-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ET61XA3OR4DaASOK5y8GZk8AsSuYUr9TYYIbPk6KjV3QRBk1dLkXkM1SMeUwYTK0 rvOOh7zvB7iFnzrxQP4USw== 0000950135-00-002787.txt : 20000515 0000950135-00-002787.hdr.sgml : 20000515 ACCESSION NUMBER: 0000950135-00-002787 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANKNORTH GROUP INC/ME CENTRAL INDEX KEY: 0000829750 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010437984 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05844 FILM NUMBER: 629351 BUSINESS ADDRESS: STREET 1: ONE PORTLAND SQ STREET 2: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112 BUSINESS PHONE: 2077618500 MAIL ADDRESS: STREET 1: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112-9540 FORMER COMPANY: FORMER CONFORMED NAME: PEOPLES HERITAGE FINANCIAL GROUP INC DATE OF NAME CHANGE: 19920703 13F-HR 1 BANKNORTH GROUP, INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Banknorth Group, Inc.(formerly Peoples Heritage Financial Group, Inc.) Address: P.O. Box 9540 One Portland Square Portland, ME 04112 13F File Number: 28-5844 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter J. Verrill Title: Chief Financial Officer Phone: 207-761-8507 Signature, Place, and Date of Signing: /s/ Peter J. Verrill Portland, Maine May 12, 2000 -------------------- ------------------------------ ------------ Signature Place Date Report Type (check only one): (x) 13F Holdings Report ( ) 13F Notice ( ) 13F Combination Report List of Other Managers Reporting for this Manager: 1. Bank of New Hampshire 2. Peoples Heritage Bank 3. Family Bank I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. 2 FORM 13F SUMMARY PAGE
Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 583 Form 13F Information Table Value Total: $863,250
List of Other Included Managers:
No. 13F File Number Name 01 Bank of New Hampshire 02 Peoples Heritage Bank 03 Family Bank
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 1 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ADC TELECOMMUNICATION INC 886101 8,853 164,321 X X 1 150,566 13,755 ADC TELECOMMUNICATION INC 886101 2,423 44,970 X X X 1 33,070 11,900 ADC TELECOMMUNICATION INC 886101 272 5,050 X X 2 5,050 ADC TELECOMMUNICATION INC 886101 65 1,200 X X X 2 1,100 100 AT&T CORP NY 1957109 487 8,650 X X 1 8,350 300 AT&T CORP NY 1957109 722 12,817 X X X 1 12,388 429 AT&T CORP NY 1957109 444 7,882 X X 2 7,507 375 AT&T CORP NY 1957109 128 2,278 X X X 2 2,278 ABBOTT LABORATORIES 2824100 2,353 66,875 X X 1 65,915 960 ABBOTT LABORATORIES 2824100 1,284 36,500 X X X 1 29,920 6,580 ABBOTT LABORATORIES 2824100 240 6,815 X X 2 6,015 800 AGILENT TECHNOLOGIES INC 00846U101 229 2,200 X X 1 2,200 ALLTEL CORP 20039103 2,657 42,126 X X 1 36,546 5,580 ALLTEL CORP 20039103 55 877 X X X 1 877 ALLTEL CORP 20039103 12 195 X X 2 195 ALLTEL CORP 20039103 12 191 X X X 2 191 AMERICA ONLINE INC 02364J104 196 2,900 X X 1 2,900 AMERICA ONLINE INC 02364J104 7 110 X X X 1 110 AMERICA ONLINE INC 02364J104 61 900 X X 2 900 AMERICA ONLINE INC 02364J104 142 2,100 X X X 2 2,100 AMERICAN EXPRESS CO 25816109 3,633 24,390 X X 1 21,145 3,245 AMERICAN EXPRESS CO 25816109 503 3,375 X X X 1 3,375 AMERICAN EXPRESS CO 25816109 10 70 X X 2 70 AMERICAN GENERAL CORP 26351106 11 200 X X 1 200 AMERICAN GENERAL CORP 26351106 226 4,032 X X X 1 4,032 0 ---------------------- COLUMN TOTALS 25,025 441,024 ----------------------
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 2 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AMERICAN GENERAL CORP 26351106 18 315 X X 2 315 AMERICAN HOME PRODUCTS 26609107 2,249 41,847 X X 1 41,847 AMERICAN HOME PRODUCTS 26609107 1,302 24,229 X X X 1 22,629 1,600 AMERICAN HOME PRODUCTS 26609107 188 3,500 X X 2 3,100 400 AMERICAN INTERNATIONAL GROUP 26874107 11,642 106,324 X X 1 99,318 7,006 AMERICAN INTERNATIONAL GROUP 26874107 5,768 52,680 X X X 1 48,687 3,993 AMERICAN INTERNATIONAL GROUP 26874107 3,012 27,511 X X 2 25,876 1,635 AMERICAN INTERNATIONAL GROUP 26874107 288 2,628 X X X 2 2,555 43 30 AMERICAN POWER CONVERSION CORP 29066107 117 2,720 X X 1 2,430 290 AMERICAN POWER CONVERSION CORP 29066107 116 2,700 X X 2 2,700 AMERICAN POWER CONVERSION CORP 29066107 31 725 X X X 2 725 AMGEN INC 31162100 40 650 X X 1 650 AMGEN INC 31162100 330 5,375 X X X 1 4,175 1,200 AMGEN INC 31162100 46 750 X X 2 750 ANHEUSER-BUSCH COMPANIES INC 35229103 226 3,625 X X 1 3,625 ANHEUSER-BUSCH COMPANIES INC 35229103 56 900 X X X 1 900 APPLIED MATERIALS INC 38222105 8,717 92,484 X X 1 86,704 5,780 APPLIED MATERIALS INC 38222105 2,207 23,420 X X X 1 17,440 5,980 APPLIED MATERIALS INC 38222105 3,880 41,169 X X 2 39,649 1,520 APPLIED MATERIALS INC 38222105 427 4,530 X X X 2 4,500 30 ARROW INTERNATIONAL INC 42764100 223 7,102 X X 1 7,102 ARROW INTERNATIONAL INC 42764100 208 6,639 X X X 1 6,639 ATLANTIC RICHFIELD CO 48825103 369 4,346 X X 1 4,346 ATLANTIC RICHFIELD CO 48825103 402 4,729 X X X 1 4,729 ATLANTIC RICHFIELD CO 48825103 38 450 X X 2 450 0 ---------------------- COLUMN TOTALS 41,900 461,348 ----------------------
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 3 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AUTOMATIC DATA PROCESSING INC 53015103 3,973 82,340 X X 1 71,488 10,852 AUTOMATIC DATA PROCESSING INC 53015103 1,948 40,372 X X X 1 33,242 7,130 AUTOMATIC DATA PROCESSING INC 53015103 493 10,225 X X 2 9,225 1,000 AUTOMATIC DATA PROCESSING INC 53015103 2 50 X X X 2 50 AVERY DENNISON CORP 53611109 214 3,500 X X X 1 3,500 BP AMOCO PLC ADR 55622104 147 2,754 X X 1 2,754 BP AMOCO PLC ADR 55622104 994 18,675 X X X 1 17,803 872 BP AMOCO PLC ADR 55622104 133 2,506 X X 2 2,506 BP AMOCO PLC ADR 55622104 56 1,046 X X X 2 1,046 BMC SOFTWARE 55921100 5,421 109,793 X X 1 106,033 3,760 BMC SOFTWARE 55921100 1,353 27,400 X X X 1 25,900 1,500 BMC SOFTWARE 55921100 956 19,372 X X 2 19,132 240 BMC SOFTWARE 55921100 67 1,350 X X X 2 1,300 50 BANK AMERICA CORP 60505104 287 5,465 X X 1 5,365 100 BANK AMERICA CORP 60505104 218 4,156 X X X 1 2,506 1,650 BANK AMERICA CORP 60505104 169 3,225 X X 2 3,001 224 BANK AMERICA CORP 60505104 10 200 X X X 2 200 BANK OF NEW YORK INC 64057102 564 13,580 X X 1 13,580 BANK OF NEW YORK INC 64057102 778 18,720 X X X 1 18,720 BANK OF NEW YORK INC 64057102 29 700 X X 2 700 BANK ONE CORP 06423A103 133 3,867 X X 1 3,867 BANK ONE CORP 06423A103 137 3,977 X X X 1 3,493 484 BARON ASSET FD SBI 68278100 7 103 X X 1 103 BARON ASSET FD SBI 68278100 451 6,947 X X 2 6,908 39 BARON ASSET FD SBI 68278100 206 3,178 X X X 2 3,178 0 ---------------------- COLUMN TOTALS 18,746 383,501 ----------------------
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 4 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BELL ATLANTIC CORPORATION 77853109 3,264 53,393 X X 1 53,011 382 BELL ATLANTIC CORPORATION 77853109 2,165 35,426 X X X 1 34,776 650 BELL ATLANTIC CORPORATION 77853109 644 10,543 X X 2 8,825 1,718 BELL ATLANTIC CORPORATION 77853109 156 2,552 X X X 2 2,552 BELLSOUTH CORPORATION 79860102 6,554 139,828 X X 1 131,168 8,660 BELLSOUTH CORPORATION 79860102 2,151 45,888 X X X 1 43,482 2,406 BELLSOUTH CORPORATION 79860102 1,127 24,035 X X 2 23,745 290 BELLSOUTH CORPORATION 79860102 106 2,264 X X X 2 2,264 BERKSHIRE HATHAWAY INC DEL 84670108 400 7 X X X 1 7 BERKSHIRE HATHAWAY INC CL B 84670207 122 67 X X 1 67 BERKSHIRE HATHAWAY INC CL B 84670207 1,753 963 X X X 1 963 BERKSHIRE HATHAWAY INC CL B 84670207 55 30 X X 2 30 BESTFOODS 08658U101 45 965 X X 1 965 BESTFOODS 08658U101 93 1,980 X X X 1 1,980 BESTFOODS 08658U101 131 2,800 X X 2 2,800 BRISTOL-MYERS SQUIBB 110122108 3,374 58,178 X X 1 57,778 400 BRISTOL-MYERS SQUIBB 110122108 3,076 53,027 X X X 1 51,427 1,600 BRISTOL-MYERS SQUIBB 110122108 380 6,550 X X 2 6,100 450 CIGNA CORP 125509109 307 4,050 X X 1 4,050 CIGNA CORP 125509109 407 5,376 X X X 1 5,376 CARNIVAL CRUISE LINES INC 143658102 6,082 245,111 X X 1 236,876 8,235 CARNIVAL CRUISE LINES INC 143658102 1,175 47,370 X X X 1 41,215 6,155 CARNIVAL CRUISE LINES INC 143658102 1,142 46,008 X X 2 44,098 1,910 CARNIVAL CRUISE LINES INC 143658102 127 5,100 X X X 2 5,000 50 50 CHASE MANHATTAN CORP NEW 16161A108 108 1,244 X X 1 1,244 0 ---------------------- COLUMN TOTALS 34,944 792,755 ----------------------
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 5 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) CHASE MANHATTAN CORP NEW 16161A108 85 976 X X X 1 976 CHASE MANHATTAN CORP NEW 16161A108 24 270 X X 2 270 CHASE MANHATTAN CORP NEW 16161A108 70 800 X X X 2 800 CHEVRON CORP 166751107 819 8,857 X X 1 8,857 CHEVRON CORP 166751107 481 5,200 X X X 1 4,800 400 CHEVRON CORP 166751107 703 7,604 X X 2 7,404 200 CHUBB CORP 171232101 156 2,302 X X 1 2,302 CHUBB CORP 171232101 170 2,521 X X X 1 2,521 CISCO SYSTEMS INC 17275R102 25,519 330,081 X X 1 310,945 19,136 CISCO SYSTEMS INC 17275R102 9,475 122,558 X X X 1 105,378 17,180 CISCO SYSTEMS INC 17275R102 9,316 120,502 X X 2 110,922 9,580 CISCO SYSTEMS INC 17275R102 923 11,940 X X X 2 11,700 160 80 CITIGROUP INC 172967101 8,051 134,457 X X 1 123,542 10,915 CITIGROUP INC 172967101 1,146 19,132 X X X 1 18,382 750 CITIGROUP INC 172967101 2,513 41,965 X X 2 38,295 3,670 CITIGROUP INC 172967101 239 4,000 X X X 2 3,925 75 COCA COLA CO 191216100 1,937 41,259 X X 1 39,554 1,705 COCA COLA CO 191216100 1,041 22,189 X X X 1 20,014 2,175 COCA COLA CO 191216100 207 4,420 X X 2 4,020 400 COCA COLA CO 191216100 71 1,510 X X X 2 1,510 COLGATE PALMOLIVE 194162103 3,140 55,702 X X 1 48,987 6,715 COLGATE PALMOLIVE 194162103 354 6,285 X X X 1 6,285 COLGATE PALMOLIVE 194162103 766 13,586 X X 2 12,786 800 COLGATE PALMOLIVE 194162103 6 100 X X X 2 100 COMPUTER ASSOC INTL INC 204912109 2,589 43,740 X X 1 36,780 6,960 0 ---------------------- COLUMN TOTALS 69,801 1,001,956 ----------------------
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 6 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) COMPUTER ASSOC INTL INC 204912109 522 8,820 X X X 1 7,820 1,000 COMPUTER ASSOC INTL INC 204912109 279 4,720 X X 2 4,620 100 CONAGRA INC 205887102 196 10,800 X X X 1 10,800 DANAHER CORP SHS BEN INT 235851102 5,114 100,274 X X 1 91,229 9,045 DANAHER CORP SHS BEN INT 235851102 648 12,700 X X X 1 11,825 875 DANAHER CORP SHS BEN INT 235851102 644 12,621 X X 2 12,451 170 DANAHER CORP SHS BEN INT 235851102 4 75 X X X 2 75 DELL COMPUTER CORP 247025109 5 100 X X 1 100 DELL COMPUTER CORP 247025109 49 900 X X X 1 900 DELL COMPUTER CORP 247025109 98 1,820 X X 2 1,820 DELL COMPUTER CORP 247025109 167 3,100 X X X 2 3,100 WALT DISNEY CO 254687106 315 7,637 X X 1 7,637 WALT DISNEY CO 254687106 648 15,702 X X X 1 15,102 600 WALT DISNEY CO 254687106 110 2,675 X X 2 2,675 WALT DISNEY CO 254687106 103 2,503 X X X 2 2,503 DOVER CORP 260003108 106 2,215 X X 1 2,215 DOVER CORP 260003108 129 2,700 X X X 1 2,700 DOW CHEMICAL CO 260543103 217 1,900 X X 1 1,900 DOW CHEMICAL CO 260543103 188 1,650 X X X 1 1,650 E I DUPONT DE NEMOURS 263534109 392 7,406 X X 1 7,406 E I DUPONT DE NEMOURS 263534109 668 12,611 X X X 1 9,011 3,600 E I DUPONT DE NEMOURS 263534109 66 1,250 X X 2 1,250 DUKE POWER 264399106 198 3,770 X X 1 3,770 DUKE POWER 264399106 235 4,483 X X X 1 4,233 250 E M C CORP MASS 268648102 277 2,200 X X 1 2,200 0 ---------------------- COLUMN TOTALS 11,378 224,632 ----------------------
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 7 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) E M C CORP MASS 268648102 107 850 X X 2 450 400 E M C CORP MASS 268648102 25 200 X X X 2 200 ECOLAB INC 278865100 6,101 166,310 X X 1 151,175 15,135 ECOLAB INC 278865100 1,201 32,725 X X X 1 28,885 3,840 ECOLAB INC 278865100 88 2,390 X X 2 1,940 450 EL PASO ENERGY CORP DEL 283905107 55 1,352 X X 1 1,352 EL PASO ENERGY CORP DEL 283905107 172 4,270 X X X 1 4,270 EMERSON ELECTRIC CO 291011104 390 7,342 X X 1 7,342 EMERSON ELECTRIC CO 291011104 318 5,995 X X X 1 5,995 EMERSON ELECTRIC CO 291011104 77 1,450 X X 2 1,450 EMERSON ELECTRIC CO 291011104 88 1,650 X X X 2 1,650 ENERGYNORTH INC 292925104 868 14,895 X X 1 14,895 ENERGYNORTH INC 292925104 972 16,685 X X X 1 10,678 6,007 ENRON CORP 293561106 225 3,000 X X 1 3,000 ENRON CORP 293561106 161 2,150 X X X 1 750 1,400 ERICSSON L M TEL CO ADR CL B 294821400 183 1,950 X X 2 1,950 ERICSSON L M TEL CO ADR CL B 294821400 19 200 X X X 2 200 EXXON MOBIL CORP 30231G102 17,585 225,633 X X 1 216,920 8,713 EXXON MOBIL CORP 30231G102 7,788 99,929 X X X 1 91,377 912 7,640 EXXON MOBIL CORP 30231G102 4,023 51,616 X X 2 50,556 1,060 EXXON MOBIL CORP 30231G102 506 6,493 X X X 2 6,418 75 FREDDIE MAC 313400301 53 1,200 X X 1 1,200 FREDDIE MAC 313400301 336 7,600 X X X 1 7,600 FANNIE MAE 313586109 3,128 55,306 X X 1 53,759 1,547 FANNIE MAE 313586109 1,168 20,649 X X X 1 15,644 5,005 0 ---------------------- COLUMN TOTALS 45,637 731,840 ----------------------
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 8 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FANNIE MAE 313586109 1,411 24,939 X X 2 24,179 760 FANNIE MAE 313586109 93 1,650 X X X 2 1,600 50 FEDERATED US GVT SECS CL A #337 314182106 37 4,913 X X 1 4,913 FEDERATED US GVT SECS CL A #337 314182106 42 5,582 X X X 1 5,582 FEDERATED INCOME TRUST #36 314199100 2,967 301,386 X X 1 287,420 13,966 FEDERATED INCOME TRUST #36 314199100 1,090 110,736 X X X 1 110,736 FEDERATED INCOME TRUST #36 314199100 187 18,985 X X 2 18,985 FEDERATED INCOME TRUST #36 314199100 11 1,144 X X X 2 1,144 FEDERATED INCOME TR INSTL SVC 314199209 118 12,033 X X 1 12,033 FEDERATED INCOME TR INSTL SVC 314199209 37 3,712 X X 2 3,712 FEDERATED INT INCOME #303 31420C407 4,251 442,701 X X 1 423,354 19,347 FEDERATED INT INCOME #303 31420C407 955 99,434 X X X 1 97,634 1,800 FEDERATED INT INCOME #303 31420C407 29 3,047 X X 2 3,047 FEDERATED MAX-CAP INSTL SHS #39 31420E106 210 6,859 X X 1 6,859 FEDERATED MAX-CAP INSTL SHS #39 31420E106 114 3,736 X X 2 3,736 FEDERATED US GOVT SEC #9 1-3 YR 31428M100 2,178 211,765 X X 1 200,690 11,075 FEDERATED US GOVT SEC #9 1-3 YR 31428M100 554 53,823 X X X 1 52,823 1,000 FEDERATED US GOVT SEC #47 2-5 YR 31428P103 2,195 211,980 X X 1 200,939 11,041 FEDERATED US GOVT SEC #47 2-5 YR 31428P103 517 49,932 X X X 1 48,932 1,000 FEDERATED US GOVT SEC #47 2-5 YR 31428P103 337 32,544 X X 2 32,544 FEDERATED ULTRSHT BOND FND #838 31428Q606 2,006 1,023,597 X X 1 1,015,447 8,150 FEDERATED ULTRSHT BOND FND #838 31428Q606 651 332,175 X X X 1 332,175 FIDELITY SPARTAN MASS MUNI FD #70 315902205 209 18,568 X X 1 18,568 FIDELITY CALIF MUN TR #91 316061209 183 15,557 X X 1 15,557 FIDELITY LTD TERM MUNI #36 31638R204 203 21,367 X X 1 21,367 0 ---------------------- COLUMN TOTALS 20,585 3,012,165 ----------------------
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 9 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FIDELITY LTD TERM MUNI #36 31638R204 35 3,737 X X X 1 3,737 FIRST UNION CORP 337358105 593 15,924 X X 1 15,924 FIRST UNION CORP 337358105 119 3,202 X X X 1 3,202 FIRST UNION CORP 337358105 6 150 X X 2 150 FLEETBOSTON FINANCIAL CORP 339030108 651 17,845 X X 1 17,845 FLEETBOSTON FINANCIAL CORP 339030108 1,125 30,819 X X X 1 26,819 4,000 FLEETBOSTON FINANCIAL CORP 339030108 317 8,678 X X 2 8,678 FORD MOTOR CO 345370100 62 1,346 X X 1 1,346 FORD MOTOR CO 345370100 164 3,564 X X X 1 3,564 FORD MOTOR CO 345370100 18 400 X X 2 400 FORD MOTOR CO 345370100 9 200 X X X 2 200 FORUM HIGH GRADE BOND FUND 349903690 23,141 2,446,089 X X 1 2,414,876 31,213 FORUM HIGH GRADE BOND FUND 349903690 4,626 488,980 X X X 1 448,049 8,202 32,729 FORUM HIGH GRADE BOND FUND 349903690 96 10,107 X X 2 6,410 3,697 FORUM FDS NH MUNI BD FD 349903831 191 18,496 X X 1 17,144 1,352 FORUM MAINE MUNI BOND FUND #55 349903856 177 16,682 X X 2 16,682 FORUM MAINE MUNI BOND FUND #55 349903856 191 18,015 X X X 2 18,015 FRANKLIN FED TAX-FREE CL I 353519101 265 22,989 X X 1 22,989 FRANKLIN RESOURCES INC 354613101 5,786 173,031 X X 1 157,511 15,520 FRANKLIN RESOURCES INC 354613101 1,210 36,185 X X X 1 29,805 6,380 FRANKLIN RESOURCES INC 354613101 77 2,300 X X 2 2,100 200 GTE CORP 362320103 1,089 15,345 X X 1 15,345 GTE CORP 362320103 384 5,403 X X X 1 4,953 450 GTE CORP 362320103 188 2,654 X X 2 2,250 404 GTE CORP 362320103 213 3,000 X X X 2 3,000 0 ---------------------- COLUMN TOTALS 40,733 3,345,141 ----------------------
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 10 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GANNETT CO INC 364730101 3,656 51,949 X X 1 44,729 7,220 GANNETT CO INC 364730101 579 8,230 X X X 1 7,755 475 GANNETT CO INC 364730101 575 8,169 X X 2 7,969 200 GANNETT CO INC 364730101 23 325 X X X 2 300 25 THE GAP INC 364760108 8,845 177,558 X X 1 163,702 987 12,869 THE GAP INC 364760108 2,049 41,142 X X X 1 29,293 11,849 THE GAP INC 364760108 814 16,342 X X 2 16,267 75 THE GAP INC 364760108 50 1,000 X X X 2 1,000 GENERAL ELECTRIC 369604103 18,619 119,639 X X 1 115,029 800 3,810 GENERAL ELECTRIC 369604103 12,973 83,363 X X X 1 78,193 5,170 GENERAL ELECTRIC 369604103 4,676 30,045 X X 2 28,435 1,610 GENERAL ELECTRIC 369604103 669 4,299 X X X 2 4,229 50 20 GENERAL MILLS 370334104 160 4,432 X X 1 4,432 GENERAL MILLS 370334104 53 1,470 X X X 1 1,470 GENERAL MOTORS CORP 370442105 41 500 X X 1 500 GENERAL MOTORS CORP 370442105 92 1,116 X X X 1 1,116 GENERAL MOTORS CORP 370442105 56 682 X X 2 682 GENERAL MOTORS CORP 370442105 17 200 X X X 2 200 GILLETTE CO 375766102 1,597 42,380 X X 1 41,755 625 GILLETTE CO 375766102 1,429 37,920 X X X 1 31,570 6,350 GILLETTE CO 375766102 899 23,846 X X 2 22,366 1,480 GILLETTE CO 375766102 128 3,400 X X X 2 3,400 GO FISH.COM 380164AA1 340 1,000,000 X X X 2 1,000,000 HARTFORD FINL SVCS GROUP INC 416515104 211 4,000 X X 1 4,000 HEARTLAND VALUE FUND 422359109 1,382 39,972 X X 2 39,599 373 0 ---------------------- COLUMN TOTALS 59,933 1,701,979 ----------------------
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 11 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) H J HEINZ CO 423074103 34 980 X X 1 980 H J HEINZ CO 423074103 198 5,670 X X X 1 5,520 150 H J HEINZ CO 423074103 49 1,399 X X 2 900 499 H J HEINZ CO 423074103 35 1,000 X X X 2 1,000 HEWLETT PACKARD 428236103 2,656 20,039 X X 1 19,489 550 HEWLETT PACKARD 428236103 1,869 14,099 X X X 1 11,939 2,160 HEWLETT PACKARD 428236103 195 1,470 X X 2 1,470 HEWLETT PACKARD 428236103 60 450 X X X 2 450 HOME DEPOT INC 437076102 8,281 128,388 X X 1 124,084 4,304 HOME DEPOT INC 437076102 2,864 44,399 X X X 1 41,063 3,336 HOME DEPOT INC 437076102 3,565 55,274 X X 2 43,224 12,050 HOME DEPOT INC 437076102 327 5,070 X X X 2 5,000 70 HONEYWELL INTL INC 438516106 316 5,994 X X 1 5,994 HONEYWELL INTL INC 438516106 368 6,992 X X X 1 6,992 ILLINOIS TOOL WKS INC 452308109 5,513 99,787 X X 1 91,842 600 7,345 ILLINOIS TOOL WKS INC 452308109 1,404 25,410 X X X 1 22,560 2,850 ILLINOIS TOOL WKS INC 452308109 258 4,670 X X 2 4,570 100 INTEL CORP 458140100 24,700 187,212 X X 1 177,369 750 9,093 INTEL CORP 458140100 8,125 61,584 X X X 1 53,174 8,410 INTEL CORP 458140100 7,812 59,211 X X 2 57,131 2,080 INTEL CORP 458140100 1,104 8,370 X X X 2 8,250 80 40 INTERNATIONAL BUSINESS MACHINES 459200101 759 6,432 X X 1 6,432 INTERNATIONAL BUSINESS MACHINES 459200101 1,161 9,840 X X X 1 9,200 640 INTERNATIONAL BUSINESS MACHINES 459200101 142 1,200 X X 2 1,200 INTERNATIONAL BUSINESS MACHINES 459200101 130 1,102 X X X 2 1,102 0 ---------------------- COLUMN TOTALS 71,925 756,042 ----------------------
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 12 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) INTERPUBLIC GROUP 460690100 9,424 199,461 X X 1 181,600 1,152 16,709 INTERPUBLIC GROUP 460690100 3,051 64,579 X X X 1 55,199 9,380 INTERPUBLIC GROUP 460690100 1,220 25,826 X X 2 25,526 300 INTERPUBLIC GROUP 460690100 1 15 X X X 2 15 JOHNSON & JOHNSON 478160104 5,303 75,483 X X 1 68,513 450 6,520 JOHNSON & JOHNSON 478160104 2,412 34,336 X X X 1 31,436 2,900 JOHNSON & JOHNSON 478160104 1,356 19,301 X X 2 18,591 710 JOHNSON & JOHNSON 478160104 108 1,535 X X X 2 1,500 35 KIMBERLY CLARK CORP 494368103 398 7,100 X X 1 7,100 KIMBERLY CLARK CORP 494368103 182 3,248 X X X 1 3,048 200 KIMBERLY CLARK CORP 494368103 6 100 X X 2 100 KROGER COMPANY 501044101 91 5,210 X X 1 5,010 200 KROGER COMPANY 501044101 18 1,050 X X X 1 1,050 KROGER COMPANY 501044101 125 7,145 X X 2 7,145 KROGER COMPANY 501044101 7 400 X X X 2 400 LEGGETT & PLATT 524660107 403 18,732 X X 1 17,897 835 LEGGETT & PLATT 524660107 540 25,125 X X X 1 16,425 8,700 LEGGETT & PLATT 524660107 9 400 X X 2 400 ELI LILLY & CO 532457108 496 7,925 X X 1 7,925 ELI LILLY & CO 532457108 49 776 X X 2 776 LORD CORPORATION CLASS B 5439991A4 239 900 X X 1 900 LUCENT TECHNOLOGIES 549463107 1,637 26,410 X X 1 25,898 256 256 LUCENT TECHNOLOGIES 549463107 1,282 20,675 X X X 1 18,942 1,733 LUCENT TECHNOLOGIES 549463107 667 10,754 X X 2 10,178 576 LUCENT TECHNOLOGIES 549463107 110 1,776 X X X 2 1,776 0 ---------------------- COLUMN TOTALS 29,134 558,262 ----------------------
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/2000 PAGE 13 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MBNA CORP 55262L100 9,793 384,025 X X 1 354,242 700 28,083 MBNA CORP 55262L100 2,241 87,865 X X X 1 73,490 14,375 MBNA CORP 55262L100 913 35,785 X X 2 35,165 620 MBNA CORP 55262L100 3 100 X X X 2 100 MCT INC 552671AA7 787 7,866 X X 1 7,866 MANULIFE FINANCIAL CORP 56501R106 290 19,770 X X 1 19,770 MANULIFE FINANCIAL CORP 56501R106 101 6,865 X X X 1 6,865 MARSH & MCLENNAN COS INC 571748102 916 8,305 X X 1 7,845 460 MARSH & MCLENNAN COS INC 571748102 113 1,023 X X X 1 898 125 MARSH & MCLENNAN COS INC 571748102 411 3,725 X X 2 3,725 MARSH & MCLENNAN COS INC 571748102 74 675 X X X 2 675 MASCO CORP 574599106 261 12,750 X X 1 12,750 MASCO CORP 574599106 82 4,000 X X X 1 4,000 MASCO CORP 574599106 5 268 X X 2 268 MCDONALDS CORP 580135101 82 2,200 X X 1 2,200 MCDONALDS CORP 580135101 577 15,431 X X X 1 13,931 1,500 MCDONALDS CORP 580135101 15 400 X X 2 400 MCDONALDS CORP 580135101 30 800 X X X 2 800 MEDFORD BANCORP INC 584131106 143 10,000 X X 1 10,000 MEDIAONE GROUP INC 58440J104 126 1,559 X X 1 1,559 MEDIAONE GROUP INC 58440J104 75 920 X X X 1 920 MEDIAONE GROUP INC 58440J104 1 8 X X 2 8 MEDIAONE GROUP INC 58440J104 19 236 X X X 2 236 MEDTRONIC INC 585055106 10,933 212,543 X X 1 199,213 13,330 MEDTRONIC INC 585055106 3,622 70,419 X X X 1 63,859 6,560 0 ---------------------- COLUMN TOTALS 31,613 887,538 ----------------------
16
1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 03/31/2000 PAGE 14 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MEDTRONIC INC 585055106 2,864 55,673 X X 2 52,703 2,970 MEDTRONIC INC 585055106 280 5,450 X X X 2 5,300 100 50 MERCK & CO 589331107 6,647 106,991 X X 1 101,356 5,635 MERCK & CO 589331107 2,518 40,537 X X X 1 35,307 5,230 MERCK & CO 589331107 1,923 30,958 X X 2 29,238 1,720 MERCK & CO 589331107 369 5,945 X X X 2 5,850 70 25 MERRILL LYNCH & CO 590188108 943 8,980 X X 1 8,600 380 MERRILL LYNCH & CO 590188108 510 4,860 X X X 1 3,760 1,100 MERRILL LYNCH & CO 590188108 1,184 11,278 X X 2 10,768 510 MERRILL LYNCH & CO 590188108 100 950 X X X 2 950 MICROSOFT CORP 594918104 20,220 190,303 X X 1 178,173 750 11,380 MICROSOFT CORP 594918104 9,368 88,169 X X X 1 80,319 7,850 MICROSOFT CORP 594918104 5,958 56,076 X X 2 50,931 5,145 MICROSOFT CORP 594918104 972 9,150 X X X 2 9,050 60 40 MINNESOTA MINING & MFG 604059105 594 6,705 X X 1 6,705 MINNESOTA MINING & MFG 604059105 299 3,380 X X X 1 3,380 MINNESOTA MINING & MFG 604059105 62 700 X X 2 700 MONSANTO CO 611662107 380 7,380 X X 1 7,380 MONSANTO CO 611662107 52 1,000 X X X 1 1,000 J P MORGAN 616880100 560 4,254 X X 1 4,254 J P MORGAN 616880100 748 5,680 X X X 1 5,480 200 J P MORGAN 616880100 13 100 X X 2 100 J P MORGAN 616880100 31 232 X X X 2 232 MORGAN STANLY DN WTTR DISCVR NEW 617446448 129 1,560 X X 1 1,560 MORGAN STANLY DN WTTR DISCVR NEW 617446448 739 8,912 X X X 1 8,912 0 ---------------------- COLUMN TOTALS 57,463 655,223 ----------------------
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1 REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 15 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MOTOROLA INC 620076109 204 1,400 X X X 1 1,400 MOTOROLA INC 620076109 58 400 X X 2 400 MOTOROLA INC 620076109 29 200 X X X 2 200 NATIONAL FUEL GAS 636180101 117 2,620 X X 1 2,620 NATIONAL FUEL GAS 636180101 173 3,888 X X X 1 3,888 NORTHERN TRUST CORP 665859104 14 200 X X 1 200 NORTHERN TRUST CORP 665859104 851 12,600 X X X 1 11,000 1,600 NUVEEN PREMIUM INCOME MUNICIPAL FD 67062T100 137 11,590 X X 1 11,590 NUVEEN MUNI BOND FND CL R 67065Q400 180 19,983 X X 1 19,983 NUVEEN FLAGSHIP MUNI ALL-AM #503 67065Q855 283 24,618 X X 1 24,618 OMNICOM GROUP INC 681919106 189 2,015 X X 2 2,015 OMNICOM GROUP INC 681919106 62 660 X X X 2 660 ORACLE CORP 68389X105 141 1,800 X X 1 1,800 ORACLE CORP 68389X105 85 1,086 X X 2 1,086 ORACLE CORP 68389X105 39 500 X X X 2 500 PENNICHUCK INC -NEW 708254206 632 28,746 X X 1 28,746 PENNICHUCK INC -NEW 708254206 1,634 74,262 X X X 1 57,137 17,125 PEOPLES HERITAGE FINL GROUP INC 711147108 5,561 370,748 X X 1 350,418 20,330 PEOPLES HERITAGE FINL GROUP INC 711147108 4,472 298,110 X X X 1 168,648 129,462 PEOPLES HERITAGE FINL GROUP INC 711147108 145 9,679 X X 2 400 9,279 PEOPLES HERITAGE FINL GROUP INC 711147108 48 3,200 X X X 2 3,200 PEPSICO 713448108 269 7,716 X X 1 7,716 PEPSICO 713448108 504 14,450 X X X 1 14,450 PEPSICO 713448108 89 2,550 X X 2 2,550 PFIZER INC 717081103 7,181 196,414 X X 1 191,279 2,000 3,135 ---------------------- COLUMN TOTALS 23,097 1,089,435 ----------------------
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1 REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 16 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PFIZER INC 717081103 1,614 44,138 X X X 1 33,878 10,260 PFIZER INC 717081103 2,242 61,313 X X 2 56,453 4,860 PFIZER INC 717081103 303 8,275 X X X 2 8,150 100 25 PROCTER & GAMBLE CO 742718109 6,940 122,839 X X 1 115,845 500 6,494 PROCTER & GAMBLE CO 742718109 2,186 38,697 X X X 1 34,322 4,375 PROCTER & GAMBLE CO 742718109 1,200 21,232 X X 2 20,192 1,040 PROCTER & GAMBLE CO 742718109 184 3,265 X X X 2 3,200 40 25 PUTNAM MUN INCOME FD CL A 746919109 141 16,332 X X 1 16,332 ROYAL DUTCH PETE CO NY REG SHS 780257804 316 5,460 X X 1 5,460 ROYAL DUTCH PETE CO NY REG SHS 780257804 232 4,020 X X X 1 3,620 400 ROYAL DUTCH PETE CO NY REG SHS 780257804 17 300 X X 2 300 SBC COMMUNICATIONS INC 78387G103 8,728 207,185 X X 1 194,691 12,494 SBC COMMUNICATIONS INC 78387G103 3,044 72,256 X X X 1 61,138 11,118 SBC COMMUNICATIONS INC 78387G103 2,208 52,421 X X 2 51,881 540 SBC COMMUNICATIONS INC 78387G103 202 4,801 X X X 2 4,736 65 SARA LEE CORP 803111103 194 10,800 X X 1 10,800 SARA LEE CORP 803111103 184 10,240 X X X 1 10,240 SARA LEE CORP 803111103 17 950 X X 2 650 300 SCHERING PLOUGH 806605101 3,918 105,547 X X 1 97,892 7,655 SCHERING PLOUGH 806605101 933 25,145 X X X 1 21,270 3,875 SCHERING PLOUGH 806605101 1,315 35,435 X X 2 33,570 1,865 SCHERING PLOUGH 806605101 124 3,330 X X X 2 3,300 30 SCHLUMBERGER LIMITED 806857108 81 1,054 X X 1 1,054 SCHLUMBERGER LIMITED 806857108 62 810 X X X 1 810 SCHLUMBERGER LIMITED 806857108 118 1,545 X X 2 1,445 100 ---------------------- COLUMN TOTALS 36,503 857,390 ----------------------
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 17 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SCHLUMBERGER LIMITED 806857108 115 1,500 X X X 2 1,500 SOLECTRON CORP 834182107 8,037 200,298 X X 1 194,313 5,985 SOLECTRON CORP 834182107 2,014 50,200 X X X 1 43,880 6,320 SOLECTRON CORP 834182107 1,276 31,813 X X 2 31,173 640 SOLECTRON CORP 834182107 58 1,450 X X X 2 1,400 50 SOUTH BROWARD TRUST ID 8367560A5 281 1 X X 1 1 #50-1779443 (FLORIDA LAND SPRINT CORP 852061100 50 800 X X 1 800 SPRINT CORP 852061100 315 5,000 X X X 1 5,000 SPRINT CORP 852061100 6 100 X X 2 100 SPRINT CORP 852061100 148 2,356 X X X 2 2,356 SPRINT CORP PCS COM SER 1 852061506 26 400 X X 1 400 SPRINT CORP PCS COM SER 1 852061506 164 2,500 X X X 1 2,500 SPRINT CORP PCS COM SER 1 852061506 143 2,178 X X X 2 2,178 STAPLES INC 855030102 3,751 187,558 X X 1 168,488 19,070 STAPLES INC 855030102 1,070 53,518 X X X 1 42,943 10,575 STAPLES INC 855030102 854 42,694 X X 2 41,134 1,560 STAPLES INC 855030102 45 2,250 X X X 2 2,150 100 STATE STREET CORP 857477103 297 3,067 X X 1 3,067 STATE STREET CORP 857477103 175 1,810 X X X 1 1,610 200 STATE STREET CORP 857477103 472 4,872 X X 2 4,272 600 STATE STREET CORP 857477103 213 2,200 X X X 2 2,200 STRYKER CORP 863667101 7,701 110,411 X X 1 101,166 9,245 STRYKER CORP 863667101 1,455 20,865 X X X 1 17,845 3,020 STRYKER CORP 863667101 311 4,465 X X 2 3,865 600 SUN LIFE FINL SVCS CDA INC 866796105 174 16,128 X X 1 16,128 0 ---------------------- COLUMN TOTALS 29,151 748,434 ----------------------
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 18 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SUN MICROSYSTEMS INC 866810104 255 2,725 X X 1 2,725 SUN MICROSYSTEMS INC 866810104 225 2,400 X X X 1 2,400 SUN MICROSYSTEMS INC 866810104 230 2,450 X X 2 2,450 SUN MICROSYSTEMS INC 866810104 281 3,000 X X X 2 3,000 SUNAMERICA US GOVT SECURITES F CL B 866918501 96 11,531 X X 2 11,531 SYNOPSYS INC 871607107 479 9,825 X X 1 9,540 285 SYNOPSYS INC 871607107 31 630 X X X 1 630 SYSCO CORP 871829107 6,638 183,751 X X 1 168,401 15,350 SYSCO CORP 871829107 917 25,371 X X X 1 18,981 6,390 SYSCO CORP 871829107 711 19,670 X X 2 18,470 1,200 SYSCO CORP 871829107 163 4,500 X X X 2 4,500 TELLABS INC 879664100 4,888 77,614 X X 1 68,354 9,260 TELLABS INC 879664100 621 9,865 X X X 1 9,565 300 TELLABS INC 879664100 1,217 19,319 X X 2 18,889 430 TELLABS INC 879664100 71 1,135 X X X 2 1,100 35 TEXACO INC 881694103 151 2,812 X X 1 2,812 TEXACO INC 881694103 105 1,960 X X X 1 1,700 260 TEXACO INC 881694103 11 200 X X 2 200 TEXAS INSTRUMENTS 882508104 2,734 17,087 X X 1 14,087 3,000 TEXAS INSTRUMENTS 882508104 11 70 X X X 1 70 TEXAS INSTRUMENTS 882508104 286 1,785 X X 2 1,785 TEXAS INSTRUMENTS 882508104 64 400 X X X 2 400 TRIBUNE CO NEW 896047107 2,821 77,163 X X 1 69,168 7,995 TRIBUNE CO NEW 896047107 384 10,495 X X X 1 10,495 TRIBUNE CO NEW 896047107 37 1,020 X X 2 870 150 0 ---------------------- COLUMN TOTALS 23,427 486,778 ----------------------
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 19 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) TYCO INTL LTD NEW 902124106 350 6,984 X X 1 6,984 TYCO INTL LTD NEW 902124106 30 600 X X X 1 600 TYCO INTL LTD NEW 902124106 133 2,649 X X 2 2,649 UNION PACIFIC CORP 907818108 94 2,400 X X 1 2,400 UNION PACIFIC CORP 907818108 126 3,230 X X X 1 3,230 U S WEST INC NEW 91273H101 72 987 X X 1 987 U S WEST INC NEW 91273H101 112 1,543 X X X 1 1,543 U S WEST INC NEW 91273H101 65 896 X X 2 896 UNITED TECHNOLOGIES 913017109 464 7,336 X X 1 7,336 UNITED TECHNOLOGIES 913017109 263 4,164 X X X 1 4,164 UNITED TECHNOLOGIES 913017109 25 400 X X 2 400 UNITED TECHNOLOGIES 913017109 63 1,000 X X X 2 1,000 VANGUARD MUNI BOND FUND 922907209 22 1,701 X X 1 1,701 INTERMEDIATE TERM #42 INC PD VANGUARD MUNI BOND FUND 922907209 354 27,557 X X X 1 23,437 4,120 INTERMEDIATE TERM #42 INC PD VANGUARD 500 INDEX FUND #40 922908108 11,067 80,028 X X 1 73,535 6,493 VANGUARD 500 INDEX FUND #40 922908108 3,531 25,542 X X X 1 25,436 106 VANGUARD 500 INDEX FUND #40 922908108 6,586 47,674 X X 2 24,348 23,326 VANGUARD 500 INDEX FUND #40 922908108 132 956 X X X 2 956 VODAFONE GROUP PLC SPONSORED 92857T107 476 8,568 X X 1 8,568 ADR VODAFONE GROUP PLC SPONSORED 92857T107 176 3,170 X X X 1 3,170 ADR VODAFONE GROUP PLC SPONSORED 92857T107 57 1,020 X X 2 1,020 ADR VODAFONE GROUP PLC SPONSORED 92857T107 74 1,340 X X X 2 1,340 ADR WALMART STORES INC 931142103 7,206 127,546 X X 1 116,836 10,710 WALMART STORES INC 931142103 1,906 33,730 X X X 1 32,080 1,650 WALMART STORES INC 931142103 1,222 21,635 X X 2 21,055 580 0 ---------------------- COLUMN TOTALS 34,606 412,656 ----------------------
22
1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 3/31/2000 PAGE 20 0- - - ITEM 1 AND 2 - - - -ITEM 3 - - ITEM 4 - - ITEM 5 - - ITEM 6- -ITEM 7- - -ITEM 8- - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) WALMART STORES INC 931142103 113 1,995 X X X 2 1,950 45 WALGREEN CO 931422109 372 14,456 X X 1 14,081 375 WALGREEN CO 931422109 269 10,455 X X X 1 10,455 WALGREEN CO 931422109 1,101 42,756 X X 2 41,406 1,350 WALGREEN CO 931422109 77 3,000 X X X 2 2,950 50 WARBURG PINCUS EMERGING GROWTH 933909103 194 3,458 X X 1 3,458 FUND #005 WARBURG PINCUS EMERGING GROWTH 933909103 485 8,638 X X X 1 4,070 4,568 FUND #005 WARBURG PINCUS EMERGING GROWTH 933909103 2,851 50,784 X X 2 50,530 254 FUND #005 WARBURG PINCUS EMERGING GROWTH 933909103 4 64 X X X 2 64 FUND #005 WARNER LAMBERT 934488107 783 8,011 X X 1 8,011 WARNER LAMBERT 934488107 1,645 16,835 X X X 1 16,835 WARNER LAMBERT 934488107 20 200 X X 2 200 WELLS FARGO & COMPANY NEW 949746101 1,088 26,690 X X 1 26,690 WELLS FARGO & COMPANY NEW 949746101 547 13,430 X X X 1 11,800 1,630 WELLS FARGO & COMPANY NEW 949746101 1,759 43,157 X X 2 41,537 1,620 WELLS FARGO & COMPANY NEW 949746101 133 3,260 X X X 2 3,100 100 60 WESTAFF INC 957070105 830 90,979 X X X 1 90,979 THE WILLIAMS COMPANIES 969457100 369 8,397 X X 1 8,397 THE WILLIAMS COMPANIES 969457100 99 2,250 X X X 1 2,250 XEROX CORP 984121103 90 3,480 X X 1 3,480 XEROX CORP 984121103 230 8,850 X X X 1 8,850 XEROX CORP 984121103 10 400 X X 2 400 XEROX CORP 984121103 13 500 X X X 2 500 0 ---------------------- COLUMN TOTALS 13,082 362,045 ---------------------- 0 FINAL TOTALS $718,683 $18,910,144 ======================
23 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 4/4/00 AS OF 3/31/00 PAGE 1 SEC USE ONLY _______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE INSTR OTHER A. COMMON STOCK V COMMON STOCK AMERICAN HOME PRODS CORP 026609107 52 960 X 960 0 0 AMERICAN HOME PRODS CORP 026609107 2216 41224 X 37224 0 4000 AMERICAN INTL GROUP INC 026874107 240 2188 X 2144 0 44 AMERICAN INTL GROUP INC 026874107 4980 45479 X 45479 0 0 AMGEN, INC. 031162100 252 4103 X 4103 0 0 APPLIED MATLS, INC. 038222105 324 3435 X 3435 0 0 AT&T CORP COM 001957109 89 1587 X 1587 0 0 AT&T CORP COM 001957109 1645 29207 X 28907 0 300 AUTOMATIC DATA PROCESSING INC 053015103 245 5077 X 4984 0 93 AUTOMATIC DATA PROCESSING INC 053015103 3945 81752 X 80952 0 800 BELL ATLANTIC CORP. 077853109 2054 33597 X 31447 0 2150 BELLSOUTH CORP 079860102 109 2332 X 2231 0 101 BELLSOUTH CORP 079860102 3236 69040 X 69040 0 0 BRISTOL-MYERS SQUIBB CO 110122108 23 400 X 400 0 0 BRISTOL-MYERS SQUIBB CO 110122108 2207 38047 X 34247 0 3800 CHEVRON CORP 166751107 831 8993 X 8293 0 700 CISCO SYSTEMS 17275R102 320 4142 X 4046 0 96 CISCO SYSTEMS 17275R102 5737 74201 X 73441 0 760 CITICORP INC COM 172967101 375 6257 X 6257 0 0 COCA COLA CO 191216100 103 2200 X 2200 0 0 COCA COLA CO 191216100 1427 30396 X 25396 0 5000 COLGATE PALMOLIVE CO 194162103 918 16286 X 16286 0 0 DU PONT E I DE NEMOURS & CO 263534109 601 11350 X 11350 0 0 EASTMAN KODAK CO 277461109 58 1062 X 1062 0 0 EASTMAN KODAK CO 277461109 185 3405 X 3405 0 0 EMC CORP. 268648102 575 4562 X 4562 0 0 EXXON CORP COM 302290101 670 8602 X 8502 0 100 EXXON CORP COM 302290101 12393 159008 X 153728 0 5280 FEDERAL NATL MTG ASSN 313586109 175 3098 X 3024 0 74 FEDERAL NATL MTG ASSN 313586109 2891 51119 X 51119 0 0 FLEET BOSTON FINANCIAL CORP 339030108 145 3964 X 3964 0 0 FLEET BOSTON FINANCIAL CORP 339030108 209 5731 X 5731 0 0 FORTUNE BRANDS INC 349631101 459 18360 X 17360 0 1000 G T E CROP 362320103 899 12660 X 11560 0 1100 GENERAL ELEC CO 369604103 822 5280 X 5247 0 33 GENERAL ELEC CO 369604103 14199 91237 X 90737 0 500 HERSHEY FOODS CORP 427866108 302 6200 X 6200 0 0 HOME DEPOT INC 437076102 343 5310 X 5228 0 82 HOME DEPOT INC 437076102 4611 71494 X 71494 0 0 ILLINOIS TOOL WKS INC 452308109 136 2464 X 2393 0 71 ILLINOIS TOOL WKS INC 452308109 2011 36396 X 36396 0 0 INTEL CORP 458140100 514 3895 X 3831 0 64 INTEL CORP 458140100 9633 73010 X 73010 0 0 INTERNATIONAL BUSINESS MACHS 459200101 24 200 X 200 0 0 INTERNATIONAL BUSINESS MACHS 459200101 3959 33554 X 32494 0 1060 JOHNSON & JOHNSON 478160104 157 2233 X 2182 0 51 JOHNSON & JOHNSON 478160104 3252 46298 X 46298 0 0 KIMCO RLTY CORP 49446R109 459 12250 X 12250 0 0 LUCENT TECHNOLOGIES INC 549463107 296 4833 X 4775 0 58 LUCENT TECHNOLOGIES INC 549463107 6705 109473 X 108433 0 1040 MBNA CORP COM 55262L100 14 558 X 373 0 185 MBNA CORP COM 55262L100 1779 69764 X 69764 0 0 MEDTRONIC INC 585055106 287 5586 X 5453 0 133 MEDTRONIC INC 585055106 4978 96772 X 96772 0 0 MERCK & CO INC 589331107 312 5021 X 4957 0 64 MERCK & CO INC 589331107 3293 53012 X 53012 0 0 MICROSOFT CORP. 594948104 279 2625 X 2574 0 51 MICROSOFT CORP. 594918104 6674 62818 X 62263 0 555 ----------------------------------- ---------------------- SUBTOTAL 115627 1584107 1554762 0 29345
24 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 4/4/00 AS OF 3/31/00 PAGE 2 SEC USE ONLY _______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE INSTR OTHER A. COMMON STOCK V COMMON STOCK MINNESOTA MNG & MFG CO 604059105 1002 11312 X 11312 0 0 MONSANTO CO 611662107 227 4415 X 4415 0 0 MORGAN STANLEY DEAN WITTER & CO. 607059102 274 3308 X 3308 0 0 PEOPLES HERITAGE FINL GROUP INC 711147108 2939 195933 X 151870 0 44063 PEPSICO INC 713448108 181 5189 X 5057 0 132 PEPSICO INC 713448108 2164 62053 X 62053 0 0 PFIZER INC 717081103 108 2957 X 2816 0 141 PFIZER INC 717081103 4575 125130 X 125130 0 0 PROCTOR & GAMBLE CO 742718109 125 2205 X 2161 0 44 PROCTOR & GAMBLE CO 742718109 3572 63228 X 63228 0 0 SBC COMMUNICATIONS INC. 78387G103 236 5610 X 5610 0 0 SBC COMMUNICATIONS INC. 78387G103 970 23027 X 23027 0 0 SCHERING PLOUGH CORP 806605101 227 6120 X 6120 0 0 SCHLUMBERGER LIMITED 806857108 226 2960 X 2960 0 0 STAPLES INC 855030102 50 2485 X 2251 0 234 STAPLES INC 855030102 1730 86500 X 86500 0 0 STATE STR CORP 857477103 249 2568 X 2501 0 67 STATE STR CORP 857477103 4918 50764 X 50764 0 0 TELLABS 879664100 158 2506 X 2431 0 75 TELLABS 879664100 2224 35318 X 35203 115 0 TEXAS INSTRS INC 882508104 928 5798 X 5798 0 0 WAL-MART STORES INC 931142103 45 800 X 800 0 0 WAL-MART STORES INC 931142103 379 6714 X 6714 0 0 WARNER LAMBERT CO 934488107 577 5904 X 5904 0 0 WEYERHAUEUSER CO 862166104 275 4821 X 4821 0 0 SUBTOTAL FOR THIS PAGE 28359 717625 672754 115 44756 ----------------------------------- ---------------------- SUBTOTAL FOR COMMON STOCK 143986 2301732 2227516 115 74101
25 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 4/4/00 AS OF 3/31/00 PAGE 3 SEC USE ONLY -------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE INSTR OTHER A. COMMON STOCK V INTERNATIONAL COMMON STOCK BP AMOCO P L C SPNSR ADR 055622104 342 6414 X 6414 0 0 VODAFONE AIRTOUCH PLC 92857T107 239 4307 X 4307 0 0 ----------------------------------- --------------------- SUBTOTALS FOR INTERNATIONAL COMMON STOCK 581 10721 10721 0
26 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 4/4/00 AS OF 3/31/00 PAGE 4 *SUMMARY PAGE FOR A. COMMON STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) - ---------------- ------ ----- ----------- ---- -------------------- 29 COMMON STOCK 143986 2301732 2227516 115 74101 30 INTERNATIONAL COMMON STOCK 581 10721 10721 0 ---------------------------------- ----------------------- * SUBTOTALS * 144567 2312453 2238237 115 74101
27 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 4/4/00 AS OF 3/31/00 PAGE 5 *SUMMARY PAGE FOR B. PREFERRED STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) - ---------------- ------ ----- ----------- ---- -------------------- ** NONE **
28 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 4/4/00 AS OF 3/31/00 PAGE 6 *SUMMARY PAGE FOR C. OTHER *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) - ---------------- ------ ----- ----------- ---- -------------------- ** NONE **
29 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 4/4/00 AS OF 3/31/00 PAGE 7 **SUMMARY PAGE FOR: FAMILYBANK **
CATEGORY MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) A. COMMON STOCK 144567 2312453 2238237 115 74101 ---------------------------------- ----------------------- **GRAND TOTALS** 144567 2312453 2238237 115 74101
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