0001144204-11-056896.txt : 20111007
0001144204-11-056896.hdr.sgml : 20111007
20111007085554
ACCESSION NUMBER: 0001144204-11-056896
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110907
FILED AS OF DATE: 20111007
DATE AS OF CHANGE: 20111007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHUMACHER RICHARD T
CENTRAL INDEX KEY: 0001033775
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21615
FILM NUMBER: 111130715
MAIL ADDRESS:
STREET 1: 375 WEST STREET
CITY: WEST BRIDGEWATER
STATE: MA
ZIP: 02379
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRESSURE BIOSCIENCES INC
CENTRAL INDEX KEY: 0000830656
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042652826
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0311
BUSINESS ADDRESS:
STREET 1: 14 NORFOLK AVENUE
CITY: SOUTH EASTON
STATE: MA
ZIP: 02375
BUSINESS PHONE: 5082301828
MAIL ADDRESS:
STREET 1: 14 NORFOLK AVENUE
CITY: SOUTH EASTON
STATE: MA
ZIP: 02375
FORMER COMPANY:
FORMER CONFORMED NAME: BOSTON BIOMEDICA INC
DATE OF NAME CHANGE: 19960812
4
1
form444691_20111007085550-.xml
X0304
4
2011-09-07
0
0000830656
PRESSURE BIOSCIENCES INC
PBIO
0001033775
SCHUMACHER RICHARD T
130 LAKE RIDGE DRIVE
TAUNTON
MA
US 02780
1
1
1
0
Chief Executive Officer
Common Stock
2011-09-30
4
C
0
33900
1.15
A
258349
D
Series A Convertible Preferred Stock
1.15
2011-09-30
4
C
0
3390
D
2009-02-12
Common Stock
33900
0
D
30-Month Common Stock Purchase Warrant
2
2011-09-30
4
D
0
21740
D
2012-08-11
Common Stock
21740
0
D
30-Month Common Stock Purchase Warrant
0.9
2011-09-30
4
A
0
21740
A
2015-08-12
Common Stock
21740
21740
D
Common Stock Warrant
0.83
2011-09-07
4
A
0
12048
0
A
2011-09-07
2014-09-07
Common Stock
12048
12048
D
Common Stock Warrant
0.85
2011-09-29
4
A
0
105882
0
A
2011-09-07
2014-09-07
Common Stock
105882
105882
D
The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the old warrant and the grant of a replacement warrant.
Pursuant to a certain Securities Purchase Agreement, dated February 12, 2009, among the Company, the Reporting Person and the other purchasers named therein, the Reporting Person purchased 2,174 "Units" at a purchase price of $11.50 per Unit. Each Unit consisted of (i) one share of Series A Convertible Preferred Stock, (ii) a warrant to purchase one share of Series A Convertible Preferred Stock, which warrant is exercisable until May 12, 2010 and (iii) a warrant to purchase 10 shares of Common Stock, which warrant is exercisable until August 12, 2015.
The Series A Convertible Preferred Stock has no expiration date.
Richard T Schumacher
2011-10-07