0000830158-01-500027.txt : 20011010 0000830158-01-500027.hdr.sgml : 20011010 ACCESSION NUMBER: 0000830158-01-500027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010928 FILED AS OF DATE: 20011009 COMPANY DATA: COMPANY CONFORMED NAME: SEWARD JAMES R CENTRAL INDEX KEY: 0001036345 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O LABONE INC STREET 2: 10310 W 84TH TERRACE PO BOX 2035 CITY: LENEXA STATE: KS ZIP: 66214 MAIL ADDRESS: STREET 1: LABONE INC STREET 2: 10310 W 84TH TERRACE PO BOX 2035 CITY: LENEA STATE: KS ZIP: 66214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LABONE INC/ CENTRAL INDEX KEY: 0000830158 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 431039532 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-92137 FILM NUMBER: 1754796 BUSINESS ADDRESS: STREET 1: 10101 RENNER BLVD STREET 2: P. O. BOX 7568 CITY: LENEXA STATE: KS ZIP: 66219 BUSINESS PHONE: 9138881770 MAIL ADDRESS: STREET 1: 10101 RENNER BLVD STREET 2: X CITY: LENEXA STATE: KS ZIP: 66219 FORMER COMPANY: FORMER CONFORMED NAME: LAB HOLDINGS INC DATE OF NAME CHANGE: 19980406 FORMER COMPANY: FORMER CONFORMED NAME: SEAFIELD CAPITAL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SEAFIELD CAPTIAL CORP DATE OF NAME CHANGE: 19910520 4 1 f4.htm f4

? Check this box if no longer

subject to Section 16. Form 4

or Form 5 obligations may continue.

See Instruction 1(b).

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding

Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

1. Name and Address of

Reporting Person*

Seward, James R.

2. Issuer Name and Ticker or Trading Symbol

LabOne, Inc. (LABS)

6. Relationship of Reporting Person to

Issuer (Check all applicable)

_X__Director 10% Owner

(Last) (First) (Middle)

4915 W. 79th St.

3. IRS or Social Security

Number of Reporting

Person (Voluntary)

4. Statement for

Month/Year

September 2001

__Officer __ Other

(give title below) (specify below)

(Street)

Prairie Village, KS. 66208

 

5. If Amendment, Date of

Original (Month/Year

7. Individual or Joint/Group Filing

(Check applicable line)

X Form filed by One Reporting

Person

___ Form filed by More than One

Reporting Person

(City) (State) (Zip)

Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned.

1. Title of Security

(Instr. 3)

2. Trans-

action

date:

 

(Month/

Day/

Year)

3. Trans-

action

Code

(Instr. 8)

4. Securities Acquired (A)

or Disposed of (D)

(Instr. 3, 4 and 5)

5. Amount of

Securities

Beneficially

Owned at

End of Mth.

(Instr. 3

and 4)

6. Ownership

Form:

Direct

(D) or

Indirect

(I)

(Instr. 4)

7. Nature of

Indirect

Beneficial

Ownership

(Instr. 4)

 

 

Code

V

Amount

(A) or

(D)

Price

 

 

 

Common Stock

05/25/2001

A

V

329

A

 

 

 

 

Common Stock

09/28/2001

M

 

25,000

A

6.125

41,135

D

 

 

 

 

 

 

A

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

* If the Form is filed by more than one Reporting Person, see instruction 4(b)(v).

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) PAGE 1 OF 2 PAGES

FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of

Derivative

Security

(Inst. 3)

2. Conver-

sion or

Exercise

Price of

Deriv-

Ative

Security

3. Trans-

action

Date

(Month/

Day/

Year)

4. Transac-

tion Code

(Instr. 8)

5. Number of

Derivative

Securities

Acquired (A)

or Disposed

of (D) (Instr.

3, 4, and 5)

6. Date Exercisable and

Expiration Date

(Month/Day/Year)

7. Title and Amount

of Underlying

Securities (Instr. 3

and 4)

8. Price of

Derivative

Security

Instr. 5)

9. Number

of Deriv-

ative

Securities

Beneficially

Owned at

End of

Month

(Instr. 4)

10. Owner-

ship

Form of

Deriv-

Ative

Security;

Direct

(D) or

Indirect

(I)

(Instr.

4)

11. Nature

of In-

direct

Bene-

ficial

Owner-

ship

(Instr. 4)

 

 

 

Code

V

(A)

(D)

Date

Exer-

Cisable

Expira-

tion Date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Consultant Stock Option Plan; Right to Buy

6.125

09/28/2001

M

 

 

25,000

04/06/2000

01/06/2010

Common Stock .01 par value per share

25,000

 

0

 

 

Director Stock Option Plan; Right to Buy

7.60

05/25/2001

A

V

6,579

 

05/25/2004 (1)

05/25/2011

Common Stock .01 par value per share

6,579

 

6,579

D

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(1) The option vests in three equal annual installments beginning on May 25, 2002.

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations

See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

/s/ James R. Seward 10-09-2001

James R. Seward by attorney-in-fact Randy Shelton Date

 

Note: File three copies of this Form, one of which must be manually signed.

If space provided is insufficient, see Instruction 6 for procedure.

PAGE 2 OF 2 PAGES

::ODMA\PCDOCS\DOCS\322426\1