-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IhCYc4SlJmgJarDb4Vrm4xtsS+vAhSDO2Q/qJHLAlqdJ7IwTsK7+z2YaQUZPk0W8 7x+r2/ReTFNjNFV8VFLDfw== 0001144204-10-038489.txt : 20100720 0001144204-10-038489.hdr.sgml : 20100720 20100720111054 ACCESSION NUMBER: 0001144204-10-038489 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100712 FILED AS OF DATE: 20100720 DATE AS OF CHANGE: 20100720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDBERG ALAN IRA CENTRAL INDEX KEY: 0001496657 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21615 FILM NUMBER: 10959776 MAIL ADDRESS: STREET 1: 1011 GRAND ISLE TERRACE CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRESSURE BIOSCIENCES INC CENTRAL INDEX KEY: 0000830656 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042652826 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14 NORFOLK AVENUE CITY: SOUTH EASTON STATE: MA ZIP: 02375 BUSINESS PHONE: 5082301828 MAIL ADDRESS: STREET 1: 14 NORFOLK AVENUE CITY: SOUTH EASTON STATE: MA ZIP: 02375 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON BIOMEDICA INC DATE OF NAME CHANGE: 19960812 3 1 form315896_072010111033-.xml X0203 3 2010-07-12 0 0000830656 PRESSURE BIOSCIENCES INC PBIO 0001496657 GOLDBERG ALAN IRA 1011 GRAND ISLE TERRACE PALM BEACH GARDENS FL US 33418 1 0 0 0 COMMON STOCK 6656 D SERIES A CONVERTIBLE PREFERRED STOCK 0 2009-02-12 COMMON STOCK, PAR VALUE $.01 PER SHARE 96960 D 30-MONTH COMMON STOCK PURCHASE WARRANT 2 2009-02-12 2011-08-12 COMMON STOCK, PAR VALUE $.01 PER SHARE 96960 D The terms of the Series A Convertible Preferred Stock contain a limitation on conversion which prevents the Reporting Person from converting shares of Series A Convertible Preferred Stock into shares of Common Stock if, after giving effect to the conversion, the Reporting Person would beneficially own more than 4.99% of the outstanding shares of Common Stock. The Reporting Person may elect to increase this limitation to 9.99%, 14.99% or 19.99%, upon not less than 61 days prior written notice to the Company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest in such securities. The 30-Month Common Warrants contain a limitation on exercise which prevents the Reporting Person from exercising any Warrants if, after giving effect to the exercise, the Reporting Person would beneficially own more than 4.99% of the outstanding shares of Common Stock. The Reporting Person may elect to increase this limitation to 9.99%, 14.99% or 19.99%, upon not less than 61 days prior written notice to the Company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest in such securities. The Series A Convertible Preferred Stock has no expiration date. RICHARD T. SCHUMACHER, ATTORNEY IN FACT 2010-07-20 -----END PRIVACY-ENHANCED MESSAGE-----