-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LhGPBjXLr8cVAjrzFuw/QKUF2lvSp0IHLoUR+dxdhhkwHLrnGhLl7uNKrnP4srUr zMqH7RpVI99LUOtnkOzGMw== 0000892569-96-000963.txt : 19960613 0000892569-96-000963.hdr.sgml : 19960613 ACCESSION NUMBER: 0000892569-96-000963 CONFORMED SUBMISSION TYPE: SC 13E3/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960611 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN RETIREMENT VILLAS PROPERTIES II CENTRAL INDEX KEY: 0000830156 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 330278155 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13E3/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45877 FILM NUMBER: 96579476 BUSINESS ADDRESS: STREET 1: 245 FISCHER AVE STE D1 CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7147517400 MAIL ADDRESS: STREET 2: 245 FISCHER AVE STE D1 CITY: COSTA MESA STATE: CA ZIP: 92626 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ARV ASSISTED LIVING INC CENTRAL INDEX KEY: 0000949322 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 330160968 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13E3/A BUSINESS ADDRESS: STREET 1: 245 FISCHER AVE CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7147517400 MAIL ADDRESS: STREET 2: 245 FISCHER AVE D-1 CITY: COSTA MESA STATE: CA ZIP: 92626 SC 13E3/A 1 AMENDMENT NO. 1 TO SCHEDULE 13E-3 1 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT (PURSUANT TO SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934) AMERICAN RETIREMENT VILLAS PROPERTIES II (NAME OF ISSUER) ARV ASSISTED LIVING, INC. (NAME OF PERSON FILING STATEMENT) LIMITED PARTNERSHIP UNITS (TITLE OF CLASS OF SECURITIES) ------------------------------------ (CUSIP NUMBER OF CLASS OF SECURITIES) SHEILA M. MULDOON VICE PRESIDENT AND GENERAL COUNSEL ARV ASSISTED LIVING, INC. 245 FISCHER AVENUE, D-1 COSTA MESA, CA 92626 (714) 751-7400 (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSONS AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS ON BEHALF OF PERSON(S) FILING STATEMENT) Copies to: WILLIAM J. CERNIUS, ESQ. LATHAM & WATKINS 650 TOWN CENTER DRIVE, SUITE 2000 COSTA MESA, CALIFORNIA 92626 (714) 540-1235 This statement is filed in connection with (check the appropriate box): a. [ ] The filing of solicitation materials or an information statement subject to Regulation 14A, Regulation 14C or Rule 13e-3(c) under the Securities Exchange Act of 1934. b. [ ] The filing of a registration statement under the Securities Act of 1933. c. [x] A tender offer. d. [ ] None of the above. Check the following box if soliciting material or information statement referred to in checking box (a) are preliminary copies: CALCULATION OF FILING FEE =============================================================================== TRANSACTION VALUATION* AMOUNT OF FILING FEE - ---------------------- -------------------- $25,117,590.24 ........................................ $8,662.00 --------- =============================================================================== * This amount is based upon the purchase of 34,855.542 Units at $720 cash per Unit. Pursuant to, and as provided by, Rule 0-11(b)(1), the amount required to be paid with the filing of this Schedule 13E-3 is $8,662. [x] Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. Amount Previously Paid: $8,662 Filing Party: ARV Assisted Living, Inc. Form or Registration No.: 14D-1 Date Filed: May 16, 1996 ================================================================================ 2 This Rule 13e-3 Transaction Statement (the "Statement") relates to a tender offer by ARV Assisted Living, Inc., a California corporation (the "Company"), to purchase all of the limited partnership units (the "Units") of American Retirement Villas Properties II, a California limited partnership (the "Partnership"), at $720 per Unit, net to the seller in cash and without interest, upon the terms of and subject to the conditions set forth in the Offer to Purchase, dated May 16, 1996, as amended by the Supplement to the Offer to Purchase dated June 11, 1996 (together, the "Offer to Purchase"), and in the related Letter of Transmittal (which collectively constitute the "Offer"). This Statement is being filed by the Company. 2 3 The cross reference sheet below is being supplied pursuant to General Instruction F to Schedule 13E-3 and shows the location in the Schedule 14D-1 (the "Schedule 14D-1") filed by the Company with the Securities and Exchange Commission on the date hereof of the information required to be included in response to the items of this Statement. CROSS REFERENCE SHEET
ITEM IN WHERE LOCATED IN SCHEDULE 13E-3 SCHEDULE 14D-1 - -------------- ---------------- Item 1(a) . . . . . . . . . . . . . . . . . . . . . . . . Item 1(a) Item 1(b) . . . . . . . . . . . . . . . . . . . . . . . . Item 1(b) Item 1(c) . . . . . . . . . . . . . . . . . . . . . . . . Item 1(c) Item 1(d) . . . . . . . . . . . . . . . . . . . . . . . . * Item 1(e) . . . . . . . . . . . . . . . . . . . . . . . . * Item 1(f) . . . . . . . . . . . . . . . . . . . . . . . . * Item 2(a) . . . . . . . . . . . . . . . . . . . . . . . . Item 2(a) Item 2(b) . . . . . . . . . . . . . . . . . . . . . . . . Item 2(b) Item 2(c) . . . . . . . . . . . . . . . . . . . . . . . . Item 2(c) Item 2(d) . . . . . . . . . . . . . . . . . . . . . . . . Item 2(d) Item 2(e) . . . . . . . . . . . . . . . . . . . . . . . . Item 2(e) Item 2(f) . . . . . . . . . . . . . . . . . . . . . . . . Item 2(f) Item 2(g) . . . . . . . . . . . . . . . . . . . . . . . . Item 2(g) Item 3(a)(1). . . . . . . . . . . . . . . . . . . . . . . Item 3(a)(1) Item 3(a)(2). . . . . . . . . . . . . . . . . . . . . . . Item 3(b) Item 3(b) . . . . . . . . . . . . . . . . . . . . . . . . * Item 4. . . . . . . . . . . . . . . . . . . . . . . . . . * Item 5. . . . . . . . . . . . . . . . . . . . . . . . . . Item 5 Item 6(a) . . . . . . . . . . . . . . . . . . . . . . . . Item 4(a) Item 6(b) . . . . . . . . . . . . . . . . . . . . . . . . * Item 6(c) . . . . . . . . . . . . . . . . . . . . . . . . Item 4(b) Item 6(d) . . . . . . . . . . . . . . . . . . . . . . . . Item 4(c) Item 7(a) . . . . . . . . . . . . . . . . . . . . . . . . Item 5 Item 7(b) . . . . . . . . . . . . . . . . . . . . . . . . * Item 7(c) . . . . . . . . . . . . . . . . . . . . . . . . * Item 7(d) . . . . . . . . . . . . . . . . . . . . . . . . * Item 8. . . . . . . . . . . . . . . . . . . . . . . . . . * Item 9. . . . . . . . . . . . . . . . . . . . . . . . . . * Item 10(a). . . . . . . . . . . . . . . . . . . . . . . . Item 6(a) Item 10(b). . . . . . . . . . . . . . . . . . . . . . . . Item 6(b) Item 11 . . . . . . . . . . . . . . . . . . . . . . . . . Item 7 Item 12(a). . . . . . . . . . . . . . . . . . . . . . . . * Item 12(b). . . . . . . . . . . . . . . . . . . . . . . . * Item 13 . . . . . . . . . . . . . . . . . . . . . . . . . * Item 14(a). . . . . . . . . . . . . . . . . . . . . . . . * Item 14(b). . . . . . . . . . . . . . . . . . . . . . . . * Item 15(a). . . . . . . . . . . . . . . . . . . . . . . . * Item 15(b). . . . . . . . . . . . . . . . . . . . . . . . Item 8 Item 16 . . . . . . . . . . . . . . . . . . . . . . . . . Item 10(f) Item 17 . . . . . . . . . . . . . . . . . . . . . . . . . Item 11
- --------- * The Item is located in the Schedule 13E-3 only. 3 4 ITEM 1. ISSUER AND CLASS OF SECURITY SUBJECT TO THE OFFER. (a) The information set forth on the cover page and in "THE OFFER" -- Section 8 ("Certain Information Concerning the Partnership") of the Offer to Purchase is incorporated herein by reference. (b) The information set forth on the cover page and in the INTRODUCTION of the Offer to Purchase is incorporated herein by reference. (c) The information set forth in "THE OFFER" -- Section 6 ("Market Prices of the Units") of the Offer to Purchase is incorporated herein by reference. (d) The information set forth in "THE OFFER" -- Section 14 ("Distributions") of the Offer to Purchase is incorporated herein by reference. (e) Not applicable. (f) The information set forth in "SPECIAL FACTORS" -- Interests of Certain Persons" and "THE OFFER" -- Section 6 ("Market Price of the Units") the Offer to Purchase is incorporated herein by reference. ITEM 2. IDENTITY AND BACKGROUND. (a)-(d), (g) This Statement is being filed by the Company. The information set forth on the cover page and in the INTRODUCTION, "THE OFFER" -- Section 9 ("Certain Information Concerning the Company") and Schedule I of the Offer to Purchase is incorporated herein by reference. (e)-(f) Neither the Company nor, to the best of its knowledge, any of the persons listed in Schedule I of the Offer to Purchase has during the last five years (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting activities subject to, federal or state securities laws or finding any violation of such laws. ITEM 3. PAST CONTACTS, OFFERS OR NEGOTIATIONS. (a)-(b) The information set forth in the INTRODUCTION, "SPECIAL FACTORS -- Background of the Offer," "SPECIAL FACTORS -- Interests of Certain Persons" and "THE OFFER" -- Section 9 ("Certain Information Concerning the Company") of the Offer to Purchase is incorporated herein by reference. ITEM 4. TERMS OF THE OFFER. (a) The information set forth in the INTRODUCTION, "SPECIAL FACTORS -- Plans for the Partnership After the Offer," "THE OFFER" -- Section 1 ("Terms of the Offer"), "THE OFFER" -- Section 7 ("Effects of the Offer on Non-Tendering Unitholder") and "THE OFFER" -- Section 12 ("Certain Conditions of the Offer") of the Offer to Purchase is incorporated herein by reference. (b) The information set forth in the INTRODUCTION, "SPECIAL FACTORS -- Interests of Certain Persons" and "THE OFFER" -- Section 1 ("Terms of the Offer") the Offer to Purchase is incorporated herein by reference. 4 5 ITEM 5. PLANS OR PROPOSALS OF THE ISSUER OR AFFILIATE. (a)-(g) The information set forth in the INTRODUCTION, "SPECIAL FACTORS -- Purpose and Structure of the Offer," "SPECIAL FACTORS -- Plans for the Partnership after the Offer, "THE OFFER" -- Section 7 ("Effects of the Offer on Non-Tendering Unitholders") and "THE OFFER" -- Section 9 ("Certain Information Concerning the Company") of the Offer to Purchase is incorporated herein by reference. ITEM 6. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. (a) The information set forth in "SPECIAL FACTORS -- Source and Amount of Funds" of the Offer to Purchase is incorporated herein by reference. (b) The information set forth in the INTRODUCTION, "THE OFFER" -- Section 15 ("Fees and Expenses") and "SPECIAL FACTORS -- Source and Amount of Funds" of the Offer to Purchase is incorporated herein by reference. (c) Not applicable. (d) Not applicable. ITEM 7. PURPOSE(S), ALTERNATIVES, REASONS AND EFFECTS. (a)-(d) The information set forth in the INTRODUCTION, "SPECIAL FACTORS -- Background of the Offer," "SPECIAL FACTORS -- Fairness of the Offer; Position of the General Partners," "SPECIAL FACTORS -- Appraisals," "SPECIAL FACTORS -- Purpose and Structure of the Offer," "SPECIAL FACTORS -- Plans for the Partnership after the Offer," "SPECIAL FACTORS -- Interests of Certain Persons," "SPECIAL FACTORS -- Source and Amount of Funds," "SPECIAL FACTORS -- Certain Federal Income Tax Consequences," "THE OFFER" -- Section 7 ("Effects of the Offer on Non-Tendering Unitholders"), "THE OFFER" -- Section 9 ("Certain Information Concerning the Partnership"), and "THE OFFER -- Section 9 ("Certain Information Concerning the Company") of the Offer to Purchase is incorporated herein by reference. ITEM 8. FAIRNESS OF THE OFFER. (a)-(f) The information set forth in the INTRODUCTION, "SPECIAL FACTORS -- Background of the Offer," "SPECIAL FACTORS -- Fairness of the Offer; Position of the General Partners" and "SPECIAL FACTORS -- Appraisals" of the Offer to Purchase and in Exhibit 99 hereto is incorporated herein by reference. ITEM 9. REPORTS, OPINIONS, APPRAISALS AND CERTAIN NEGOTIATIONS. (a)-(c) The information set forth in "SPECIAL FACTORS -- Background of the Offer," "SPECIAL FACTORS -- Fairness of the Offer, Position of the General Partners" and "SPECIAL FACTORS -- Appraisals" of the Offer to Purchase and in Exhibit 99 hereto is incorporated herein by reference. ITEM 10. INTEREST IN SECURITIES OF THE ISSUER. (a)-(b) The information concerning the ownership and transactions in the Units set forth on the cover page and in the INTRODUCTION, "SPECIAL FACTORS -- Interests of Certain Persons" and "THE OFFER" -- Section 9 ("Certain Information Concerning the Company") of the Offer to Purchase is incorporated herein by reference. 5 6 ITEM 11. CONTRACTS, ARRANGEMENTS OR UNDERSTANDINGS WITH RESPECT TO THE ISSUER'S SECURITIES. Not applicable. ITEM 12. PRESENT INTENTION AND RECOMMENDATION OF CERTAIN PERSONS WITH REGARD TO THE OFFER. (a) Not applicable because none of the General Partners or affiliates of the Partnership, except the Purchaser, owns any Units. (b) The information set forth in the INTRODUCTION, "SPECIAL FACTORS -- Fairness of the Offer; Position of the General Partners" and "SPECIAL FACTORS - -- Appraisals" of the Offer to Purchase is incorporated herein by reference. ITEM 13. OTHER PROVISIONS OF THE OFFER. (a) The information set forth in "THE OFFER -- Section 13 ("Dissenters' Rights and Investors Lists") is incorporated herein by reference. (b) The information set forth in "THE OFFER -- Section 13 ("Dissenters' Rights and Investors Lists") is incorporated herein by reference. (c) Not applicable. ITEM 14. FINANCIAL INFORMATION. (a)-(b) The information set forth in "THE OFFER" -- Section 8 ("Certain Information Concerning the Partnership") and Schedules III and IV of the Offer to Purchase is incorporated herein by reference. ITEM 15. PERSONS AND ASSETS EMPLOYED, RETAINED OR UTILIZED. (a) The information set forth in the INTRODUCTION, "SPECIAL FACTORS -- Background of the Offer," "SPECIAL FACTORS -- Plans for the Partnership after the Offer," "SPECIAL FACTORS -- Interests of Certain Persons," "SPECIAL FACTORS - -- Source and Amount of Funds" and "THE OFFER -- Section 8 ("Certain Information Concerning the Partnership") of the Offer to Purchase is incorporated herein by reference. (b) The information set forth in the INTRODUCTION, "SPECIAL FACTORS -- Background of the Offer" and "THE OFFER" -- Section 15 ("Fees and Expenses") of the Offer to Purchase is incorporated herein by reference. ITEM 16. ADDITIONAL INFORMATION. Additional information concerning the Offer is set forth in the Offer to Purchase and the Letter of Transmittal which are incorporated herein by reference. ITEM 17. MATERIAL TO BE FILED AS EXHIBITS. *99 Appraisal Reports by Senior Living Valuation Service, Inc. *99.1 Offer to Purchase dated May 16, 1996 (incorporated by reference to Exhibit 99.1 to the Company's Tender Offer Statement on Schedule 14D-1 dated May 16, 1996). 6 7 *99.2 Letter of Transmittal (incorporated by reference to Exhibit 99.2 to the Company's Tender Offer Statement on Schedule 14D-1 dated May 16, 1996). *99.3 Form of Letter to Unitholders (incorporated by reference to Exhibit 99.3 to the Company's Tender Offer Statement on Schedule 14D-1 dated May 16, 1996). *99.4 Letter from the Company to Brokers, Dealers, Trust Companies and Other Nominees (incorporated by reference to Exhibit 99.4 to the Company's Tender Offer Statement on Schedule 14D-1 dated May 16, 1996). *99.5 Letter to Clients for use by Brokers, Dealers, Trust Companies and Other Nominees (incorporated by reference to Exhibit 99.5 to the Company's Tender Offer Statement on Schedule 14D-1 dated May 16, 1996). *99.6 Text of Press Release dated May 16, 1996 (incorporated by reference to Exhibit 99.6 to the Company's Tender Offer Statement on Schedule 14D-1 dated May 16, 1996). 99.7 Supplement to Offer to Purchase dated June 11, 1996 (incorporated by reference to Exhibit 99.7 to Amendment No. 1 to the Company's Tender Offer Statement on Schedule 14D-1 dated June 11, 1996). 99.8 Form of Revised Letter to Unitholders (incorporated by reference to Exhibit 99.8 to Amendment No. 1 to the Company's Tender Offer Statement on Schedule 14D-1 dated June 11, 1996). 99.9 Revised Letter from the Company to Brokers, Dealers, Trust Companies and Other Nominees (incorporated by reference to Exhibit 99.9 to Amendment No. 1 to the Company's Tender Offer Statement on Schedule 14D-1 dated June 11, 1996). 99.10 Revised Letter to Clients for use by Brokers, Dealers, Trust Companies and Other Nominees (incorporated by reference to Exhibit 99.10 to Amendment No. 1 to the Company's Tender Offer Statement on Schedule 14D-1 dated June 11, 1996). * Previously filed. 7 8 SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: June 11, 1996 ARV ASSISTED LIVING, INC. BY /S/ GARY L. DAVIDSON ----------------------------- NAME: GARY L. DAVIDSON TITLE: CHAIRMAN OF THE BOARD 9 EXHIBIT INDEX
Sequentially Exhibit Numbered Number Description Page - ------ ----------- ------------ *99 Appraisal Reports by Senior Living Valuation Service, Inc. *99.1 Offer to Purchase dated May 16, 1996 (incorporated by reference to Exhibit 99.1 to the Company's Tender Offer Statement on Schedule 14D-1 dated May 16, 1996). *99.2 Letter of Transmittal (incorporated by reference to Exhibit 99.2 to the Company's Tender Offer Statement on Schedule 14D-1 dated May 16, 1996). *99.3 Form of Letter to Unitholders (incorporated by reference to Exhibit 99.3 to the Company's Tender Offer Statement on Schedule 14D-1 dated May 16, 1996). *99.4 Letter from the Company to Brokers, Dealers, Trust Companies and Other Nominees (incorporated by reference to Exhibit 99.4 to the Company's Tender Offer Statement on Schedule 14D-1 dated May 16, 1996). *99.5 Letter to Clients for use by Brokers, Dealers, Trust Companies and Other Nominees (incorporated by reference to Exhibit 99.5 to the Company's Tender Offer Statement on Schedule 14D-1 dated May 16, 1996). *99.6 Text of Press Release dated May 16, 1996 (incorporated by reference to Exhibit 99.6 to the Company's Tender Offer Statement on Schedule 14D-1 dated May 16, 1996). 99.7 Supplement to Offer to Purchase dated June 11, 1996 (incorporated by reference to Exhibit 99.7 to Amendment No. 1 to the Company's Tender Offer Statement on Schedule 14D-1 dated June 11, 1996). 99.8 Form of Revised Letter to Unitholders (incorporated by reference to Exhibit 99.8 to Amendment No. 1 to the Company's Tender Offer Statement on Schedule 14D-1 dated June 11, 1996). 99.9 Revised Letter from the Company to Brokers, Dealers, Trust Companies and Other Nominees (incorporated by reference to Exhibit 99.9 to Amendment No. 1 to the Company's Tender Offer Statement on Schedule 14D-1 dated June 11, 1996). 99.10 Revised Letter to Clients for use by Brokers, Dealers, Trust Companies and Other Nominees (incorporated by reference to Exhibit 99.10 to Amendment No. 1 to the Company's Tender Offer Statement on Schedule 14D-1 dated June 11, 1996).
* Previously filed. -----END PRIVACY-ENHANCED MESSAGE-----