8-K/A 1 lo-form8ka_350153.txt FORM 8-K/A SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K/A Amendment No. 2 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2001 LabOne, Inc. ------------------------------------ (Exact name of registrant as specified in its charter) Missouri 0-16946 43-1039532 ---------------------------- ------------- ----------------- (State or other jurisdiction (Commission (I.R.S. Employer of incorporation File Number) Identification No.) 10101 Renner Road, Lenexa, KS 66219 ----------------- ----- (Address of principal (Zip Code) executive offices) Registrant's telephone number, including area code: 913-888-1770 ---------------------- Not Applicable -------------------------------------------------------------- (Former name or former address, if changed since last report) -1- Item 7. Financial Statements and Exhibits (c) Exhibits 4.1 Securities Purchase Agreement dated as of August 31, 2001 by and among LabOne, Inc., Welsh, Carson, Anderson and Stowe IX, L.P. and the other purchasers named on Schedule I to the Securities Purchase Agreement 4.2 Certificate of Designation for Series B-1 Preferred Stock 4.3 Warrant Agreement dated as of August 31, 2001 by and among LabOne, Inc., Welsh, Carson, Anderson and Stowe IX, L.P. and the other purchasers named on Schedule I to the Securities Purchase Agreement 4.4 Certificate of Designation for Series B-2 Preferred Stock 4.5 Form of Series A Senior Subordinated Note 4.6 Amendment No. 1 to Rights Agreement dated August 31, 2001 between LabOne, Inc. and American Stock Transfer & Trust Company 4.7 Registration Rights Agreement dated August 31, 2001 among LabOne, Inc., Welsh, Carson, Anderson and Stowe IX, L.P. and the other purchasers named on Schedule I to the Securities Purchase Agreement -2- SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LABONE, INC. Date: October 5, 2001 By /s/ John W. McCarty ------------------- John W. McCarty Executive V.P. and Chief Financial Officer Date: October 5, 2001 By /s/ Kurt E. Gruenbacher ----------------------- Kurt E. Gruenbacher V.P. Finance, Chief Accounting Officer and Treasurer -3- EXHIBIT INDEX Assigned Exhibit Number Description of Exhibit ------ ---------------------- 4.1 Securities Purchase Agreement dated as of August 31, 2001 by and among LabOne, Inc., Welsh, Carson, Anderson and Stowe IX, L.P. and the other purchasers named on Schedule I to the Securities Purchase Agreement 4.2 Certificate of Designation for Series B-1 Preferred Stock 4.3 Warrant Agreement dated as of August 31, 2001 by and among LabOne, Inc., Welsh, Carson, Anderson and Stowe IX, L.P. and the other purchasers named on Schedule I to the Securities Purchase Agreement 4.4 Certificate of Designation for Series B-2 Preferred Stock 4.5 Form of Series A Senior Subordinated Note 4.6 Amendment No. 1 to Rights Agreement dated August 31, 2001 between LabOne, Inc. and American Stock Transfer & Trust Company 4.7 Registration Rights Agreement dated August 31, 2001 among LabOne, Inc., Welsh, Carson, Anderson and Stowe IX, L.P. and the other purchasers named on Schedule I to the Securities Purchase Agreement