0001010412-15-000111.txt : 20150722 0001010412-15-000111.hdr.sgml : 20150722 20150722170259 ACCESSION NUMBER: 0001010412-15-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150603 FILED AS OF DATE: 20150722 DATE AS OF CHANGE: 20150722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oakridge Global Energy Solutions, Inc. CENTRAL INDEX KEY: 0000830483 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 943431032 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 NORTH DRIVE, SUITES 9-12 CITY: MELBOURNE STATE: FL ZIP: 32934 BUSINESS PHONE: 321-610-7959 MAIL ADDRESS: STREET 1: 751 NORTH DRIVE, SUITES 9-12 CITY: MELBOURNE STATE: FL ZIP: 32934 FORMER COMPANY: FORMER CONFORMED NAME: Oak Ridge Energy Technologies, Inc. DATE OF NAME CHANGE: 20131101 FORMER COMPANY: FORMER CONFORMED NAME: Oakridge Energy Technologies, Inc. DATE OF NAME CHANGE: 20131029 FORMER COMPANY: FORMER CONFORMED NAME: OAK RIDGE MICRO-ENERGY INC DATE OF NAME CHANGE: 20020515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barber Stephen J CENTRAL INDEX KEY: 0001594682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50032 FILM NUMBER: 151000512 MAIL ADDRESS: STREET 1: LEVEL 1 STREET 2: 16 O'CONNELL STREET CITY: SYDNEY STATE: C3 ZIP: NSW 2000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Precept Asset Management Ltd CENTRAL INDEX KEY: 0001594537 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50032 FILM NUMBER: 151000513 BUSINESS ADDRESS: STREET 1: GROUND FLOOR, HARBOUR CENTRE STREET 2: 42, NORTH CHURCH STREET, P.O. BOX 1569 CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1110 BUSINESS PHONE: 345-949-4018 MAIL ADDRESS: STREET 1: GROUND FLOOR, HARBOUR CENTRE STREET 2: 42, NORTH CHURCH STREET, P.O. BOX 1569 CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Precept Fund Management SPC on behalf of Precept Fund Segregated Portfolio CENTRAL INDEX KEY: 0001618406 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50032 FILM NUMBER: 151000514 BUSINESS ADDRESS: STREET 1: GROUND FLOOR, HARBOUR CENTER STREET 2: 42 NORTH CHURCH STREET, P. O. BOX 1569 CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1110 BUSINESS PHONE: 801-363-7411 MAIL ADDRESS: STREET 1: GROUND FLOOR, HARBOUR CENTER STREET 2: 42 NORTH CHURCH STREET, P. O. BOX 1569 CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Precept Fund Management SPC on behalf of Prescient Fund Segregated Portfolio CENTRAL INDEX KEY: 0001593366 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50032 FILM NUMBER: 151000515 BUSINESS ADDRESS: STREET 1: GROUND FLOOR, HARBOUR CENTRE STREET 2: 42, NORTH CHURCH STREET, P.O. BOX 1569 CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1110 BUSINESS PHONE: 345-949-4018 MAIL ADDRESS: STREET 1: GROUND FLOOR, HARBOUR CENTRE STREET 2: 42, NORTH CHURCH STREET, P.O. BOX 1569 CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1110 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-06-03 0 0000830483 Oakridge Global Energy Solutions, Inc. OGES 0001593366 Precept Fund Management SPC on behalf of Prescient Fund Segregated Portfolio GROUND FLOOR, HARBOUR CENTRE 42, NORTH CHURCH STREET, P.O. BOX 1569 GEORGE TOWN, GRAND CAYMAN E9 KY1-1110 CAYMAN ISLANDS 0 0 1 0 0001618406 Precept Fund Management SPC on behalf of Precept Fund Segregated Portfolio GROUND FLOOR, HARBOUR CENTER 42 NORTH CHURCH STREET, P. O. BOX 1569 GEORGE TOWN E9 KY1-1110 CAYMAN ISLANDS 0 0 1 0 0001594537 Precept Asset Management Ltd GROUND FLOOR, HARBOUR CENTRE 42, NORTH CHURCH STREET, P.O. BOX 1569 GEORGE TOWN, GRAND CAYMAN E9 KY1-1110 CAYMAN ISLANDS 0 0 1 0 0001594682 Barber Stephen J LEVEL 1 16 O'CONNELL STREET SYDNEY C3 NSW 2000 AUSTRALIA 1 1 1 0 CEO and acting CFO Common Stock 2015-06-03 4 A 0 5000000 0.25 A 227467613 D Common Stock 2015-06-30 4 P 0 78763725 0.51 A 221717613 D These shares were issued pursuant to SEC Rule 16b-3. Stephen J. Barber's direct ownership is 5,750,000 shares and his indirect ownership is 227,467,613, after the June 30, 2015, issuance of 78,763,725. On June 30, 2015, the Company issued 78,763,725 of its shares of common stock to Precept Fund Management SPC, for and on behalf of Precept Fund Segregated Portfolio, in exchange for the 11,000,000 shares of Leclanche S.A., a Swiss share company, under a Stock Purchase Agreement. For additional information, please see the Company's 8-K/A-2 Current Report dated December 5, 2014, and filed with the SEC on July 2, 2015. /s/ David M.L. Roberts, Director, Precept Fund Management SPC obo Prescient Fund Segregated Portfolio and Precept Fund Segregated Portfolio 2015-07-22