-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EjoWXUbM8FOP2ci269xIffiYoqZywqfXeO2UQ/WAdSOhMaYjPCTusKmOsg1oQIN9 W4YURMoXk8yDI3mPBjdsGA== 0000950135-99-005043.txt : 19991109 0000950135-99-005043.hdr.sgml : 19991109 ACCESSION NUMBER: 0000950135-99-005043 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLES HERITAGE FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000829750 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010437984 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05844 FILM NUMBER: 99743268 BUSINESS ADDRESS: STREET 1: ONE PORTLAND SQ STREET 2: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112 BUSINESS PHONE: 2077618500 MAIL ADDRESS: STREET 1: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112-9540 13F-HR 1 PEOPLES HERITAGE FINANCIAL GROUP, INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Peoples Heritage Financial Group, Inc. Address: P.O. Box 9540 One Portland Square Portland, ME 04112 13F File Number: 28-5844 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter J. Verrill Title: Chief Financial Officer Phone: 207-761-8507 Signature, Place, and Date of Signing: /s/ Peter J. Verrill Portland, Maine November 9,1999 -------------------- --------------- --------------- Signature Place Date Report Type (check only one): (x) 13F Holdings Report ( ) 13F Notice ( ) 13F Combination Report List of Other Managers Reporting for this Manager: 1. Bank of New Hampshire 2. Peoples Heritage Bank 3. Family Bank I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. 2 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 593 --- Form 13F Information Table Value Total: $822,289 -------- List of Other Included Managers: No. 13F File Number Name 01 Bank of New Hampshire 02 Peoples Heritage Bank 03 Family Bank 3 REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 9/30/99 PAGE 1
ITEMS 1 AND 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ADC TELECOMMUN INC 886101 3,375 80,485 X 1 69,770 10,715 ADC TELECOMMUN INC 886101 147 3,515 X X 1 3,515 ADC TELECOMMUN INC 886101 23 560 X 2 560 ADC TELECOMMUN INC 886101 2 50 X X 2 50 AT&T CORP NY 1957109 420 9,663 X 1 9,363 300 AT&T CORP NY 1957109 608 13,974 X X 1 13,545 429 AT&T CORP NY 1957109 249 5,723 X 2 5,723 AT&T CORP NY 1957109 95 2,178 X X 2 2,178 ABBOTT LABORATORIES 2824100 5,525 150,607 X 1 140,797 9,810 ABBOTT LABORATORIES 2824100 1,800 49,070 X X 1 40,970 8,100 ABBOTT LABORATORIES 2824100 355 9,665 X 2 8,865 800 ABBOTT LABORATORIES 2824100 11 300 X X 2 300 ALLIED SIGNAL 19512102 404 6,744 X 1 6,744 ALLIED SIGNAL 19512102 419 6,992 X X 1 6,992 AMERICA ONLINE INC 02364J104 146 1,400 X 1 1,400 AMERICA ONLINE INC 02364J104 6 55 X X 1 55 AMERICA ONLINE INC 02364J104 26 250 X 2 250 AMERICA ONLINE INC 02364J104 109 1,050 X X 2 1,050 AMERICAN EXPRESS CO 25816109 162 1,200 X 1 1,200 AMERICAN EXPRESS CO 25816109 392 2,900 X X 1 2,900 AMERICAN EXPRESS CO 25816109 135 1,000 X X 2 1,000 AMERICAN GENERAL CORP 26351106 25 400 X 1 400 AMERICAN GENERAL CORP 26351106 255 4,032 X X 1 4,032 AMERICAN HOME PS 26609107 2,194 52,876 X 1 52,876 AMERICAN HOME PS 26609107 1,054 25,399 X X 1 23,799 1,600 ------- ------- COLUMN TOTALS 17,937 430,088
4
AMERICAN HOME PRODUCT 26609107 149 3,598 X 2 3,198 400 AMERICAN INTERN L GROUP 26874107 9,889 113,752 X 1 104,105 9,647 AMERICAN INTERN L GROUP 26874107 4,889 56,236 X X 1 51,363 4,873 AMERICAN INTERN L GROUP 26874107 2,411 27,735 X 2 26,159 1,576 AMERICAN INTERN L GROUP 26874107 265 3,047 X X 2 2,967 43 37 AMERITECH 30954101 8,666 129,824 X 1 119,179 1,050 9,595 AMERITECH 30954101 2,174 32,574 X X 1 28,449 4,125 AMERITECH 30954101 1,452 21,746 X 2 21,556 190 AMERITECH 30954101 158 2,362 X X 2 2,312 50 ANHEUSER-BUSCH IES INC 35229103 240 3,425 X 1 3,425 ANHEUSER-BUSCH IES INC 35229103 82 1,166 X X 1 1,166 APPLIED MATERIALS INC 38222105 6,723 86,540 X 1 79,265 7,275 APPLIED MATERIALS INC 38222105 588 7,575 X X 1 7,025 550 APPLIED MATERIALS INC 38222105 1,769 22,777 X 2 21,897 880 APPLIED MATERIALS INC 38222105 241 3,100 X X 2 3,100 ARROW INTERNAT INC I 42764100 252 9,857 X 1 9,857 ARROW INTERNAT INC I 42764100 170 6,639 X X 1 6,639 ATLANTIC RICHFIELD CO 48825103 385 4,342 X 1 4,342 ATLANTIC RICHFIELD CO 48825103 461 5,198 X X 1 5,198 ATLANTIC RICHFIELD CO 48825103 35 400 X 2 400 AUTOMATIC DATA SING INC 53015103 4,004 89,720 X 1 75,688 14,032 AUTOMATIC DATA SING INC 53015103 2,108 47,237 X X 1 37,712 9,525 AUTOMATIC DATA SING INC 53015103 464 10,400 X 2 9,600 800 AUTOMATIC DATA SING INC 53015103 2 50 X X 2 50 AVERY DENNISON CORP 53611109 16 300 X 1 300 -------- -------- COLUMN TOTALS 47,593 689,600
5
AVERY DENNISON CORP 53611109 243 4,600 X X 1 4,600 BP AMOCO PLC ADR 55622104 124 1,123 X 1 1,123 BP AMOCO PLC ADR 55622104 1,103 9,955 X X 1 9,519 436 BP AMOCO PLC ADR 55622104 139 1,253 X 2 1,253 BP AMOCO PLC ADR 55622104 58 523 X X 2 523 BMC SOFTWARE 55921100 6,711 93,784 X 1 90,704 3,080 BMC SOFTWARE 55921100 1,617 22,595 X X 1 21,095 1,500 BMC SOFTWARE 55921100 1,169 16,329 X 2 16,089 240 BMC SOFTWARE 55921100 39 550 X X 2 500 50 BANK AMERICA CORP 60505104 428 7,688 X 1 7,588 100 BANK AMERICA CORP 60505104 279 5,006 X X 1 2,606 2,400 BANK AMERICA CORP 60505104 425 7,627 X 2 7,627 BANK AMERICA CORP 60505104 23 405 X X 2 405 BANK OF NEW YORK INC 64057102 501 14,980 X 1 14,980 BANK OF NEW YORK INC 64057102 465 13,920 X X 1 13,920 BANK OF NEW YORK INC 64057102 23 700 X 2 700 BANK ONE CORP 06423A103 296 8,516 X 1 8,216 300 BANK ONE CORP 06423A103 180 5,182 X X 1 4,698 484 BANKBOSTON CORP 06605R106 555 12,800 X 1 12,800 BANKBOSTON CORP 06605R106 214 4,930 X X 1 4,930 BANKBOSTON CORP 06605R106 87 2,004 X 2 2,004 BARON ASSET FD SBI 68278100 398 7,711 X 2 7,672 39 BARON ASSET FD SBI 68278100 348 6,753 X X 2 6,753 BELL ATLANTIC CORPORATION 77853109 3,888 57,765 X 1 57,413 352 BELL ATLANTIC CORPORATION 77853109 2,482 36,872 X X 1 36,222 650 -------- -------- COLUMN TOTALS 21,795 343,571
6 BELL ATLANTIC CORPORATION 77853109 641 9,530 X 2 8,930 600 BELL ATLANTIC CORPORATION 77853109 209 3,098 X X 2 3,098 BELLSOUTH CORPORATION 79860102 7,477 166,156 X 1 155,831 10,325 BELLSOUTH CORPORATION 79860102 2,024 44,972 X X 1 43,216 1,756 BELLSOUTH CORPORATION 79860102 1,137 25,257 X 2 24,967 290 BELLSOUTH CORPORATION 79860102 102 2,264 X X 2 2,264 BERKSHIRE HATHAWAY DEL 84670108 385 7 X X 1 7 BERKSHIRE HATHAWAY IN C CL B 84670207 180 97 X 1 97 BERKSHIRE HATHAWAY IN C CL B 84670207 2,214 1,193 X X 1 1,193 BERKSHIRE HATHAWAY IN C CL B 84670207 59 32 X 2 32 BESTFOODS 08658U101 68 1,400 X 1 1,400 BESTFOODS 08658U101 116 2,380 X X 1 2,380 BESTFOODS 08658U101 180 3,700 X 2 3,700 BRISTOL-MYERS SQUIBB 110122108 4,012 59,442 X 1 59,042 400 BRISTOL-MYERS SQUIBB 110122108 3,903 57,823 X X 1 56,223 1,600 BRISTOL-MYERS SQUIBB 110122108 473 7,012 X 2 7,012 BRISTOL-MYERS SQUIBB 110122108 14 200 X X 2 200 CIGNA CORP 125509109 315 4,050 X 1 4,050 CIGNA CORP 125509109 418 5,376 X X 1 5,376 CARNIVAL CRUISE LINES INC 143658102 8,403 193,180 X 1 187,015 6,165 CARNIVAL CRUISE LINES INC 143658102 1,973 45,365 X X 1 38,690 6,675 CARNIVAL CRUISE LINES INC 143658102 1,798 41,335 X 2 39,375 1,960 CARNIVAL CRUISE LINES INC 143658102 230 5,285 X X 2 5,175 50 60 CHASE MANHATTAN CORP NEW 16161A108 94 1,244 X 1 1,244 CHASE MANHATTAN CORP NEW 16161A108 74 976 X X 1 976 ------ ------- COLUMN TOTALS 36,499 681,374
7 CHASE MANHATTAN CORP NEW 16161A108 20 270 X 2 270 CHASE MANHATTAN CORP NEW 16161A108 60 800 X X 2 800 CHEVRON CORP 166751107 909 10,237 X 1 10,237 CHEVRON CORP 166751107 399 4,500 X X 1 4,100 400 CHEVRON CORP 166751107 16 175 X 2 175 CHUBB CORP 171232101 116 2,337 X 1 2,337 CHUBB CORP 171232101 145 2,921 X X 1 2,921 CISCO SYSTEMS INC 17275R102 16,085 234,597 X 1 216,374 18,223 CISCO SYSTEMS INC 17275R102 4,568 66,625 X X 1 54,055 12,570 CISCO SYSTEMS INC 17275R102 5,240 76,424 X 2 71,334 5,090 CISCO SYSTEMS INC 17275R102 704 10,264 X X 2 10,124 80 60 CITIGROUP INC 172967101 2,544 57,812 X 1 56,562 1,250 CITIGROUP INC 172967101 359 8,157 X X 1 7,407 750 CITIGROUP INC 172967101 1,523 34,608 X 2 31,188 3,420 CITIGROUP INC 172967101 32 725 X X 2 650 75 COCA COLA CO 191216100 2,550 52,849 X 1 50,954 1,895 COCA COLA CO 191216100 1,446 29,970 X X 1 26,395 3,575 COCA COLA CO 191216100 407 8,430 X 2 7,630 800 COCA COLA CO 191216100 138 2,850 X X 2 2,850 COLGATE PALMOLIVE 194162103 327 7,140 X 1 7,140 COLGATE PALMOLIVE 194162103 55 1,200 X X 1 1,200 COLGATE PALMOLIVE 194162103 280 6,126 X 2 5,326 800 COMPAQ COMPUTER CORP 204493100 92 4,000 X 1 4,000 COMPAQ COMPUTER CORP 204493100 114 5,000 X X 1 5,000 COMPAQ COMPUTER CORP 204493100 19 820 X 2 820 ------ ------- COLUMN TOTALS 38,148 628,837
8 COMPAQ COMPUTER CORP 204493100 23 1,000 X X 2 1,000 COMPUTER ASSOC INTL INC 204912109 3,525 57,670 X 1 46,445 11,225 COMPUTER ASSOC INTL INC 204912109 724 11,840 X X 1 10,840 1,000 COMPUTER ASSOC INTL INC 204912109 278 4,545 X 2 4,445 100 COMPUTER ASSOC INTL INC 204912109 10 170 X X 2 170 CONAGRA INC 205887102 399 17,700 X X 1 17,700 CONSOLIDATED NATURAL GAS 209615103 234 3,750 X 1 3,750 CONSOLIDATED NATURAL GAS 209615103 2 40 X X 1 40 DANAHER CORP SHS BEN INT 235851102 3,107 58,970 X 1 57,620 1,350 DANAHER CORP SHS BEN INT 235851102 303 5,755 X X 1 4,555 1,200 DANAHER CORP SHS BEN INT 235851102 431 8,186 X 2 8,016 170 DANAHER CORP SHS BEN INT 235851102 12 225 X X 2 225 DELL COMPUTER CORP 247025109 17 400 X 1 400 DELL COMPUTER CORP 247025109 69 1,650 X 2 1,650 DELL COMPUTER CORP 247025109 171 4,100 X X 2 4,100 WALT DISNEY CO 254687106 362 13,932 X 1 13,482 450 WALT DISNEY CO 254687106 454 17,478 X X 1 16,878 600 WALT DISNEY CO 254687106 175 6,725 X 2 6,725 WALT DISNEY CO 254687106 96 3,703 X X 2 3,703 DOVER CORP 260003108 91 2,215 X 1 2,215 DOVER CORP 260003108 110 2,700 X X 1 2,700 DOW CHEMICAL CO 260543103 205 1,800 X 1 1,800 DOW CHEMICAL CO 260543103 449 3,953 X X 1 3,953 E I DUPONT DE NEMOURS 263534109 500 8,272 X 1 8,272 E I DUPONT DE NEMOURS 263534109 802 13,260 X X 1 8,660 4,600 ------ ------- COLUMN TOTALS 12,549 250,039
9 E I DUPONT DE NEMOURS 263534109 95 1,572 X 2 1,572 DUKE POWER 264399106 267 4,848 X 1 4,848 DUKE POWER 264399106 277 5,033 X X 1 4,783 250 ECOLAB INC 278865100 5,845 171,280 X 1 155,560 15,720 ECOLAB INC 278865100 572 16,750 X X 1 16,750 ECOLAB INC 278865100 465 13,626 X 2 13,176 450 EMERSON ELECTRIC CO 291011104 402 6,370 X 1 6,370 EMERSON ELECTRIC CO 291011104 446 7,052 X X 1 7,052 EMERSON ELECTRIC CO 291011104 85 1,350 X 2 1,350 EMERSON ELECTRIC CO 291011104 111 1,750 X X 2 1,750 ENERGYNORTH INC 292925104 1,104 26,607 X 1 26,607 ENERGYNORTH INC 292925104 692 16,685 X X 1 10,678 6,007 ENRON CORP 293561106 123 3,000 X 1 3,000 ENRON CORP 293561106 127 3,100 X X 1 1,700 1,400 EXXON CORPORATION 302290101 15,334 201,759 X 1 192,068 718 8,973 EXXON CORPORATION 302290101 6,581 86,596 X X 1 80,896 5,700 EXXON CORPORATION 302290101 1,836 24,158 X 2 23,588 570 EXXON CORPORATION 302290101 454 5,970 X X 2 5,970 FREDDIE MAC 313400301 206 3,960 X 1 3,960 FREDDIE MAC 313400301 270 5,200 X X 1 5,200 FANNIE MAE 313586109 7,348 117,214 X 1 105,517 600 11,097 FANNIE MAE 313586109 2,042 32,569 X X 1 27,144 5,425 FANNIE MAE 313586109 1,649 26,305 X 2 25,545 760 FANNIE MAE 313586109 124 1,980 X X 2 1,900 50 30 FEDERATED INCOME TRUST #36 314199100 2,997 299,296 X 1 285,678 13,618 ------ --------- COLUMN TOTALS 49,452 1,084,030
10 FEDERATED INCOME TRUST #36 314199100 1,056 105,502 X X 1 105,502 FEDERATED INCOME TRUST #36 314199100 177 17,640 X 2 17,640 FEDERATED INCOME TRUST #36 314199100 11 1,144 X X 2 1,144 FEDERATED INCOME TR INSTL SVC 314199209 109 10,891 X 1 10,891 FEDERATED INCOME TR INSTL SVC 314199209 36 3,613 X 2 3,613 FEDERATED INT INCOME #303 31420C407 2,925 300,234 X 1 286,335 13,899 FEDERATED INT INCOME #303 31420C407 621 63,767 X X 1 63,767 FEDERATED INT INCOME #303 31420C407 11 X 2 11 FEDERATED US GOVT SEC #9 1-3 YR 31428M100 2,621 251,918 X 1 238,627 13,291 FEDERATED US GOVT SEC #9 1-3 YR 31428M100 652 62,652 X X 1 61,652 1,000 FEDERATED US GOVT SEC #47 2-5 YR 31428P103 2,687 255,089 X 1 242,021 13,068 FEDERATED US GOVT SEC #47 2-5 YR 31428P103 630 59,842 X X 1 58,842 1,000 FEDERATED US GOVT SEC #47 2-5 YR 31428P103 350 33,261 X 2 33,261 FIDELITY SPARTAN MUNI INC FD # 37 316089507 442 36,282 X 1 36,282 FIDELITY LOW PRICED STOCK FD # 316 316345305 173 8,001 X 1 8,001 FIDELITY LOW PRICED STOCK FD # 316 316345305 51 2,351 X X 1 2,351 FIRST UNION CORP 337358105 554 15,550 X 1 15,550 FIRST UNION CORP 337358105 149 4,174 X X 1 4,174 FIRSTMARK CORP NEW PAR $0.20 337908206 3 10,000 X 2 10,000 FLEET FINANCIAL GROUP INC 338915101 77 2,090 X 1 2,090 FLEET FINANCIAL GROUP INC 338915101 909 24,828 X X 1 20,828 4,000 FLEET FINANCIAL GROUP INC 338915101 184 5,035 X 2 5,035 FORD MOTOR CO 345370100 57 1,136 X 1 1,136 FORD MOTOR CO 345370100 186 3,696 X X 1 3,696 FORD MOTOR CO 345370100 28 550 X 2 550 ------ --------- COLUMN TOTALS 14,688 1,279,257
11 FORD MOTOR CO 345370100 10 200 X X 2 200 FORUM HIGH GRADE BOND FUND 349903690 28,063 2,932,343 X 1 2,901,456 30,887 FORUM HIGH GRADE BOND FUND 349903690 6,351 663,648 X X 1 622,856 8,174 32,618 FORUM HIGH GRADE BOND FUND 349903690 159 16,641 X 2 13,063 3,578 FORUM FDS NH MUNI BD FD 349903831 249 23,905 X 1 22,553 1,352 FORUM MAINE MUNI BOND FUND #55 349903856 210 19,690 X 2 19,690 FORUM MAINE MUNI BOND FUND #55 349903856 704 65,915 X X 2 65,915 FRANKLIN CALIF TAX FREE INC CLA 352518104 193 27,709 X 1 27,709 FRANKLIN RESOURCES INC 354613101 5,270 172,426 X 1 155,541 16,885 FRANKLIN RESOURCES INC 354613101 801 26,205 X X 1 21,405 4,800 FRANKLIN RESOURCES INC 354613101 317 10,375 X 2 9,600 775 FRANKLIN RESOURCES INC 354613101 67 2,180 X X 2 2,180 GTE CORP 362320103 1,321 17,186 X 1 17,186 GTE CORP 362320103 415 5,403 X X 1 4,953 450 GTE CORP 362320103 196 2,550 X 2 2,400 150 GTE CORP 362320103 231 3,000 X X 2 3,000 GANNETT CO INC 364730101 3,366 48,645 X 1 42,120 6,525 GANNETT CO INC 364730101 500 7,230 X X 1 6,755 475 GANNETT CO INC 364730101 263 3,800 X 2 3,700 100 GANNETT CO INC 364730101 22 320 X X 2 320 THE GAP INC 364760108 5,287 165,209 X 1 158,093 987 6,129 THE GAP INC 364760108 1,418 44,317 X X 1 32,468 11,849 THE GAP INC 364760108 569 17,791 X 2 17,716 75 THE GAP INC 364760108 43 1,350 X X 2 1,350 GENERAL ELECTRIC 369604103 16,805 141,743 X 1 132,993 1,050 7,700 ------ ------- COLUMN TOTALS 72,830 4,419,781
12 GENERAL ELECTRIC 369604103 10,076 84,984 X X 1 79,334 5,650 GENERAL ELECTRIC 369604103 3,762 31,734 X 2 30,174 1,560 GENERAL ELECTRIC 369604103 567 4,786 X X 2 4,711 50 25 GENERAL MILLS 370334104 191 2,350 X 1 2,350 GENERAL MILLS 370334104 45 560 X X 1 160 400 GILLETTE CO 375766102 6,327 186,447 X 1 176,612 9,835 GILLETTE CO 375766102 1,574 46,370 X X 1 39,620 6,750 GILLETTE CO 375766102 1,109 32,691 X 2 31,211 1,480 GILLETTE CO 375766102 152 4,490 X X 2 4,400 50 40 HEARTLAND VALUE FUND 422359109 1,252 41,347 X 2 40,845 502 H J HEINZ CO 423074103 32 750 X 1 750 H J HEINZ CO 423074103 264 6,150 X X 1 6,000 150 H J HEINZ CO 423074103 47 1,100 X 2 1,100 H J HEINZ CO 423074103 43 1,000 X X 2 1,000 HEWLETT PACKARD 428236103 1,976 21,773 X 1 21,223 550 HEWLETT PACKARD 428236103 1,606 17,699 X X 1 14,619 3,080 HEWLETT PACKARD 428236103 156 1,720 X 2 1,720 HEWLETT PACKARD 428236103 41 450 X X 2 450 HOME DEPOT INC 437076102 6,346 92,482 X 1 89,057 3,425 HOME DEPOT INC 437076102 2,164 31,529 X X 1 29,305 2,224 HOME DEPOT INC 437076102 2,982 43,459 X 2 35,559 7,900 HOME DEPOT INC 437076102 369 5,375 X X 2 5,325 50 ILLINOIS TOOL WKS INC 452308109 7,409 99,365 X 1 89,660 600 9,105 ILLINOIS TOOL WKS INC 452308109 1,910 25,610 X X 1 22,760 2,850 ILLINOIS TOOL WKS INC 452308109 311 4,175 X 2 4,075 100 ------ ------- COLUMN TOTALS 50,711 788,396
13 ILLINOIS TOOL WKS INC 452308109 4 60 X X 2 60 INTEL CORP 458140100 16,944 228,010 X 1 211,692 1,050 15,268 INTEL CORP 458140100 4,628 62,274 X X 1 54,064 8,210 INTEL CORP 458140100 4,686 63,057 X 2 60,987 2,070 INTEL CORP 458140100 808 10,870 X X 2 10,730 80 60 INTERNATIONAL BUSINESS MACHINES 459200101 770 6,362 X 1 6,362 INTERNATIONAL BUSINESS MACHINES 459200101 1,180 9,752 X X 1 9,112 640 INTERNATIONAL BUSINESS MACHINES 459200101 151 1,250 X 2 1,250 INTERNATIONAL BUSINESS MACHINES 459200101 127 1,052 X X 2 1,052 INTERPUBLIC GROUP 460690100 6,548 159,219 X 1 142,193 1,152 15,874 INTERPUBLIC GROUP 460690100 2,197 53,435 X X 1 43,535 9,900 INTERPUBLIC GROUP 460690100 935 22,742 X 2 22,442 300 INTERPUBLIC GROUP 460690100 17 420 X X 2 420 JOHNSON & JOHNSON 478160104 5,619 61,163 X 1 54,083 600 6,480 JOHNSON & JOHNSON 478160104 2,965 32,269 X X 1 28,569 3,700 JOHNSON & JOHNSON 478160104 1,561 16,991 X 2 16,281 710 JOHNSON & JOHNSON 478160104 159 1,735 X X 2 1,700 35 KEY CORP NEW 493267108 42 1,626 X X 1 1,626 KEY CORP NEW 493267108 258 10,000 X 2 10,000 KIMBERLY CLARK CORP 494368103 380 7,200 X 1 7,200 KIMBERLY CLARK CORP 494368103 205 3,888 X X 1 3,688 200 KIMBERLY CLARK CORP 494368103 11 200 X 2 200 KROGER COMPANY 501044101 3,082 139,678 X 1 134,628 5,050 KROGER COMPANY 501044101 385 17,470 X X 1 16,370 1,100 KROGER COMPANY 501044101 758 34,364 X 2 33,674 690 ------ ------- COLUMN TOTALS 54,420 945,087
14 KROGER COMPANY 501044101 19 850 X X 2 800 50 LEGGETT & PLATT 524660107 4,815 244,558 X 1 223,148 21,410 LEGGETT & PLATT 524660107 1,080 54,840 X X 1 45,615 9,225 LEGGETT & PLATT 524660107 88 4,450 X 2 4,250 200 LEGGETT & PLATT 524660107 52 2,630 X X 2 2,630 ELI LILLY & CO 532457108 412 6,425 X 1 6,425 ELI LILLY & CO 532457108 50 776 X 2 776 LORD CORPORATION CLASS B 5439991A4 239 900 X 1 900 LUCENT TECHNOLOGIES 549463107 1,890 29,128 X 1 28,616 256 256 LUCENT TECHNOLOGIES 549463107 1,519 23,420 X X 1 20,862 2,558 LUCENT TECHNOLOGIES 549463107 648 9,996 X 2 9,740 256 LUCENT TECHNOLOGIES 549463107 125 1,924 X X 2 1,924 MBIA INC 55262C100 147 3,145 X 1 3,070 75 MBIA INC 55262C100 100 2,155 X X 1 2,155 MBNA CORP 55262L100 8,057 353,176 X 1 323,419 1,700 28,057 MBNA CORP 55262L100 1,938 84,969 X X 1 70,444 14,525 MBNA CORP 55262L100 843 36,936 X 2 36,316 620 MBNA CORP 55262L100 18 800 X X 2 800 MCT INC 552671AA7 424 4,237 X 1 4,237 MASCO CORP 574599106 395 12,750 X 1 12,750 MASCO CORP 574599106 124 4,000 X X 1 4,000 MASCO CORP 574599106 54 1,728 X 2 1,728 MASCO CORP 574599106 5 150 X X 2 150 MCDONALDS CORP 580135101 138 3,200 X 1 3,200 MCDONALDS CORP 580135101 768 17,746 X X 1 16,246 1,500 ------ ------- COLUMN TOTALS 23,948 904,889
15 MCDONALDS CORP 580135101 17 400 X 2 400 MCDONALDS CORP 580135101 35 800 X X 2 800 MEDFORD BANCORP INC 584131106 154 10,000 X 1 10,000 MEDIAONE GROUP INC 58440J104 124 1,819 X 1 1,819 MEDIAONE GROUP INC 58440J104 63 920 X X 1 920 MEDIAONE GROUP INC 58440J104 1 8 X 2 8 MEDIAONE GROUP INC 58440J104 16 236 X X 2 236 MEDTRONIC INC 585055106 8,367 235,264 X 1 216,364 18,900 MEDTRONIC INC 585055106 2,405 67,616 X X 1 57,866 9,750 MEDTRONIC INC 585055106 1,886 53,048 X 2 50,538 2,510 MEDTRONIC INC 585055106 204 5,730 X X 2 5,570 100 60 MERCK & CO 589331107 8,171 126,075 X 1 116,135 9,940 MERCK & CO 589331107 2,950 45,517 X X 1 39,967 5,550 MERCK & CO 589331107 2,088 32,214 X 2 30,664 1,550 MERCK & CO 589331107 417 6,430 X X 2 6,320 80 30 MERRILL LYNCH & CO 590188108 2,685 39,850 X 1 38,645 1,205 MERRILL LYNCH & CO 590188108 910 13,510 X X 1 12,260 1,250 MERRILL LYNCH & CO 590188108 891 13,218 X 2 12,708 510 MERRILL LYNCH & CO 590188108 95 1,415 X X 2 1,415 MICROSOFT CORP 594918104 18,373 202,875 X 1 187,580 900 14,395 MICROSOFT CORP 594918104 8,239 90,974 X X 1 80,974 10,000 MICROSOFT CORP 594918104 5,014 55,365 X 2 50,095 5,270 MICROSOFT CORP 594918104 1,001 11,055 X X 2 10,950 60 45 MINNESOTA MINING & MFG 604059105 739 7,694 X 1 7,694 MINNESOTA MINING & MFG 604059105 327 3,400 X X 1 3,400 ------ --------- COLUMN TOTALS 65,172 1,025,433
16 MINNESOTA MINING & MFG 604059105 77 800 X 2 800 MOBIL CORP 607059102 2,891 28,696 X 1 26,496 2,200 MOBIL CORP 607059102 1,044 10,365 X X 1 9,365 1,000 MOBIL CORP 607059102 1,983 19,686 X 2 18,986 700 MOBIL CORP 607059102 141 1,400 X X 2 1,400 MONSANTO CO 611662107 263 7,380 X 1 7,380 MONSANTO CO 611662107 36 1,000 X X 1 1,000 J P MORGAN 616880100 520 4,550 X 1 4,550 J P MORGAN 616880100 685 6,000 X X 1 5,800 200 J P MORGAN 616880100 11 100 X 2 100 J P MORGAN 616880100 27 232 X X 2 232 MORGAN STANLY DN WTTR DISCVR NEW 617446448 70 780 X 1 780 MORGAN STANLY DN WTTR DISCVR NEW 617446448 415 4,656 X X 1 4,656 MOTOROLA INC 620076109 48 550 X 1 550 MOTOROLA INC 620076109 123 1,400 X X 1 1,400 MOTOROLA INC 620076109 35 400 X 2 400 MOTOROLA INC 620076109 18 200 X X 2 200 NATIONAL FUEL GAS 636180101 150 3,170 X 1 3,170 NATIONAL FUEL GAS 636180101 183 3,888 X X 1 3,888 NEW ENGLAND ELECTRIC SYSTEM 644001109 62 1,200 X 1 1,200 NEW ENGLAND ELECTRIC SYSTEM 644001109 226 4,360 X X 1 4,360 NEW ENGLAND ELECTRIC SYSTEM 644001109 52 1,000 X X 2 1,000 NORTHERN TRUST CORP 665859104 8 100 X 1 100 NORTHERN TRUST CORP 665859104 526 6,300 X X 1 5,500 800 NUVEEN PREMIUM INCOME MUNICIPAL FD 67062T100 148 11,590 X 1 11,590 ------ ------- COLUMN TOTALS 9,742 119,803
17 NUVEEN MUNI BOND FND CL R 67065Q400 181 19,983 X 1 19,983 NUVEEN FLAGSHIP MUNI ALL-AM #503 67065Q855 283 24,618 X 1 24,618 PENNICHUCK INC -NEW 708254206 857 35,329 X 1 35,329 PENNICHUCK INC -NEW 708254206 1,801 74,262 X X 1 57,137 17,125 PEOPLES HERITAGE FINL GROUP IN C 711147108 8,439 507,596 X 1 493,534 14,062 PEOPLES HERITAGE FINL GROUP IN C 711147108 6,575 395,514 X X 1 216,402 179,112 PEOPLES HERITAGE FINL GROUP IN C 711147108 90 5,400 X 2 1,200 4,200 PEOPLES HERITAGE FINL GROUP IN C 711147108 53 3,200 X X 2 3,200 PEPSICO 713448108 384 12,578 X 1 12,578 PEPSICO 713448108 488 15,990 X X 1 14,890 1,100 PEPSICO 713448108 73 2,400 X 2 2,400 PEPSICO 713448108 31 1,000 X X 2 1,000 PFIZER INC 717081103 8,207 228,760 X 1 221,590 2,400 4,770 PFIZER INC 717081103 1,759 49,028 X X 1 38,228 10,800 PFIZER INC 717081103 2,114 58,932 X 2 54,072 4,860 PFIZER INC 717081103 346 9,635 X X 2 9,475 100 60 PHILIP MORRIS COS INC 718154107 103 3,000 X 1 3,000 PHILIP MORRIS COS INC 718154107 246 7,200 X X 1 7,200 PHILIP MORRIS COS INC 718154107 63 1,850 X 2 1,850 PROCTER & GAMBLE CO 742718109 11,591 123,637 X 1 114,928 550 8,159 PROCTER & GAMBLE CO 742718109 3,534 37,697 X X 1 33,322 4,375 PROCTER & GAMBLE CO 742718109 1,920 20,480 X 2 19,440 1,040 PROCTER & GAMBLE CO 742718109 306 3,260 X X 2 3,200 30 30 PUTNAM MUN INCOME FD CL A 746919109 144 16,332 X 1 16,332 ROYAL DUTCH PETE CO N Y REG SHS 1.25 780257804 370 6,260 X 1 6,260 ------ ------- COLUMN TOTALS 49,958 1,663,941
18 ROYAL DUTCH PETE CO N Y REG SHS 1.25 780257804 250 4,230 X X 1 3,830 400 ROYAL DUTCH PETE CO N Y REG SHS 1.25 780257804 18 300 X 2 300 SBC COMMUNICATIONS INC 78387G103 3,236 63,374 X 1 55,998 7,376 SBC COMMUNICATIONS INC 78387G103 1,716 33,603 X X 1 28,503 5,100 SBC COMMUNICATIONS INC 78387G103 1,379 27,006 X 2 26,716 290 SBC COMMUNICATIONS INC 78387G103 132 2,590 X X 2 2,590 SARA LEE CORP 803111103 388 16,600 X 1 16,600 SARA LEE CORP 803111103 371 15,860 X X 1 14,660 1,200 SARA LEE CORP 803111103 16 700 X 2 400 300 SARA LEE CORP 803111103 6 250 X X 2 250 SCHERING PLOUGH 806605101 5,380 123,319 X 1 110,964 12,355 SCHERING PLOUGH 806605101 1,015 23,260 X X 1 19,060 4,200 SCHERING PLOUGH 806605101 1,555 35,650 X 2 33,760 1,890 SCHERING PLOUGH 806605101 174 3,995 X X 2 3,950 45 SCHLUMBERGER LIMITED 806857108 84 1,354 X 1 1,354 SCHLUMBERGER LIMITED 806857108 50 810 X X 1 810 SCHLUMBERGER LIMITED 806857108 84 1,345 X 2 1,345 SCHLUMBERGER LIMITED 806857108 97 1,550 X X 2 1,550 SCUDDER MASSACHUSETTS TAX-FREE FD 811184308 228 16,602 X 1 16,602 SOLECTRON CORP 834182107 7,543 105,040 X 1 101,815 3,225 SOLECTRON CORP 834182107 1,717 23,915 X X 1 23,115 800 SOLECTRON CORP 834182107 880 12,254 X 2 12,064 190 SOUTH BROWARD TRUST ID 8367560A5 281 1 X 1 1 #50-1779443 (FLORIDA LAND SPRINT CORP 852061100 43 800 X 1 800 SPRINT CORP 852061100 271 5,000 X X 1 5,000 ------ ------- COLUMN TOTALS 26,914 519,408
19 SPRINT CORP 852061100 5 100 X 2 100 SPRINT CORP 852061100 160 2,956 X X 2 2,956 STAPLES INC 855030102 3,239 148,499 X 1 130,019 18,480 STAPLES INC 855030102 940 43,097 X X 1 32,522 10,575 STAPLES INC 855030102 943 43,226 X 2 41,666 1,560 STAPLES INC 855030102 51 2,350 X X 2 2,250 100 STATE STREET CORP 857477103 290 4,487 X 1 4,487 STATE STREET CORP 857477103 115 1,779 X X 1 1,579 200 STATE STREET CORP 857477103 130 2,018 X 2 1,418 600 STATE STREET CORP 857477103 304 4,700 X X 2 4,700 STRYKER CORP 863667101 4,675 91,435 X 1 88,135 3,300 STRYKER CORP 863667101 583 11,410 X X 1 10,710 700 STRYKER CORP 863667101 31 600 X 2 600 SUN MICROSYSTEMS INC 866810104 95 1,025 X 1 1,025 SUN MICROSYSTEMS INC 866810104 112 1,200 X X 1 1,200 SUN MICROSYSTEMS INC 866810104 132 1,424 X 2 1,424 SUN MICROSYSTEMS INC 866810104 186 2,000 X X 2 2,000 SUNAMERICA US GOVT SECURITES FD CL B 866918501 97 11,492 X 2 11,492 SYSCO CORP 871829107 2,674 76,275 X 1 61,880 14,395 SYSCO CORP 871829107 287 8,191 X X 1 7,191 1,000 SYSCO CORP 871829107 667 19,010 X 2 17,810 1,200 SYSCO CORP 871829107 201 5,720 X X 2 5,720 TELLABS INC 879664100 1,164 20,445 X 1 19,745 700 TELLABS INC 879664100 2 30 X X 1 30 TELLABS INC 879664100 544 9,547 X 2 9,357 190 ------ ------- COLUMN TOTALS 17,627 513,016
20 TEXACO INC 881694103 203 3,219 X 1 3,219 TEXACO INC 881694103 132 2,092 X X 1 1,832 260 TEXACO INC 881694103 22 350 X 2 350 TRIBUNE CO NEW 896047107 1,427 28,680 X 1 27,680 1,000 TRIBUNE CO NEW 896047107 138 2,770 X X 1 2,770 TRIBUNE CO NEW 896047107 51 1,020 X 2 870 150 TYCO INTL LTD NEW 902124106 750 7,262 X 1 7,262 TYCO INTL LTD NEW 902124106 31 300 X X 1 300 TYCO INTL LTD NEW 902124106 157 1,524 X 2 1,524 US BANCORP DEL 902973106 222 7,338 X X 1 7,338 UNION PACIFIC CORP 907818108 104 2,160 X 1 2,160 UNION PACIFIC CORP 907818108 194 4,030 X X 1 4,030 U S WEST INC NEW 91273H101 69 1,208 X 1 1,208 U S WEST INC NEW 91273H101 88 1,543 X X 1 1,543 U S WEST INC NEW 91273H101 82 1,444 X 2 1,444 UNITED TECHNOLOGIES 913017109 480 8,100 X 1 8,100 UNITED TECHNOLOGIES 913017109 247 4,164 X X 1 4,164 UNITED TECHNOLOGIES 913017109 24 400 X 2 400 UNITED TECHNOLOGIES 913017109 77 1,300 X X 2 1,300 VANGUARD MUNI BOND FUND 922907209 21 1,659 X 1 1,659 INTERMEDIATE TERM #42 INC PD VANGUARD MUNI BOND FUND 922907209 480 37,087 X X 1 32,967 4,120 INTERMEDIATE TERM #42 INC PD VANGUARD 500 INDEX FUND #40 922908108 8,865 74,665 X 1 68,332 6,333 VANGUARD 500 INDEX FUND #40 922908108 2,921 24,611 X X 1 24,505 106 VANGUARD 500 INDEX FUND #40 922908108 7,420 62,572 X 2 15,503 47,069 VANGUARD 500 INDEX FUND #40 922908108 107 898 X X 2 898 ------ ------- COLUMN TOTALS 24,312 280,396
21 VODAFONE GROUP PLC SPONSORED 92857T107 374 1,573 X 1 1,573 ADR VODAFONE GROUP PLC SPONSORED 92857T107 151 634 X X 1 634 ADR VODAFONE GROUP PLC SPONSORED 92857T107 49 204 X 2 204 ADR VODAFONE GROUP PLC SPONSORED 92857T107 64 268 X X 2 268 ADR WALMART STORES INC 931142103 3,856 81,075 X 1 67,065 14,010 WALMART STORES INC 931142103 1,356 28,519 X X 1 26,869 1,650 WALMART STORES INC 931142103 1,043 21,934 X 2 21,654 280 WALMART STORES INC 931142103 104 2,190 X X 2 2,140 50 WALGREEN CO 931422109 520 20,501 X 1 19,426 1,075 WALGREEN CO 931422109 259 10,200 X X 1 10,200 WALGREEN CO 931422109 1,118 44,070 X 2 42,720 1,350 WALGREEN CO 931422109 61 2,400 X X 2 2,350 50 WARBURG PINCUS EMERGING GROWTH 933909103 856 20,965 X 1 19,433 1,532 FUND #005 WARBURG PINCUS EMERGING GROWTH 933909103 500 12,276 X X 1 7,708 4,568 FUND #005 WARBURG PINCUS EMERGING GROWTH 933909103 1,811 44,507 X 2 44,284 223 FUND #005 WARNER LAMBERT 934488107 557 8,385 X 1 8,385 WARNER LAMBERT 934488107 1,512 22,775 X X 1 22,775 WARNER LAMBERT 934488107 7 100 X 2 100 WELLS FARGO & COMPANY NEW 949746101 1,246 31,457 X 1 31,107 350 WELLS FARGO & COMPANY NEW 949746101 751 18,950 X X 1 13,350 5,600 WELLS FARGO & COMPANY NEW 949746101 1,625 41,001 X 2 39,341 1,660 WELLS FARGO & COMPANY NEW 949746101 148 3,740 X X 2 3,580 100 60 WESTAFF INC 957070105 819 136,468 X X 1 136,468 THE WILLIAMS COMPANIES 969457100 243 6,447 X 1 6,447 THE WILLIAMS COMPANIES 969457100 38 1,000 X X 1 1,000 ------ ------- COLUMN TOTALS 19,068 561,639
22
INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------- ----- ----------- --------- --- --- --- -------- --- --- --- XEROX CORP 984121103 146 3,480 X 1 3,480 XEROX CORP 984121103 371 8,850 X X 1 8,850 XEROX CORP 984121103 25 600 X 2 600 XEROX CORP 984121103 8 200 X X 2 200 ------ -------- COLUMN TOTALS 550 13130 ------ -------- FINAL TOTALS 653913 17141715 ====== ========
23 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 10/2/99 AS OF 9/30/99 PAGE 1 SEC USE ONLY _______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE INSTR OTHER A. COMMON STOCK V COMMON STOCK ------------ ABBOTT LABS 002824100 183 5000 X 0 0 5000 ABBOTT LABS 002824100 44 1200 X 1200 0 0 AMERICAN ELC PWR INC 025537101 212 6222 X 6222 0 0 AMERICAN HOME PRODS CORP 026609107 227 5460 X 960 0 4500 AMERICAN HOME PRODS CORP 026609107 1994 48060 X 44060 0 4000 AMERICAN INTL GROUP INC 026874107 441 5075 X 2075 0 3000 AMERICAN INTL GROUP INC 026874107 5441 62586 X 62315 0 271 AMERITECH CORP 030954101 285 4264 X 4264 0 0 AMERITECH CORP 030954101 557 8342 X 8342 0 0 AT&T CORP COM 001957109 200 4587 X 1587 0 3000 AT&T CORP COM 001957109 1326 30492 X 30192 0 300 AUTOMATIC DATA PROCESSING INC 053015103 415 9306 X 5306 0 4000 AUTOMATIC DATA PROCESSING INC 053015103 4975 111486 X 110294 0 1192 BANKBOSTON CORP. 06605R106 145 3348 X 3348 0 0 BANKBOSTON CORP. 06605R106 70 1606 X 1606 0 0 BELL ATLANTIC CORP. 077853109 202 3000 X 0 0 3000 BELL ATLANTIC CORP. 077853109 2496 37080 X 34930 0 2150 BELLSOUTH CORP 079860102 93 2076 X 2076 0 0 BELLSOUTH CORP 079860102 3247 72160 X 72160 0 0 BRISTOL-MYERS SQUIBB CO 110122108 27 400 X 400 0 0 BRISTOL-MYERS SQUIBB CO 110122108 2872 42554 X 38754 0 3800 CBS CORP. 12490K107 162 3500 X 0 0 3500 CBS CORP. 12490K107 67 1440 X 1440 0 0 CHEVRON CORP 166751107 177 2000 X 0 0 2000 CHEVRON CORP 166751107 839 9453 X 8753 0 700 CISCO SYSTEMS 17275R102 424 6189 X 1939 0 4250 CISCO SYSTEMS 17275R102 3170 46238 X 46068 0 170 CITICORP INC COM 172967101 297 6750 X 0 0 6750 CITICORP INC COM 172967101 210 4782 X 4782 0 0 COCA COLA CO 191216100 120 2489 X 2489 0 0 COCA COLA CO 191216100 1727 35787 X 30187 0 5600 COLGATE PALMOLIVE CO 194162103 737 16114 X 16114 0 0 CONOCO INC 208251405 84 3071 X 0 0 3071 CONOCO INC 208251405 139 5078 X 5078 0 0 DISNEY WALT CO 254687106 127 4875 X 375 0 4500 DISNEY WALT CO 254687106 158 6072 X 6072 0 0 DU PONT E I DE NEMOURS & CO 263534109 88 1458 X 0 0 1458 DU PONT E I DE NEMOURS & CO 263534109 701 11580 X 11580 0 0 EASTMAN KODAK CO 277461109 80 1062 X 1062 0 0 EASTMAN KODAK CO 277461109 367 4847 X 4340 0 507 EXXON CORP COM 302290101 666 8760 X 6260 0 2500 EXXON CORP COM 302290101 10474 137821 X 129341 0 8480 FEDERAL NATL MTG ASSN 313586109 183 2914 X 2914 0 0 FEDERAL NATL MTG ASSN 313586109 4384 69940 X 69680 0 260 FORTUNE BRANDS INC 349631101 601 18635 X 17635 0 1000 G T E CROP 362320103 1021 13285 X 12185 0 1100 GANNETT INC COM 364730101 208 3000 X 0 0 3000 GENERAL ELEC CO 369604103 1055 8898 X 5198 0 3700 GENERAL ELEC CO 369604103 13216 111465 X 110789 0 676 GILLETTE CO 375766102 131 3858 X 3858 0 0 GILLETTE CO 375766102 2761 81343 X 81183 0 160 HERSHEY FOODS CORP 427866108 312 6400 X 6400 0 0 HOME DEPOT INC 437076102 508 7402 X 3402 0 4000 HOME DEPOT INC 437076102 4150 60471 X 60261 0 210 ----------------------------------------------- ------------------------ SUBTOTAL 74796 1171281 1079476 0 91805
24 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 10/2/99 AS OF 9/30/99 PAGE 2 SEC USE ONLY _______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE INSTR OTHER A. COMMON STOCK V COMMON STOCK ------------ ILLINOIS TOOL WKS INC 452308109 184 2463 X 2463 0 0 ILLINOIS TOOL WKS INC 452308109 3756 50374 X 50130 0 244 INTEL CORP 458140100 576 7752 X 3752 0 4000 INTEL CORP 458140100 7524 101248 X 101248 0 0 INTERNATIONAL BUSINESS MACHS 459200101 266 2200 X 200 0 2000 INTERNATIONAL BUSINESS MACHS 459200101 4155 34338 X 33278 0 1060 JOHNSON & JOHNSON 478160104 377 4108 X 2108 0 2000 JOHNSON & JOHNSON 478160104 5587 60813 X 60598 0 215 KIMCO RLTY CORP 49446R109 438 12250 X 12250 0 0 LEGETT & PLATT INC 524660107 352 17896 X 17896 0 0 LUCENT TECHNOLOGIES INC 549463107 472 7272 X 4672 0 2600 LUCENT TECHNOLOGIES INC 549463107 9268 142859 X 141421 0 1438 MARSH & MCLENNAN COS INC 571748102 206 3000 X 0 0 3000 MBNA CORP COM 55262L100 1 46 X 46 0 0 MBNA CORP COM 55262L100 1978 86706 X 86706 0 0 MCDONALDS CORP 580135101 238 5500 X 0 0 5500 MCDONALDS CORP 580135101 39 900 X 900 0 0 MCI WORLD INC COM 55268B106 216 3000 X 0 0 3000 MCI WORLD INC COM 55268B106 35 490 X 400 0 90 MEDTRONIC INC 585055106 188 5282 X 5282 0 0 MEDTRONIC INC 585055106 4758 133806 X 133288 0 518 MERCK & CO INC 589331107 472 7290 X 4890 0 2400 MERCK & CO INC 589331107 5185 79998 X 79998 0 0 MICROSOFT CORP. 594948104 589 6505 X 2505 0 4000 MICROSOFT CORP. 594918104 7116 78573 X 78375 0 198 MINNESOTA MNG & MFG CO 604059105 1090 11346 X 11346 0 0 MOBIL CORP 607059102 193 1913 X 1913 0 0 MOBIL CORP 607059102 5413 53730 X 53630 0 100 NEW ENGLAND ELEC SYS 644001109 21 400 X 400 0 0 NEW ENGLAND ELEC SYS 644001109 264 5081 X 5081 0 0 PEOPLES HERITAGE FINL GROUP INC 711147108 3746 225304 X 158680 0 66624 PEPSICO INC 713448108 165 5423 X 5423 0 0 PEPSICO INC 713448108 2807 92039 X 91634 0 405 PFIZER INC 717081103 196 5477 X 5477 0 0 PFIZER INC 717081103 7097 197820 X 197274 0 546 PROCTOR & GAMBLE CO 742718109 384 4095 X 2095 0 2000 PROCTOR & GAMBLE CO 742718109 7149 76257 X 76257 0 0 RAYTHEON CO 755111408 206 4148 X 4148 0 0 SBC COMMUNICATIONS INC. 78387G103 230 4500 X 0 0 4500 SBC COMMUNICATIONS INC. 78387G103 643 12601 X 12601 0 0 SCHERING PLOUGH CORP 806605101 267 6120 X 6120 0 0 SCHLUMBERGER LIMITED 806857108 125 2000 X 0 0 2000 SCHLUMBERGER LIMITED 806857108 247 3960 X 3960 0 0 STAPLES INC 855030102 116 5300 X 2000 0 3300 STAPLES INC 855030102 1633 74866 X 74866 0 0 STATE STR CORP 857477103 271 4190 X 2590 0 1600 STATE STR CORP 857477103 4366 67553 X 67553 0 0 TEXAS INSTRS INC 882508104 148 1800 X 0 0 1800 TEXAS INSTRS INC 882508104 429 5220 X 5220 0 0 WAL-MART STORES INC 931142103 323 6800 X 800 0 6000 WAL-MART STORES INC 931142103 109 2300 X 2300 0 0 WARNER LAMBERT CO 934488107 133 2000 X 0 0 2000 WARNER LAMBERT CO 934488107 392 5904 X 5904 0 0 WEYERHAUEUSER CO 862166104 115 2000 X 0 0 2000 WEYERHAUEUSER CO 862166104 278 4821 X 4821 0 0 XEROX 984121103 126 3000 X 0 0 3000 XEROX 984121103 109 2600 X 2600 0 0 SUBTOTAL FOR THIS PAGE 92767 1755237 1627099 0 128138 ----------------------------------------------- ------------------------ SUBTOTAL FOR COMMON STOCK 167563 2926518 2706575 0 219943
25 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 10/2/99 AS OF 9/30/99 PAGE 3 SEC USE ONLY _______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE INSTR OTHER A. COMMON STOCK V INTERNATIONAL COMMON STOCK -------------------------- BP AMOCO P L C SPNSR ADR 055622104 363 3273 X 3273 0 0 GALLAHER GROUP PLC 363595109 228 8375 X 7375 0 1000 VODAFONE AIRTOUCH PLC 92857T107 222 935 X 935 0 0 ----------------------------------------------- ------------------------ SUBTOTALS FOR INTERNATIONAL COMMON STOCK 813 12583 11583 1000
26 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 10/2/99 AS OF 9/30/99 PAGE 4 *SUMMARY PAGE FOR A. COMMON STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) - ---------------- ------ ----- ----------- ---- -------------------- 29 COMMON STOCK 167563 2926518 2706575 0 219943 30 INTERNATIONAL COMMON STOCK 813 12583 11583 1000 ----------------------------------------------- ------------------------ * SUBTOTALS * 168376 2939101 2718158 0 220943
27 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 10/2/99 AS OF 9/30/99 PAGE 5 *SUMMARY PAGE FOR B. PREFERRED STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) - ---------------- ------ ----- ----------- ---- -------------------- ** NONE **
28 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 10/2/99 AS OF 9/30/99 PAGE 6 *SUMMARY PAGE FOR C. OTHER *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) - ---------------- ------ ----- ----------- ---- -------------------- ** NONE **
29 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 10/2/99 AS OF 9/30/99 PAGE 7 **SUMMARY PAGE FOR: FAMILYBANK **
CATEGORY MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) - -------- ------ ----- ----------- ---- -------------------- A. COMMON STOCK 168376 2939101 2718158 0 220943 ----------------------------------------------- ------------------------ **GRAND TOTALS** 168376 2939101 2718158 0 220943
-----END PRIVACY-ENHANCED MESSAGE-----