0000036104-15-000016.txt : 20150529
0000036104-15-000016.hdr.sgml : 20150529
20150529124629
ACCESSION NUMBER: 0000036104-15-000016
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150528
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: US BANK NATIONAL ASSOCIATION
CENTRAL INDEX KEY: 0000830013
IRS NUMBER: 310841368
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01108
FILM NUMBER: 15898297
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: BC-MN-H15F
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-4302
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK NATIONAL ASSOCIATION /MN/
DATE OF NAME CHANGE: 19940601
MA-A
1
primary_doc.xml
MA-A
0000830013
XXXXXXXX
Satish Pattegar
6123446304
satish.pattegar@usbank.com
timothy.carson1@usbank.com
12-31-2014
Y
US BANK NATIONAL ASSOCIATION
U.S. Bank Municipal Advisory Group
31-0841368
866-01669-00
800 Nicollet Mall
MINNEAPOLIS
MN
55402
6514663000
Add
425 Walnut St.
Cincinnati
OH
45202
5136322460
Add
1420 Fifth Ave.
Seattle
WA
98101
2065875268
Add
777 E. Wisconsin Ave.
Milwaukee
WI
53202
4147656012
Add
300 Delaware Ave.
Wilmington
DE
19801
3025763707
Add
7th & Washington
St. Louis
MO
63101
3144182685
N
800 NICOLLET MALL
MINNEAPOLIS
MN
55402-4302
Wayne
Allen
Sattler
777 E. Wisconsin Ave.
Milwaukee
WI
53202
4147656012
wayne.sattler@usbank.com
U.S. Bancorp
N
Separately Identifiable Department or Division of a company
December
OH
10-22-2014
N
8
8
0
0
0
113
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Local government investment pools
State government investment pools
Hospitals
Colleges
Fixed Fees
Not Applicable
Advice Investment Of Proceeds MS
Advice ME Other Investments
Y
Y
N
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Company
Investment Adviser
Swap Dealer
Banking/Thrift institution
Insurance company or agency
38
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Insurance company or agency
U.S. Bancorp Investments, Inc.
Brokerage firm
N
Y
N
Add
Investment Adviser
U.S. Bancorp Asset Management, Inc.
Investment Adviser
N
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Quasar Distributors, LLC
Broker-dealer
N
Y
N
Add
Banking/Thrift institution
U.S. Bank National Association
Banking
Y
N
Y
Other - CANADA - OFFICE OF THE SUPERINTENDENT OF FINANCIAL INSTITUTIONS
Z4
Other - CAYMAN ISLANDS MONETARY AUTHORITY
E9
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
U.S. Bank Municipal Securities Group
Municipal securities dealer
N
Y
N
Add
Insurance company or agency
U.S. Bancorp Insurance and Investments, Inc.
Insurance agent or broker
N
Y
N
Add
Insurance company or agency
U.S. Bancorp Insurance Services, LLC
Insurance company or agency
N
Y
N
Add
Insurance company or agency
U.S. Bancorp Insurance Services of Montana, Inc.
Insuarnce company or agency
N
Y
N
Add
Investment Company
Morgan Dempsey Small Micro Cap Value
Investment company
N
Y
N
Add
Investment Company
Nuveen Intermediate Government Bond Fund
Investment company
N
Y
N
Add
Investment Company
Nuveen Inflation Protected Securities
Investment company
N
Y
N
Add
Investment Company
Nuveen Funds Core Bond Fund
Investment Company
N
Y
N
Add
Investment Company
Nuveen Short Term Bond Fund
Investment company
N
Y
N
Add
Investment Company
Nuveen Minnesota Intermediate Municipal Bond Fund
Investment company
N
Y
N
Add
Investment Company
Golden Large Cap Core
Investment company
N
Y
N
Add
Investment Company
Nuveen Core Plus Bond
Investment company
N
Y
N
Add
Investment Company
LS Opportunity Fund
Investment company
N
Y
N
Add
Investment Company
Nuveen High Income Bond Fund
Investment company
N
Y
N
Add
Investment Company
Nuveen Oregon Intermediate Municipal Bond Fund
Investment company
N
Y
N
Add
Investment Company
Nuveen Strategic Income Fund
Investment company
N
Y
N
Add
Investment Company
Nuveen Short Term Municipal Bond Fund
Investment company
N
Y
N
Add
Investment Company
Nuveen Large Cap Growth Opportunites Fund
Investment company
N
Y
N
Add
Investment Company
Nuveen Mid Cap Value Fund
Investment company
N
Y
N
Add
Investment Company
Nuveen Dividend Value Fund
Investment company
N
Y
N
Delete
Investment Company
Nuveen Symphony Low Volatility Fund
Investment company
N
Y
N
Delete
Investment Company
Nuveen International Growth Fund
Investment company
N
Y
N
Add
Investment Company
Nuveen Large Cap Select Fund
Investment company
N
Y
N
Add
Investment Company
Nuveen Nebraska Municipal Bond Fund
Investment company
N
Y
N
Add
Investment Company
Federated Minnesota Municipal Cash Trust
Investment company
N
Y
N
Delete
Investment Company
Schroder Broad Tax-Aware Value Bond Fund
Investment company
N
Y
N
Delete
Investment Company
Nuveen Small Cap Growth Opportunities Fund
Investment company
N
Y
N
Add
Investment Company
Laudus International Marketmasters Fund
Investment company
N
Y
N
Add
Investment Company
Nuveen Minnesota Municipal Bond Fund
Investment company
N
Y
N
Add
Investment Company
Cambiar International Equity Fund
Investment company
N
Y
N
Add
Investment Company
Nuveen Missouri Municipal Bond Fund
Investment company
N
Y
N
Add
Investment Company
Nuveen Symphony Mid-Cap Core Fund
Investment company
N
Y
N
Add
Investment Company
Piedmont Select Equity Fund
Investment company
N
Y
N
Add
Investment Company
BRC Large Cap Focus Equity Fund
Investment company
N
Y
N
N
Y
N
Y
N
N
Y
Y
Y
N
N
Y
Y
N
N
US BANCORP \DE\
0000036104
Schedule B
Schedule B-1: U.S. Bancorp acquired U.S. Bank 07/1958, but EDGAR did not accept an acquisition date prior to 01/01/1980, thus the Form reflects the earliest date EDGAR allowed.
N
N
N
N
N
Y
N
Y
Y
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
Y
Y
U.S. Bancorp
Y
41-0255900
Shareholder of U.S. Bank National Association of which a SIDD conducts municipal advisory activity
01-01-1980
E
Y
Wayne
Allen
Sattler
Vice President & Managing Director
10-22-2014
NA
Y
Add
U.S. Bancorp
Y
41-0255900
Shareholder of U.S. Bank National Association of which a SIDD conducts municipal advisory activity
01-01-1980
E
Y
Add
Wayne
Allen
Sattler
Vice President & Managing Director
10-22-2014
NA
Y
1
9-C2
9-C4
9-C5
U.S. Bank National Association
N
U.S. Bancorp Asset Management, Inc.
000111912
FILE NO. 3-12029
1
9-E2
U.S. Bancorp Investments, Inc.
Y
028-16147
U.S. Bancorp Investments, Inc.
000017868
2012031945801
1
9-E2
U.S. Bancorp Investments, Inc.
Y
028-16147
U.S. Bancorp Investments, Inc.
000017868
AWC 2008013057101
1
9-C5
U.S. Bank National Association
N
U.S. Bancorp Investments, Inc.
000017868
6:13CV2041LRR
Satish G. Pattegar
Satish Pattegar
Senior Vice President
05-28-2015
N
N
Y
N
N
Y
N
Y
N
N
N
N
Y
N
N
N
N
Y
Y
N