stock Purchase Warrant
2
2011-09-30
4
D
0
96960
D
2012-08-11
Common Stock
96960
0
D
30-Month Common Stock Purchase Warrant
0.9
2011-09-30
4
A
0
96960
A
2015-08-12
Common Stock
96960
96960
D
The Series A Convertible Preferred Stock has no expiration date.
Pursuant to a certain Securities Purchase Agreement, dated February 12, 2009, among the Company, the Reporting Person and the other purchasers named therein, the Reporting Person purchased 9,696 "Units" at a purchase price of $11.50 per Unit. Each Unit consisted of (i) one share of Series A Convertible Preferred Stock, (ii) a warrant to purchase one share of Series A Convertible Preferred Stock, which warrant is exercisable until May 12, 2010 and (iii) a warrant to purchase 10 shares of Common Stock, which warrant is exercisable until August 12, 2015.
The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the old warrant and the grant of a replacement warrant.
Richard T Schumacher, Attorney in fact
2011-10-07