-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WoZ6WtPPY50wbshhT1bFUPFSY+MM02HCiU7ertPT1WQUho6iVY4oCvJVP2pgI9f+ fEo3xqPTklkkZSPooooAXg== 0001144204-09-061504.txt : 20091123 0001144204-09-061504.hdr.sgml : 20091123 20091123162253 ACCESSION NUMBER: 0001144204-09-061504 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091120 FILED AS OF DATE: 20091123 DATE AS OF CHANGE: 20091123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENSON ALAN D CENTRAL INDEX KEY: 0001472509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21615 FILM NUMBER: 091201994 MAIL ADDRESS: STREET 1: 21720 W LONG GROVE ROAD STREET 2: STE C #413 CITY: DEER PARK STATE: IL ZIP: 60010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRESSURE BIOSCIENCES INC CENTRAL INDEX KEY: 0000830656 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042652826 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 321 MANLEY STREET CITY: WEST BRIDGEWATER STATE: MA ZIP: 02379 BUSINESS PHONE: 5085801818 MAIL ADDRESS: STREET 1: 321 MANLEY STREET CITY: WEST BRIDGEWATER STATE: MA ZIP: 02379 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON BIOMEDICA INC DATE OF NAME CHANGE: 19960812 4 1 form426741_112309162236-.xml X0303 4 2009-11-20 0 0000830656 PRESSURE BIOSCIENCES INC PBIO 0001472509 ROSENSON ALAN D 22803 BRIDLE TRAIL KILDEER IL US 60047 1 0 0 0 15-Month Preferred Stock Purchase Warrant 12.5 2009-11-20 4 M 0 4000 0 D 2009-02-12 2010-05-12 Common Stock 40000 9150 D Series A Convertible Preferred Stock 0 2009-11-20 4 M 0 4000 12.5 A 2009-02-12 Common Stock 40000 4000 D The terms of the Series A Convertible Preferred Stock contain a limitation on conversion which prevents the Reporting Person from converting shares of Series A Convertible Preferred Stock into Shares of Common Stock if, after giving effect to the conversion, the Reporting Person would beneficially own more than 4.99% of the outstanding shares of Common Stock. The Reporting Person may elect to increase this limitation to 9.99%, 14.99% or 19.99%, upon not less than 61 days prior written notice to the Company. Since the Reporting Person currently beneficially owns more than 14.99% but less than 19.99% of the outstanding shares of Common Stock, the only conversion limitation that applies to the Reporting Person is the 19.99% limitation. The Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest in such securities. The Series A Convertible Preferred Stock has no expiration date. Richard T. Schumacher, Attorney-in-Fact 2009-11-23 -----END PRIVACY-ENHANCED MESSAGE-----