0000830122-17-000092.txt : 20170808
0000830122-17-000092.hdr.sgml : 20170808
20170808185015
ACCESSION NUMBER: 0000830122-17-000092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170804
FILED AS OF DATE: 20170808
DATE AS OF CHANGE: 20170808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PICO HOLDINGS INC /NEW
CENTRAL INDEX KEY: 0000830122
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36001
FILM NUMBER: 171016059
BUSINESS ADDRESS:
STREET 1: 7979 IVANHOE AVENUE
STREET 2: STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: 6194566022
MAIL ADDRESS:
STREET 1: 7979 IVANHOE AVENUE
STREET 2: STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
FORMER NAME:
FORMER CONFORMED NAME: CITATION INSURANCE GROUP
DATE OF NAME CHANGE: 19940527
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UCP, Inc.
CENTRAL INDEX KEY: 0001572684
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 900978085
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 99 ALMADEN BOULEVARD
STREET 2: SUITE 400
CITY: SAN JOSE
STATE: CA
ZIP: 95113
BUSINESS PHONE: 408-207-9499
MAIL ADDRESS:
STREET 1: 99 ALMADEN BOULEVARD
STREET 2: SUITE 400
CITY: SAN JOSE
STATE: CA
ZIP: 95113
FORMER COMPANY:
FORMER CONFORMED NAME: UCP, LLC
DATE OF NAME CHANGE: 20130321
4
1
wf-form4_150223260112668.xml
FORM 4
X0306
4
2017-08-04
0
0001572684
UCP, Inc.
UCP
0000830122
PICO HOLDINGS INC /NEW
7979 IVANHOE AVENUE
STE 300
LA JOLLA
CA
92037
0
0
1
0
Class A Common Stock
2017-08-04
4
M
0
10401722
A
10401722
D
Class A Common Stock
2017-08-04
4
D
0
10401722
D
0
D
Series A Units of UCP, LLC
2017-08-04
4
M
0
10593000
D
Class A Common Stock
10593000.0
0
D
On July 23, 2013, PICO Holdings, Inc. ("PICO") entered into an Exchange Agreement with the Issuer, pursuant to which PICO could exchange, at PICO's election, all or any portion of the Series A Units of UCP, LLC held by PICO for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends, reclassifications and repurchases by the Issuer of Class A Common Stock. This exchange right could be exercised multiple times and had no expiration date. On April 10, 2017, PICO entered into an Agreement to Exchange with the Issuer pursuant to which PICO agreed to exchange all of its Series A Units of UCP, LLC for Class A Common Stock of the Issuer immediately prior to, and remaining subject to the consummation of, the merger of the Issuer and Century Communities, Inc.
Disposed of pursuant to merger agreement between Issuer and Century Communities, Inc. in exchange for 2,401,757 shares of Century Communities, Inc. common stock and $55,337,159 in cash.
PICO Holdings, Inc. by Maxim C.W. Webb, Chief Executive Officer
2017-08-08