-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AQuI/aSRi7KDe0tU9CD4aiQx3VsXAHPh45vAO0DHd64POMgMy6lqkBhro2Bsirnc V6J8mwwyd5FuL6oDaMQOWg== 0001181431-05-055122.txt : 20051004 0001181431-05-055122.hdr.sgml : 20051004 20051004152821 ACCESSION NUMBER: 0001181431-05-055122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051004 FILED AS OF DATE: 20051004 DATE AS OF CHANGE: 20051004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKSTONE INC CENTRAL INDEX KEY: 0000830134 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 061182895 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: ONE INNOVATION WAY CITY: MERRIMACK STATE: NH ZIP: 03054 BUSINESS PHONE: 603-880-9500 MAIL ADDRESS: STREET 1: ONE INNOVATION WAY CITY: MERRIMACK STATE: NH ZIP: 03054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINIECKI ALEXANDER M CENTRAL INDEX KEY: 0001250883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21406 FILM NUMBER: 051121440 BUSINESS ADDRESS: STREET 1: 12 BOYLSTON TER CITY: AMHERST STATE: NH ZIP: 03031 BUSINESS PHONE: 6036731241 4 1 rrd92465.xml WINIECKI 4 FORM 092705 X0202 4 2005-10-04 1 0000830134 BROOKSTONE INC BKST 0001250883 WINIECKI ALEXANDER M 12 BOYLSTON TERRACE AMHERST NH 03031 0 1 0 0 EVP Store Operations Common Stock 2005-10-04 4 D 0 15022 20 D 0 D Common Stock 2005-10-04 4 M 0 27250 3.89 A 27250 D Common Stock 2005-10-04 4 D 0 27250 20 D 0 D Common Stock 2005-10-04 4 M 0 56250 6.81 A 56250 D Common Stock 2005-10-04 4 D 0 56250 20 D 0 D Common Stock 2005-10-04 4 M 0 20431 0 A 20431 D Common Stock 2005-10-04 4 D 0 20431 20 D 0 D Option to purchase common stock 3.89 2005-10-04 4 D 0 27250 20 D Common Stock 27250 0 D Option to purchase common shares 6.81 2005-10-04 4 D 0 56250 20 D Common Stock 56250 0 D Restricted/Deferred Shares 0 2005-10-04 4 D 0 20431 20 D Common Stock 20431 0 D In connection with the merger of Brookstone Holdings Corp. with and into the issuer, shares of the issuer's common stock were cancelled in the merger for $20 per share. These options fully vested as of October 04, 2005 and were cancelled and converted into the right to receive $438,997.50 in cash, representing the difference between the exercise price and the merger considerations ($20.00-$3.89=$16.11) as a result of the merger. These options fully vested as of October 04, 2005 and were cancelled and converted into the right to receive $741,937.50 in cash, representing the difference between the exercise price and the merger considerations ($20.00-$6.81=$13.19) as a result of the merger. These shares were cancelled and converted into the right to receive $408,620.00 in cash representing the difference between the exercise price and the merger consideration ($20.00-$0=$20.00) as a result of the merger. Alexander M. Winiecki 2005-10-04 -----END PRIVACY-ENHANCED MESSAGE-----