-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DnfOE46AZJMuyoui8M2e5gbF2A8AOCrNik3qdwcAelDY7OW5aM1Rm2qeS3uWYpxq QWBbI5pwsHVN8sb3bToalQ== 0000927089-96-000033.txt : 19960530 0000927089-96-000033.hdr.sgml : 19960530 ACCESSION NUMBER: 0000927089-96-000033 CONFORMED SUBMISSION TYPE: S-4 POS PUBLIC DOCUMENT COUNT: 1 REFERENCES 429: 033-77056 FILED AS OF DATE: 19960529 EFFECTIVENESS DATE: 19960529 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROOSEVELT FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000830055 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 431498200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4 POS SEC ACT: 1933 Act SEC FILE NUMBER: 033-77056 FILM NUMBER: 96573487 BUSINESS ADDRESS: STREET 1: 900 ROOSEVELT PKWY CITY: CHESTERFIELD STATE: MO ZIP: 63017 BUSINESS PHONE: 3145326200 MAIL ADDRESS: STREET 2: 900 ROOSEVELT PKWY CITY: CHESTERFIELD STATE: MO ZIP: 63017 S-4 POS 1 As filed with the Securities and Exchange Commission on May 29, 1996 Registration No. 33-77056 =========================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. One to FORM S-4 Registration Statement Under the Securities Act of 1933 ROOSEVELT FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 6120 43-1498200 (State or other (Primary Standard (I.R.S. Employer jurisdiction of Industrial Identification No.) incorporation) Classification Number) GARY W. DOUGLASS Executive Vice President and Chief Financial Officer Roosevelt Financial Group, Inc. 900 Roosevelt Parkway 900 Roosevelt Parkway Chesterfield, Missouri 63017 Chesterfield, Missouri 63017 (314) 532-6200 (314) 532-6200 (Address, including ZIP code, and (Name, address, including ZIP code, telephone number, including area and telephone number, including area code, of registrant's principal code, of agent for service) executive offices) COPIES TO: CHRISTOPHER R. KELLY, P.C. CRAIG M. SCHEER, ESQ. Silver, Freedman & Taff, L.L.P. (a limited liability partnership including professional corporations) 1100 New York Avenue, N.W. Seventh Floor Washington, D.C. 20005 =========================================================================== This post-effective amendment is being filed for the purpose of deregistering under the Securities Act of 1933, as amended, (i) 25,311 shares of Common Stock, par value $.01 per share, (ii) 855,000 shares of Class II, Series B Voting Convertible Preferred Stock, no par value, (iii) 330,000 shares of Class II, Series C Voting Convertible Preferred Stock, no par value, (iv) 564,000 shares of Class II, Series D Voting Convertible Preferred Stock, no par value and (v) 32,000 shares of Class II, Series E Voting Convertible Preferred Stock, no par value, of Roosevelt Financial Group, Inc. (the "Registrant") covered by Registration Statement No. 33-77056. The offering will result in the issuance of 18,004,689 shares of the Registrant's Common Stock. SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in the City of Chesterfield, State of Missouri, on May 29, 1996. ROOSEVELT FINANCIAL GROUP, INC. By:/s/Stanley J. Bradshaw ------------------------------- Stanley J. Bradshaw President, Chief Executive Officer and Director (Duly Authorized Representative) Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated. We, the undersigned directors and officers of the Registrant, hereby severally constitute and appoint Stanley J. Bradshaw and Gary W. Douglass, and either of them, our true and lawful attorneys and agents, to do any and all things in our names in the capacities indicated below which said Stanley J. Bradshaw and/or Gary W. Douglass may deem necessary or advisable to enable the Registrant to comply with the Securities Act of 1933, as amended, and any rules, regulations and requirements of the Securities and Exchange Commission, in connection with the registration statement on Form S-4 relating to the offering of the registrant's common stock, including specifically, but not limited to, power and authority to sign for us in our names in the capacities indicated below this registration statement and any and all amendments (including post-effective amendments) thereto; and, we hereby approve, ratify and confirm all that said Stanley J. Bradshaw and/or Gary W. Douglass shall do or cause to be done by virtue thereof. By:/s/Stanley J. Bradshaw By:/s/Gary W. Douglass ------------------------------ -------------------------------- Stanley J. Bradshaw Gary W. Douglass President, Chief Executive Executive Vice President and Officer and Director Chief Financial Officer (Principal Executive Officer) (Principal Financial and Accounting Officer) Date: May 29, 1996 Date: May 29, 1996 --------------------------- ----------------------------- By: /s/Douglas T. Breeden By: /s/Richard E. Beumer ------------------------------ -------------------------------- Douglas T. Breeden Richard E. Beumer Chairman of the Board Director Date: May 29, 1996 Date: May 29, 1996 --------------------------- ----------------------------- By: /s/ Anat Bird By: /s/Robert M. Clayton II ------------------------------ -------------------------------- Anat Bird Robert M. Clayton II Senior Executive Vice President, Director Chief Operating Officer and Director Date: May 29, 1996 Date: May 29, 1996 --------------------------- ----------------------------- By: /s/Bradbury Dyer III By: /s/Patricia M. Gammon ------------------------------ -------------------------------- Bradbury Dyer III Patricia M. Gammon Director Director Date: May 29, 1996 Date: May 29, 1996 --------------------------- ----------------------------- By: /s/Hiram S. Liggett, Jr. By: /s/Clarence M. Turley, Jr. ------------------------------ -------------------------------- Hiram S. Liggett, Jr. Clarence M. Turley, Jr. Director Director Date: May 29, 1996 Date: May 29, 1996 --------------------------- ----------------------------- By: /s/Alvin D. Vitt ------------------------------ Alvin D. Vitt Director Date: May 29, 1996 --------------------------- -----END PRIVACY-ENHANCED MESSAGE-----