-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ATAqf3sTk6d4lfh5pkHHLaekzfAUkP0Yl8xF3/R77AR+mwEJt0DmH502VjwMBy3P /vkevpprE9Pw3TGNQjfJ1A== 0000829801-96-000004.txt : 19961231 0000829801-96-000004.hdr.sgml : 19961231 ACCESSION NUMBER: 0000829801-96-000004 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 19961031 FILED AS OF DATE: 19961230 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER MULTI SECTOR INCOME TRUST CENTRAL INDEX KEY: 0000829801 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133448960 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-05473 FILM NUMBER: 96687329 BUSINESS ADDRESS: STREET 1: MITCHELL HUTCHINS ASSET MANAGEMENT INC STREET 2: 1285 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123230248 MAIL ADDRESS: STREET 1: MITCHELL HUTCHISN ASSET MANAGEMENT INC STREET 2: 1285 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 10/31/96 000 C000000 0000829801 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 U 001 A000000 OPPENHEIMER MULTI-SECTOR INCOME TRUST 001 B000000 811-5473 001 C000000 2123230200 002 A000000 TWO WORLD TRADE CENTER 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10048 002 D020000 0203 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 015 A000001 THE BANK OF NEW YORK 015 B000001 C 015 C010001 NEW YORK 015 C020001 NY 015 C030001 10015 015 E010001 X 020 A000001 GREENWICH SECURITIES, INC. 020 B000001 13-2697091 020 C000001 9226 020 A000002 PAINEWEBBER, INC. 020 B000002 13-2638166 020 C000002 3758 020 A000003 ZION FIRST NATIONAL BANK 020 B000003 87-0189025 020 C000003 332 020 A000004 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 020 B000004 13-5674085 020 C000004 245 020 A000005 DONALDSON, LUFKIN & JENRETTE SECURITIES CORP. 020 B000005 13-2741729 020 C000005 204 020 A000006 SALOMON BROTHERS, INC. 020 B000006 13-3082694 020 C000006 196 020 A000007 MORGAN GUARANTY TRUST CO. 020 B000007 13-5123346 020 C000007 173 020 A000008 MORGAN STANLEY & CO., INC. PAGE 2 020 B000008 13-2655998 020 C000008 159 020 A000009 GOLDMAN, SACHS & CO. 020 B000009 13-5108880 020 C000009 150 020 A000010 FIRST CHICAGO CAPITAL MARKET 020 B000010 36-3595942 020 C000010 124 021 000000 15706 022 A000001 ZION FIRST NATIONAL BANK 022 B000001 87-0189025 022 C000001 1063700 022 D000001 0 022 A000002 PAINEWEBBER, INC. 022 B000002 13-2638166 022 C000002 819179 022 D000002 528 022 A000003 MORGAN GUARANTY TRUST CO. 022 B000003 13-5123346 022 C000003 554900 022 D000003 0 022 A000004 FIRST CHICAGO CAPITAL MARKET 022 B000004 36-3595942 022 C000004 412614 022 D000004 0 022 A000005 SALOMON BROTHERS, INC. 022 B000005 13-3082694 022 C000005 104529 022 D000005 93578 022 A000006 MORGAN STANLEY & CO., INC. 022 B000006 13-2655998 022 C000006 67070 022 D000006 85780 022 A000007 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 022 B000007 13-5674085 022 C000007 89532 022 D000007 59353 022 A000008 GOLDMAN, SACHS & CO. 022 B000008 13-5108880 022 C000008 115465 022 D000008 29179 022 A000009 DONALDSON, LUFKIN & JENRETTE SECURITIES CORP 022 B000009 13-2741729 022 C000009 39934 022 D000009 55050 022 A000010 CANADIAN IMPERIAL BANK OF COMMERCE 022 B000010 FOREIGN 022 C000010 90600 022 D000010 0 023 C000000 3696469 023 D000000 695960 PAGE 3 055 A000000 Y 055 B000000 N 056 000000 N 057 000000 N 062 A000000 Y 062 B000000 0.0 062 C000000 0.0 062 D000000 3.6 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.1 062 L000000 6.1 062 M000000 3.0 062 N000000 20.9 062 O000000 0.0 062 P000000 43.8 062 Q000000 23.4 062 R000000 1.0 063 A000000 0 063 B000000 11.8 064 A000000 Y 064 B000000 Y 065 000000 N 071 A000000 620563 071 B000000 621303 071 C000000 275348 071 D000000 225 072 A000000 12 072 B000000 29402 072 C000000 183 072 D000000 0 072 E000000 0 072 F000000 1939 072 G000000 597 072 H000000 0 072 I000000 72 072 J000000 133 072 K000000 95 072 L000000 78 072 M000000 93 072 N000000 29 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 24 072 S000000 13 072 T000000 0 PAGE 4 072 U000000 0 072 V000000 0 072 W000000 41 072 X000000 3114 072 Y000000 0 072 Z000000 26471 072AA000000 17150 072BB000000 9274 072CC010000 3026 072CC020000 0 072DD010000 26321 072DD020000 0 072EE000000 0 073 A010000 0.9040 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0000 074 A000000 63 074 B000000 10900 074 C000000 18361 074 D000000 279066 074 E000000 1615 074 F000000 445 074 G000000 0 074 H000000 245 074 I000000 1407 074 J000000 11924 074 K000000 0 074 L000000 6145 074 M000000 61 074 N000000 330231 074 O000000 23385 074 P000000 223 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 179 074 R040000 263 074 S000000 0 074 T000000 306181 074 U010000 29116 074 U020000 0 074 V010000 10.52 074 V020000 0.00 074 W000000 0.0000 074 X000000 4801 074 Y000000 23518 075 A000000 0 075 B000000 298496 076 000000 9.88 077 A000000 Y PAGE 5 077 B000000 Y 077 C000000 Y 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 Y 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 ICI MUTUAL INSURANCE CO. 080 C000000 70000 081 A000000 Y 081 B000000 87 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 BENEFICIAL INTEREST 087 A020000 683933105 087 A030000 OMS SIGNATURE GEORGE C. BOWEN TITLE TREASURER EX-27 2
6 829801 Oppenheimer Multi-Sector Income Trust 12-MOS Oct-31-1996 Nov-01-1995 Oct-31-1996 304,725,289 312,038,897 18,068,734 21,129 102,689 330,231,449 23,385,124 0 665,005 24,050,129 0 315,731,928 29,116,068 29,116,068 556,961 0 (17,508,519) 0 7,400,950 306,181,320 183,032 29,402,390 0 3,113,925 26,471,497 7,876,133 3,026,272 37,373,902 0 26,320,905 0 0 0 0 0 11,052,997 0 (24,865,208) 113,075 0 1,939,377 0 3,113,925 298,496,000 10.14 0.91 0.37 0.90 0.00 0.00 10.52 1.04 0 0.00
EX-23 3 THE BOARD OF TRUSTEES AND SHAREHOLDERS OF OPPENHEIMER MULTI-SECTOR INCOME TRUST: In planning and performing our audit of the financial statements of Oppenheimer Multi-Sector Income Trust for the year ended October 31, 1996, we considered its internal control structure, including procedures for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form NSAR, not to provide assurance on the internal control structure. The management of Oppenheimer Multi-Sector Income Trust is responsible for establishing and maintaining an internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control structure policies and procedures. Two of the objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition and that transactions are executed in accordance with management's authorization and recorded properly to permit preparation of financial statements in conformity with generally accepted accounting principles. Because of inherent limitations in any internal control structure, errors or irregularities may occur and may not be detected. Also, projection of any evaluation of the structure to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of the internal control structure would not necessarily disclose all matters in the internal control structure that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of the specific internal control structure elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the internal control structure, including procedures for safeguarding securities, that we considered to be material weaknesses as defined above as of October 31, 1996. This report is intended solely for the information and use of management and the Securities and Exchange Commission and should not be used for any other purpose. /S/KPMG PEAT MARWICK LLP KPMG PEAT MARWICK LLP Denver, Colorado November 21, 1996 EX-22 4 SHAREHOLDER MEETING (Unaudited) On May 21, 1996, an annual shareholder meeting was held at which the five Trustees identified below were elected and the selection of KPMG Peat Marwick LLP as the independent auditors of the Trust for the fiscal year beginning November 1, 1995 was ratified (Proposal No. 1). The following is a report of the votes cast:
WITHHELD/ BROKER NOMINEE/PROPOSAL FOR AGAINST ABSTAIN NON VOTES TOTAL - ---------------------------------------------------------------------------------------------- Bridget A. Macaskill 22,816,761 375,783 1,943,021 25,135,565 Elizabeth Moynihan 22,178,992 413,552 -- 1,943,021 25,135,565 Sidney M. Robbins 22,754,739 437,805 -- 1,943,021 25,135,565 Donald W. Spiro 22,809,389 383,155 -- 1,943,021 25,135,565 Pauline Trigere 22,773,588 418,956 -- 1,943,021 25,135,565 Proposal No. 1 22,794,873 115,279 4,263,094 1,943,021 25,135,565
EX-99 5 During the year ended October 31, 1996, the Fund adjusted the classification of distributions to shareholders to reflect the differences between financial statement amounts and distributions determined in accordance with income tax regulations. Accordingly, during the year ended October 31, 1996, amounts have been reclassified to reflect an increase in undistributed net investment income of $459,398. Accumulated net realized loss on investments was increased by the same amount. In addition, to properly reflect foreign currency gain in the components of capital, $60,046 of foreign exchange gain determined according to U.S. Federal income tax rules has been reclassified from accumulated net realized loss to undistributed net investment income. -----END PRIVACY-ENHANCED MESSAGE-----