0000830122-13-000065.txt : 20130723 0000830122-13-000065.hdr.sgml : 20130723 20130723172323 ACCESSION NUMBER: 0000830122-13-000065 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130723 FILED AS OF DATE: 20130723 DATE AS OF CHANGE: 20130723 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UCP, Inc. CENTRAL INDEX KEY: 0001572684 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 900978085 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6489 CAMDEN AVENUE STREET 2: SUITE 204 CITY: SAN JOSE STATE: CA ZIP: 95120 BUSINESS PHONE: 408-323-1113 MAIL ADDRESS: STREET 1: 6489 CAMDEN AVENUE STREET 2: SUITE 204 CITY: SAN JOSE STATE: CA ZIP: 95120 FORMER COMPANY: FORMER CONFORMED NAME: UCP, LLC DATE OF NAME CHANGE: 20130321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PICO HOLDINGS INC /NEW CENTRAL INDEX KEY: 0000830122 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36001 FILM NUMBER: 13981998 BUSINESS ADDRESS: STREET 1: 7979 IVANHOE AVENUE STREET 2: STE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 6194566022 MAIL ADDRESS: STREET 1: 7979 IVANHOE AVENUE STREET 2: STE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER NAME: FORMER CONFORMED NAME: CITATION INSURANCE GROUP DATE OF NAME CHANGE: 19940527 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2013-07-23 0 0001572684 UCP, Inc. UCP 0000830122 PICO HOLDINGS INC /NEW 7979 IVANHOE AVENUE STE 300 LA JOLLA CA 92037 0 0 1 0 Series A Units of UCP, LLC Class A Common Stock 10593000 D On July 23, 2013, PICO Holdings, Inc. ("PICO") entered into an Exchange Agreement with the Issuer, pursuant to which PICO may exchange, at PICO's election, all or any portion of the Series A Units of UCP, LLC held by PICO for an equal number of shares of Class A Common Stock of the Issuer. This exchange right may be exercised multiple times and has no expiration date. PICO Holdings, Inc. by John Perri, Chief Accounting Officer 2013-07-23