-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RIklbJ4Vgjqp9U5v+ZUMGrRiTuTcGHnx4iBc4rkwUZyPQTR5gTDUHcyIhYnaTBHQ ut76gDD2AZLyHRi3/izlrA== 0000950135-99-000022.txt : 19990105 0000950135-99-000022.hdr.sgml : 19990105 ACCESSION NUMBER: 0000950135-99-000022 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLES HERITAGE FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000829750 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010437984 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: SEC FILE NUMBER: 333-65031 FILM NUMBER: 99500378 BUSINESS ADDRESS: STREET 1: ONE PORTLAND SQ STREET 2: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112 BUSINESS PHONE: 2077618500 MAIL ADDRESS: STREET 1: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112-9540 POS AM 1 PEOPLES HERITAGE FINANCIAL GROUP, INC 1 As filed with the Securities and Exchange Commission on January 4, 1999 Registration No. 333-65031 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------ POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PEOPLES HERITAGE FINANCIAL GROUP, INC. ------------------------------------------------------ (Exact name of Registrant as specified in its charter) Maine 6120 01-0437984 - ------------------------ ------------------------- ------------------- (State or other juris- (Primary Standard (I.R.S. Employer diction of incorporation Industrial Classification Identification No.) or organization) Code No.) P.O. Box 9540 One Portland Square Portland, Maine 04112-9540 (207) 761-8500 ----------------------------------------------------------------------- (Address, including zip code and telephone number, including area code, of Registrant's principal executive offices) William J. Ryan Chairman, President and Chief Executive Officer Peoples Heritage Financial Group, Inc. P.O. Box 9540 One Portland Square Portland, Maine 04112-9540 (207) 761-8500 ------------------------------------------------------------------------------ (Name, address, including zip code, and telephone number, including area code, of agent for service) with a copy to: Gerard L. Hawkins, Esq. Elias, Matz, Tiernan & Herrick L.L.P. 734 15th Street, N.W. Washington, D.C. 20005 (202) 347-0300 ================================================================================ 2 PART II Deregistration of Securities: The Registrant hereby deregisters 1,394,115 shares of common stock, par value $.01 per share, and related preferred stock purchase rights (collectively, the "Common Stock") out of 17,650,000 shares of Common Stock previously registered. The shares of Common Stock deregistered hereby were not issued in connection with the Registrant's recently-completed acquisition of SIS Bancorp, Inc. ("SIS"). An aggregate of approximately 16,255,885 shares of Common Stock are issuable in exchange for the outstanding shares of common stock of SIS. II-1 3 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Portland, State of Maine on the 4th day of January 1999. PEOPLES HERITAGE FINANCIAL GROUP, INC. By: /s/ William J. Ryan ---------------------------------- William J. Ryan Chairman, President, and Chief Executive Officer /s/ Robert P. Bahre* Date: January 4, 1999 - ---------------------------------------- Robert P. Bahre Director /s/ Peter J. Baxter* Date: January 4, 1999 - ---------------------------------------- Peter J. Baxter Vice Chairman, Executive Vice President and Chief Operating Officer /s/ P. Kevin Condron* Date: January 4, 1999 - ---------------------------------------- P. Kevin Condron Director /s/ Everett W. Gray* Date: January 4, 1999 - ---------------------------------------- Everett W. Gray Director II-2 4 /s/ Andrew W. Greene* Date: January 4, 1999 - ---------------------------------------- Andrew W. Greene Director - ---------------------------------------- Katherine M. Greenleaf Director /s/ Douglas S. Hatfield* Date: January 4, 1999 - ---------------------------------------- Douglas S. Hatfield Director - --------------------------------- Dana S. Levenson Director /s/ Robert A. Marden, Sr.* Date: January 4, 1999 - ---------------------------------------- Robert A. Marden, Sr. Vice Chairman /s/ Philip A. Mason* Date: January 4, 1999 - ---------------------------------------- Philip A. Mason Director /s/ Malcolm W. Philbrook, Jr.* Date: January 4, 1999 - ---------------------------------------- Malcolm W. Philbrook, Jr. Director II-3 -----END PRIVACY-ENHANCED MESSAGE-----