0001144204-11-056897.txt : 20111007 0001144204-11-056897.hdr.sgml : 20111007 20111007085638 ACCESSION NUMBER: 0001144204-11-056897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111007 DATE AS OF CHANGE: 20111007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDBERG ALAN IRA CENTRAL INDEX KEY: 0001496657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21615 FILM NUMBER: 111130717 MAIL ADDRESS: STREET 1: 1011 GRAND ISLE TERRACE CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRESSURE BIOSCIENCES INC CENTRAL INDEX KEY: 0000830656 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042652826 STATE OF INCORPORATION: MA FISCAL YEAR END: 0311 BUSINESS ADDRESS: STREET 1: 14 NORFOLK AVENUE CITY: SOUTH EASTON STATE: MA ZIP: 02375 BUSINESS PHONE: 5082301828 MAIL ADDRESS: STREET 1: 14 NORFOLK AVENUE CITY: SOUTH EASTON STATE: MA ZIP: 02375 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON BIOMEDICA INC DATE OF NAME CHANGE: 19960812 4 1 form444692_20111007085633-.xml X0304 4 2011-09-30 0 0000830656 PRESSURE BIOSCIENCES INC PBIO 0001496657 GOLDBERG ALAN IRA 1011 GRAND ISLE TERRACE PALM BEACH GARDENS FL US 33418 1 0 0 0 Common Stock 2011-09-30 4 C 0 96960 1.15 A 125845 D Series A Convertible Preferred Stock 1.15 2011-09-30 4 C 0 9696 D 2009-02-12 Common Stock 96960 0 D 30-Month Common Stock Purchase Warrant 2 2011-09-30 4 D 0 96960 D 2012-08-11 Common Stock 96960 0 D 30-Month Common Stock Purchase Warrant 0.9 2011-09-30 4 A 0 96960 A 2015-08-12 Common Stock 96960 96960 D The Series A Convertible Preferred Stock has no expiration date. Pursuant to a certain Securities Purchase Agreement, dated February 12, 2009, among the Company, the Reporting Person and the other purchasers named therein, the Reporting Person purchased 9,696 "Units" at a purchase price of $11.50 per Unit. Each Unit consisted of (i) one share of Series A Convertible Preferred Stock, (ii) a warrant to purchase one share of Series A Convertible Preferred Stock, which warrant is exercisable until May 12, 2010 and (iii) a warrant to purchase 10 shares of Common Stock, which warrant is exercisable until August 12, 2015. The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the old warrant and the grant of a replacement warrant. Richard T Schumacher, Attorney in fact 2011-10-07