0001144204-11-056896.txt : 20111007 0001144204-11-056896.hdr.sgml : 20111007 20111007085554 ACCESSION NUMBER: 0001144204-11-056896 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110907 FILED AS OF DATE: 20111007 DATE AS OF CHANGE: 20111007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHUMACHER RICHARD T CENTRAL INDEX KEY: 0001033775 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21615 FILM NUMBER: 111130715 MAIL ADDRESS: STREET 1: 375 WEST STREET CITY: WEST BRIDGEWATER STATE: MA ZIP: 02379 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRESSURE BIOSCIENCES INC CENTRAL INDEX KEY: 0000830656 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042652826 STATE OF INCORPORATION: MA FISCAL YEAR END: 0311 BUSINESS ADDRESS: STREET 1: 14 NORFOLK AVENUE CITY: SOUTH EASTON STATE: MA ZIP: 02375 BUSINESS PHONE: 5082301828 MAIL ADDRESS: STREET 1: 14 NORFOLK AVENUE CITY: SOUTH EASTON STATE: MA ZIP: 02375 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON BIOMEDICA INC DATE OF NAME CHANGE: 19960812 4 1 form444691_20111007085550-.xml X0304 4 2011-09-07 0 0000830656 PRESSURE BIOSCIENCES INC PBIO 0001033775 SCHUMACHER RICHARD T 130 LAKE RIDGE DRIVE TAUNTON MA US 02780 1 1 1 0 Chief Executive Officer Common Stock 2011-09-30 4 C 0 33900 1.15 A 258349 D Series A Convertible Preferred Stock 1.15 2011-09-30 4 C 0 3390 D 2009-02-12 Common Stock 33900 0 D 30-Month Common Stock Purchase Warrant 2 2011-09-30 4 D 0 21740 D 2012-08-11 Common Stock 21740 0 D 30-Month Common Stock Purchase Warrant 0.9 2011-09-30 4 A 0 21740 A 2015-08-12 Common Stock 21740 21740 D Common Stock Warrant 0.83 2011-09-07 4 A 0 12048 0 A 2011-09-07 2014-09-07 Common Stock 12048 12048 D Common Stock Warrant 0.85 2011-09-29 4 A 0 105882 0 A 2011-09-07 2014-09-07 Common Stock 105882 105882 D The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the old warrant and the grant of a replacement warrant. Pursuant to a certain Securities Purchase Agreement, dated February 12, 2009, among the Company, the Reporting Person and the other purchasers named therein, the Reporting Person purchased 2,174 "Units" at a purchase price of $11.50 per Unit. Each Unit consisted of (i) one share of Series A Convertible Preferred Stock, (ii) a warrant to purchase one share of Series A Convertible Preferred Stock, which warrant is exercisable until May 12, 2010 and (iii) a warrant to purchase 10 shares of Common Stock, which warrant is exercisable until August 12, 2015. The Series A Convertible Preferred Stock has no expiration date. Richard T Schumacher 2011-10-07