-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PXTFFl/Lze0Ft1WUtE2n00V0oAPP1kEpD95EawCCd2JyyYA7hRFcjh+41Na6eUpz Aw2rBx6BB41d5H3vfJuACw== 0000950135-98-002400.txt : 19980415 0000950135-98-002400.hdr.sgml : 19980415 ACCESSION NUMBER: 0000950135-98-002400 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980414 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLES HERITAGE FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000829750 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010137770 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: SEC FILE NUMBER: 333-43551 FILM NUMBER: 98593457 BUSINESS ADDRESS: STREET 1: ONE PORTLAND SQ STREET 2: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112 BUSINESS PHONE: 2077618500 MAIL ADDRESS: STREET 1: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112-9540 POS AM 1 PEOPLES HERITAGE FINANCIAL GROUP, INC. 1 As filed with the Securities and Exchange Commission on April 14, 1998 Registration No. 333-43551 - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------ POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PEOPLES HERITAGE FINANCIAL GROUP, INC. ------------------------------------------------------ (Exact name of Registrant as specified in its charter) Maine 6120 01-0437984 - ------------------------ ------------------------- ------------------- (State or other juris- (Primary Standard (I.R.S. Employer diction of incorporation Industrial Classification Identification No.) or organization) Code No.) P.O. Box 9540 One Portland Square Portland, Maine 04112-9540 (207) 761-8500 ----------------------------------------------------------------------- (Address, including zip code and telephone number, including area code, of Registrant's principal executive offices) William J. Ryan Chairman, President and Chief Executive Officer Peoples Heritage Financial Group, Inc. P.O. Box 9540 One Portland Square Portland, Maine 04112-9540 (207) 761-8500 --------------------------------------------------------- (Name, address, including zip code, and telephone number, including area code, of agent for service) with a copy to: Gerard L. Hawkins, Esq. Elias, Matz, Tiernan & Herrick L.L.P. 734 15th Street, N.W. Washington, D.C. 20005 (202) 347-0300 2 PART II Deregistration of Securities: The Registrant hereby deregisters 417,728 shares of common stock, par value $.01 per share, and related preferred stock purchase rights (collectively, the "Common Stock") out of 16,815,868 shares of Common Stock previously registered. The shares of Common Stock deregistered hereby were not issued in connection with the Registrant's recently-completed acquisition of CFX Corporation. An aggregate of approximately 16,398,140 shares of Common Stock are issuable in exchange for the outstanding shares of common stock of CFX Corporation. II-1 3 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Portland, State of Maine on the 13th day of April 1998. PEOPLES HERITAGE FINANCIAL GROUP, INC. By: /s/ Peter J. Verrill ------------------------------------------------- Peter J. Verrill Executive Vice President, Chief Financial Officer and Treasurer /s/ Robert P. Bahre* Date: April 13, 1998 - ------------------------------ Robert P. Bahre Director /s/ Everett W. Gray* Date: April 13, 1998 - ------------------------------ Everett W. Gray Director /s/ Andrew W. Greene* Date: April 13, 1998 - ------------------------------ Andrew W. Greene Director /s/ Katherine M. Greenleaf* Date: April 13, 1998 - ------------------------------ Katherine M. Greenleaf Director II-2 4 /s/ Dana Levenson* Date: April 13, 1998 - ------------------------------ Dana Levenson Director /s/ Robert A. Marden, Sr.* Date: April 13, 1998 - ------------------------------ Robert A. Marden, Sr. Vice Chairman /s/ Malcolm W. Philbrook, Jr.* Date: April 13, 1998 - ------------------------------ Malcolm W. Philbrook, Jr. Director /s/ Pamela P. Plumb* Date: April 13, 1998 - ------------------------------ Pamela P. Plumb Vice Chairman /s/ William J. Ryan* Date: April 13, 1998 - ------------------------------ William J. Ryan Chairman, President and Chief Executive Officer (principal executive officer) /s/ Curtis M. Scribner* Date: April 13, 1998 - ------------------------------ Curtis M. Scribner Director /s/ Davis P. Thurber* Date: April 13, 1998 - ------------------------------ Davis P. Thurber Director /s/ Paul R. Shea* Date: April 13, 1998 - ------------------------------ Paul R. Shea Director II-3 5 /s/ John E. Veasey* Date: April 13, 1998 - ------------------------------ John E. Veasey Director /s/ Peter J. Verrill Date: April 13, 1998 - ------------------------------ Peter J. Verrill Executive Vice President, Chief Financial Officer and Treasurer (principal financial and accounting officer) - ------------------------- * By Peter J. Verrill, Attorney-in-fact II-4 -----END PRIVACY-ENHANCED MESSAGE-----