-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RS0DGtutqkZ+y7Lt1c8fpBmnJWgu9KMrBH+66gfk9d6FSZRf1jrWVnnJiOT7lQVG ZPXMVL0Cu8f3jBNhwp0sOA== 0001181431-05-055126.txt : 20051004 0001181431-05-055126.hdr.sgml : 20051004 20051004152957 ACCESSION NUMBER: 0001181431-05-055126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051004 FILED AS OF DATE: 20051004 DATE AS OF CHANGE: 20051004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKSTONE INC CENTRAL INDEX KEY: 0000830134 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 061182895 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: ONE INNOVATION WAY CITY: MERRIMACK STATE: NH ZIP: 03054 BUSINESS PHONE: 603-880-9500 MAIL ADDRESS: STREET 1: ONE INNOVATION WAY CITY: MERRIMACK STATE: NH ZIP: 03054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROIZIN PHILIP CENTRAL INDEX KEY: 0001251941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21406 FILM NUMBER: 051121450 BUSINESS ADDRESS: BUSINESS PHONE: 6075778010 MAIL ADDRESS: STREET 1: 162 E EMERSON RD CITY: LEXINGTON STATE: MA ZIP: 02420 4 1 rrd92453.xml ROIZIN 4 FORM 092705 X0202 4 2005-10-04 1 0000830134 BROOKSTONE INC BKST 0001251941 ROIZIN PHILIP 2 SUMMER STREET NASHUA NH 03064 0 1 0 0 CFO, EVP Finance Common Stock 2005-10-04 4 D 0 15022 20.00 D 0 D Common Stock 2005-10-04 4 M 0 40575 4.47 A 40575 D Common Stock 2005-10-04 4 D 0 40575 20.00 D 0 D Common Stock 2005-10-04 4 M 0 112500 6.81 A 112500 D Common Stock 2005-10-04 4 D 0 112500 20.00 D 0 D Common Stock 2005-10-04 4 M 0 24756 0 A 24756 D Common Stock 2005-10-04 4 D 0 24756 20.00 D 0 D Option to purchase common stock 4.47 2005-10-04 4 D 0 40575 20.00 D Common Stock 40575 0 D Option to purchase common stock 6.81 2005-10-04 4 D 0 112500 20.00 D Common Stock 112500 0 D Restricted/Deferred Stock 0 2005-10-04 4 D 0 24756 20.00 D Common Stock 24756 0 D In connection with the merger of Brookstone Holdings Corp. with and into the issuer, shares of the issuer's common stock were cancelled in the merger for $20 per share. These options fully vested as of October 04, 2005 and were cancelled and converted into the right to receive $630,129.75 in cash, representing the difference between the exercise price and the merger considerations ($20.00-$4.47=$15.53) as a result of the merger. These options fully vested as of October 04, 2005 and were cancelled and converted into the right to receive $1,483,875.00 in cash, representing the difference between the exercise price and the merger considerations ($20.00-$6.81=$13.19) as a result of the merger. These shares were cancelled and converted into the right to receive $495,120.00 in cash representing the difference between the exercise price and the merger consideration ($20.00-$0=$20.00) as a result of the merger. Philip Roizin 2005-10-04 -----END PRIVACY-ENHANCED MESSAGE-----