-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CXB5UetiseyPlgFpFrjTxrrkjZOSokXgBPCIdP5lelmJXeFPxk4oW6GwdpaN80Q2 eI6LbxloeskMDawy0zQdtQ== 0001234709-05-000053.txt : 20050303 0001234709-05-000053.hdr.sgml : 20050303 20050303202112 ACCESSION NUMBER: 0001234709-05-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050301 FILED AS OF DATE: 20050303 DATE AS OF CHANGE: 20050303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OTT DAVID J CENTRAL INDEX KEY: 0001234713 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31251 FILM NUMBER: 05659468 BUSINESS ADDRESS: STREET 1: BANKNORTH GROUP INC/ME STREET 2: TWO PORTLAND SQUARE CITY: PORTLAND STATE: ME ZIP: 04112 BUSINESS PHONE: 2077618507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANKNORTH GROUP INC/ME CENTRAL INDEX KEY: 0000829750 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010437984 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO PORTLAND SQUARE STREET 2: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112 BUSINESS PHONE: 2077618500 MAIL ADDRESS: STREET 1: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112-9540 FORMER COMPANY: FORMER CONFORMED NAME: PEOPLES HERITAGE FINANCIAL GROUP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-03-01 0 0000829750 BANKNORTH GROUP INC/ME BNK 0001234713 OTT DAVID J 0 1 0 0 Sr. Executive Vice President common stock 2005-03-01 4 D 0 5000 0 D 0 D common stock 2005-03-01 4 D 0 20545 0 D 0 I 401(K)/KSOP Trust stock option (right to buy) 19.84 2005-03-01 4 D 0 1800 0 D 2001-05-01 2011-05-01 common stock 1800 0 D stock option (right to buy) 20.88 2005-03-01 4 D 0 18150 0 D 2001-10-23 2011-10-23 common stock 18150 0 D stock option (right to buy) 26.15 2005-03-01 4 D 0 8250 0 D 2002-03-26 2012-03-26 common stock 8250 0 D stock option (right to buy) 23.28 2005-03-01 4 D 0 36850 0 D 2002-10-22 2002-10-22 common stock 36850 0 D stock option (right to buy) 24.62 2005-03-01 4 D 0 13000 0 D 2003-05-27 2013-05-27 common stock 13000 0 D stock option (right to buy) 28.2 2005-03-01 4 D 0 65000 0 D 2003-10-21 2003-10-21 common stock 65000 0 D Shares disposed of pursuant to the merger agreement among Banknorth and The Toronto-Dominion Bank (TD) and the reincorporation of Banknorth to Delaware. Pursuant to the merger agreement, common stock of Banknorth was converted into the right to receive a package of consideration consisting of: (i) a number of TD common shares equal to 0.2351 multiplied by the number of shares of Banknorth common stock owned; (ii) an amount of cash equal to $12.24 multiplied by the number of shares of Banknorth common stock owned; and (iii) a number of shares of common stock of TD Banknorth Inc. (the successor to Banknorth) equal to 0.49 multiplied by the number of shares of Banknorth common stock owned, plus in each case cash in lieu of any fractional share interests. Disposed of pursuant to the merger agreement, which provided that options to purchase common stock and stock units of Banknorth were converted into stock options and stock units of TD Banknorth Inc. on a one-for-one basis. Wade D. Thomas, Power of Attorney 2005-03-03 -----END PRIVACY-ENHANCED MESSAGE-----