-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GsikqjoUmlOtdndEtHNuz5JTH0IWThJXhmyaqCRx/U9VKtzsYSGi2j3QLzjKfzZY UrvVbt2VWDJNFwMRQe+49w== 0001181431-05-055124.txt : 20051004 0001181431-05-055124.hdr.sgml : 20051004 20051004152841 ACCESSION NUMBER: 0001181431-05-055124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051004 FILED AS OF DATE: 20051004 DATE AS OF CHANGE: 20051004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKSTONE INC CENTRAL INDEX KEY: 0000830134 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 061182895 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: ONE INNOVATION WAY CITY: MERRIMACK STATE: NH ZIP: 03054 BUSINESS PHONE: 603-880-9500 MAIL ADDRESS: STREET 1: ONE INNOVATION WAY CITY: MERRIMACK STATE: NH ZIP: 03054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWEENEY GREGORY B CENTRAL INDEX KEY: 0001250878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21406 FILM NUMBER: 051121444 BUSINESS ADDRESS: STREET 1: 14 EDGEWOOD RVN CITY: AMHERST STATE: NH ZIP: 03031 BUSINESS PHONE: 6034242262 4 1 rrd92461.xml SWEENEY 4 FORM 092705 X0202 4 2005-10-04 1 0000830134 BROOKSTONE INC BKST 0001250878 SWEENEY GREGORY B 14 EDGEWOOD RUN AMHERST NH 03031 0 1 0 0 VP GMM Direct Marketing Common Stock 2005-10-04 4 D 0 2791 20 D 0 D Common Stock 2005-10-04 4 M 0 92500 6.33 A 92500 D Common Stock 2005-10-04 4 D 0 92500 20 D 0 D Common Stock 2005-10-04 4 M 0 22500 4.54 A 22500 D Common Stock 2005-10-04 4 D 0 22500 20 D 0 D Common Stock 2005-10-04 4 M 0 15859 0 A 15859 D Common Stock 2005-10-04 4 D 0 15859 20 D 0 D Option to purchase common stock 6.33 2005-10-04 4 D 0 92500 20. D Common Stock 92500 0 D Option to purchase common stock 4.54 2005-10-04 4 D 0 22500 20 D Common Stock 22500 0 D Deferred Stock 0 2005-10-04 4 D 0 15859 20 D Common Stock 15859 0 D In connection with the merger of Brookstone Holdings Corp. with and into the issuer, shares of the issuer's common stock were cancelled in the merger for $20 per share. These options fully vested as of October 04, 2005 and were cancelled and converted into the right to receive $1,264,475.00 in cash, representing the difference between the exercise price and the merger considerations ($20.00-$6.33=$13.67) as a result of the merger. These options fully vested as of October 04, 2005 and were cancelled and converted into the right to receive $347,850.00 in cash, representing the difference between the exercise price and the merger considerations ($20.00-$4.54=$15.46) as a result of the merger. These shares were cancelled and converted into the right to receive $317,180.00 in cash representing the difference between the exercise price and the merger consideration ($20.00-$0=$20.00) as a result of the merger. Gregory B. Sweeney 2005-10-04 -----END PRIVACY-ENHANCED MESSAGE-----