-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KKCmephUUwRefTlUudFLFydIVhWbQlc4SxVLcuzCMFIXEZL2EUKkIpa+WGkvcyS3 7gd/DIhTsSqa5hm828UowQ== 0001144204-09-048867.txt : 20090917 0001144204-09-048867.hdr.sgml : 20090917 20090917160600 ACCESSION NUMBER: 0001144204-09-048867 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090915 FILED AS OF DATE: 20090917 DATE AS OF CHANGE: 20090917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENSON ALAN D CENTRAL INDEX KEY: 0001472509 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21615 FILM NUMBER: 091074654 MAIL ADDRESS: STREET 1: 21720 W LONG GROVE ROAD STREET 2: STE C #413 CITY: DEER PARK STATE: IL ZIP: 60010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRESSURE BIOSCIENCES INC CENTRAL INDEX KEY: 0000830656 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042652826 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 321 MANLEY STREET CITY: WEST BRIDGEWATER STATE: MA ZIP: 02379 BUSINESS PHONE: 5085801818 MAIL ADDRESS: STREET 1: 321 MANLEY STREET CITY: WEST BRIDGEWATER STATE: MA ZIP: 02379 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON BIOMEDICA INC DATE OF NAME CHANGE: 19960812 3 1 form312031_091709160545-.xml X0203 3 2009-09-15 0 0000830656 PRESSURE BIOSCIENCES INC PBIO 0001472509 ROSENSON ALAN D 22803 BRIDLE TRAIL KILDEER IL US 60047 1 0 0 0 Common Stock 22537 D 15-Month Preferred Stock Purchase Warrant 12.5 2009-02-12 2010-05-12 Common Stock, par value $.01 per share 131500 D 30-Month Common Stock Purchase Warrant 2 2009-02-12 2011-08-12 Common Stock, par value $.01 per share 131500 D The terms of the Series A Convertible Preferred Stock contain a limitation on conversion which prevents the Reporting Person from converting shares of Series A Convertible Preferred Stock into shares of Common Stock if, after giving effect to the conversion, the Reporting Person would beneficially own more than 4.99% of the outstanding shares of Common Stock. The Reporting Person may elect to increase this limitation to 9.99%, 14.99% or 19.99%, upon not less than 61 days prior written notice to the Company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest in such securities. The 30-Month Common Warrants contain a limitation on exercise which prevents the Reporting Person from exercising any Warrants if, after giving effect to the exercise, the Reporting Person would beneficially own more than 4.99% of the outstanding shares of Common Stock. The Reporting Person may elect to increase this limitation to 9.99%, 14.99% or 19.99%, upon not less than 61 days prior written notice to the Company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest in such securities. Richard T. Schumacher, Attorney-in-Fact 2009-09-17 -----END PRIVACY-ENHANCED MESSAGE-----