-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KjrUnSyrFMboH62M7fUbj4WKl56XmPyGnnjKo+i5Fd4FHfg3OqPiX3/j5mbYOoB8 jPx5OrUVS1IhTTNEy7Bn+g== 0000950135-00-000472.txt : 20000209 0000950135-00-000472.hdr.sgml : 20000209 ACCESSION NUMBER: 0000950135-00-000472 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLES HERITAGE FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000829750 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010437984 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05844 FILM NUMBER: 526922 BUSINESS ADDRESS: STREET 1: ONE PORTLAND SQ STREET 2: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112 BUSINESS PHONE: 2077618500 MAIL ADDRESS: STREET 1: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112-9540 13F-HR 1 FORM 13F 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Peoples Heritage Financial Group, Inc. Address: P.O. Box 9540 One Portland Square Portland, ME 04112 13F File Number: 28-5844 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter J. Verrill Title: Chief Financial Officer Phone: 207-761-8507 Signature, Place, and Date of Signing: /s/ Peter J. Verrill Portland, Maine February 8, 2000 - -------------------- ------------------------------ ---------------- Signature Place Date Report Type (check only one): (x) 13F Holdings Report ( ) 13F Notice ( ) 13F Combination Report List of Other Managers Reporting for this Manager: 1. Bank of New Hampshire 2. Peoples Heritage Bank 3. Family Bank I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. 2 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 563 --- Form 13F Information Table Value Total: $879,024 --------
List of Other Included Managers: No. 13F File Number Name 01 Bank of New Hampshire 02 Peoples Heritage Bank 03 Family Bank 3
1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHARED OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- ADC TELECOMMUNICATION INC 886101 6,282 86,575 X 1 78,815 7,760 ADC TELECOMMUNICATION INC 886101 1,506 20,755 X X 1 15,305 5,450 ADC TELECOMMUNICATION INC 886101 55 760 X 2 760 ADC TELECOMMUNICATION INC 886101 4 50 X X 2 50 AT&T CORP NY 1957109 443 8,712 X 1 8,412 300 AT&T CORP NY 1957109 680 13,376 X X 1 12,947 429 AT&T CORP NY 1957109 364 7,158 X 2 6,783 375 AT&T CORP NY 1957109 116 2,278 X X 2 2,278 ABBOTT LABORATORIES 2824100 3,270 90,060 X 1 88,700 1,360 ABBOTT LABORATORIES 2824100 1,375 37,865 X X 1 31,285 6,580 ABBOTT LABORATORIES 2824100 269 7,415 X 2 6,615 800 AMERICA ONLINE INC 02364J104 212 2,800 X 1 2,800 AMERICA ONLINE INC 02364J104 8 110 X X 1 110 AMERICA ONLINE INC 02364J104 61 800 X 2 800 AMERICA ONLINE INC 02364J104 167 2,200 X X 2 2,200 AMERICAN EXPRESS CO 25816109 200 1,200 X 1 1,200 AMERICAN EXPRESS CO 25816109 482 2,900 X X 1 2,900 AMERICAN GENERAL CORP 26351106 30 400 X 1 400 AMERICAN GENERAL CORP 26351106 306 4,032 X X 1 4,032 AMERICAN HOME PRODUCT 26609107 1,976 50,351 X 1 50,351 AMERICAN HOME PRODUCTS 26609107 981 24,999 X X 1 23,399 1,600 AMERICAN HOME PRODUCTS 26609107 141 3,598 X 2 3,198 400 AMERICAN INTERNATIONAL GROUP 26874107 12,080 111,722 X 1 103,537 8,185 AMERICAN INTERNATIONAL GROUP 26874107 5,740 53,086 X X 1 48,943 4,143 AMERICAN INTERNATIONAL GROUP 26874107 2,942 27,210 X 2 25,575 1,635 0 -- COLUMN TOTALS 39,690 560,412
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 2 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHARED OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- ------------- --------- --- --- --- ------- --- --- --- AMERICAN INTERNATIONAL GROUP 26874107 335 3,095 X X 2 3,022 43 30 AMGEN INC 31162100 48 800 X 1 800 AMGEN INC 31162100 156 2,600 X X 1 1,400 1,200 AMGEN INC 31162100 24 400 X 2 400 ANHEUSER-BUSCH COMPANIES INC 35229103 243 3,425 X 1 3,425 ANHEUSER-BUSCH COMPANIES INC 35229103 78 1,100 X X 1 1,100 APPLIED MATERIALS INC 38222105 8,812 69,560 X 1 64,395 5,165 APPLIED MATERIALS INC 38222105 1,592 12,570 X X 1 9,580 2,990 APPLIED MATERIALS INC 38222105 2,661 21,001 X 2 20,101 900 APPLIED MATERIALS INC 38222105 393 3,100 X X 2 3,100 ARROW INTERNATIONAL INC 42764100 206 7,102 X 1 7,102 ARROW INTERNATIONAL INC 42764100 193 6,639 X X 1 6,639 ATLANTIC RICHFIELD CO 48825103 367 4,246 X 1 4,246 ATLANTIC RICHFIELD CO 48825103 425 4,919 X X 1 4,919 ATLANTIC RICHFIELD CO 48825103 39 450 X 2 450 AUTOMATIC DATA PROCESSING INC 53015103 4,773 88,590 X 1 75,358 13,232 AUTOMATIC DATA PROCESSING INC 53015103 2,319 43,047 X X 1 35,792 7,255 AUTOMATIC DATA PROCESSING INC 53015103 560 10,400 X 2 9,600 800 AUTOMATIC DATA PROCESSING INC 53015103 3 50 X X 2 50 AVERY DENNISON CORP 53611109 22 300 X 1 300 AVERY DENNISON CORP 53611109 255 3,500 X X 1 3,500 BP AMOCO PLC ADR 55622104 165 2,774 X 1 2,774 BP AMOCO PLC ADR 55622104 1,142 19,250 X X 1 18,378 872 BP AMOCO PLC ADR 55622104 149 2,506 X 2 2,506 BP AMOCO PLC ADR 55622104 62 1,046 X X 2 1,046 0 ----- COLUMN TOTALS 25,022 312,470
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 3 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHARED OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- BMC SOFTWARE 55921100 6,675 83,504 X 1 80,989 2,515 BMC SOFTWARE 55921100 1,639 20,500 X X 1 19,000 1,500 BMC SOFTWARE 55921100 1,315 16,447 X 2 16,207 240 BMC SOFTWARE 55921100 44 550 X X 2 500 50 BANK AMERICA CORP 60505104 317 6,308 X 1 6,208 100 BANK AMERICA CORP 60505104 209 4,156 X X 1 2,506 1,650 BANK AMERICA CORP 60505104 223 4,452 X 2 4,452 BANK AMERICA CORP 60505104 10 200 X X 2 200 BANK OF NEW YORK INC 64057102 407 10,180 X 1 10,180 BANK OF NEW YORK INC 64057102 749 18,720 X X 1 18,720 BANK OF NEW YORK INC 64057102 28 700 X 2 700 BANK ONE CORP 06423A103 164 5,112 X 1 4,812 300 BANK ONE CORP 06423A103 150 4,698 X X 1 4,214 484 BARON ASSET FD SBI 68278100 6 103 X 1 103 BARON ASSET FD SBI 68278100 462 7,854 X 2 7,815 39 BARON ASSET FD SBI 68278100 290 4,939 X X 2 4,939 BELL ATLANTIC CORPORATION 77853109 3,321 53,940 X 1 53,558 382 BELL ATLANTIC CORPORATION 77853109 2,229 36,201 X X 1 35,551 650 BELL ATLANTIC CORPORATION 77853109 634 10,298 X 2 8,580 1,718 BELL ATLANTIC CORPORATION 77853109 157 2,552 X X 2 2,552 BELLSOUTH CORPORATION 79860102 7,781 166,210 X 1 156,335 9,875 BELLSOUTH CORPORATION 79860102 2,179 46,557 X X 1 44,151 2,406 BELLSOUTH CORPORATION 79860102 1,134 24,224 X 2 23,934 290 BELLSOUTH CORPORATION 79860102 106 2,264 X X 2 2,264 BERKSHIRE HATHAWAY INC DEL 84670108 393 7 X X 1 7 0 ---------- COLUMN TOTALS 30,622 530,676
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 4 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHARED OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- BERKSHIRE HATHAWAY INC CL B 84670207 141 77 X 1 77 BERKSHIRE HATHAWAY INC CL B 84670207 2,183 1,193 X X 1 1,193 BERKSHIRE HATHAWAY INC CL B 84670207 18 10 X 2 10 BESTFOODS 08658U101 74 1,400 X 1 1,400 BESTFOODS 08658U101 125 2,380 X X 1 2,380 BESTFOODS 08658U101 173 3,300 X 2 3,300 BRISTOL-MYERS SQUIBB 110122108 3,756 58,512 X 1 58,112 400 BRISTOL-MYERS SQUIBB 110122108 3,500 54,523 X X 1 52,923 1,600 BRISTOL-MYERS SQUIBB 110122108 450 7,012 X 2 7,012 BRISTOL-MYERS SQUIBB 110122108 13 200 X X 2 200 CIGNA CORP 125509109 326 4,050 X 1 4,050 CIGNA CORP 125509109 433 5,376 X X 1 5,376 CARNIVAL CRUISE LINES INC 143658102 9,456 197,774 X 1 191,479 6,295 CARNIVAL CRUISE LINES INC 143658102 2,218 46,400 X X 1 40,245 6,155 CARNIVAL CRUISE LINES INC 143658102 2,028 42,419 X 2 40,509 1,910 CARNIVAL CRUISE LINES INC 143658102 252 5,275 X X 2 5,175 50 50 CHASE MANHATTAN CORP NEW 16161A108 97 1,244 X 1 1,244 CHASE MANHATTAN CORP NEW 16161A108 76 976 X X 1 976 CHASE MANHATTAN CORP NEW 16161A108 21 270 X 2 270 CHASE MANHATTAN CORP NEW 16161A108 62 800 X X 2 800 CHEVRON CORP 166751107 805 9,297 X 1 9,297 CHEVRON CORP 166751107 459 5,300 X X 1 4,900 400 CHEVRON CORP 166751107 24 275 X 2 175 100 CHUBB CORP 171232101 130 2,302 X 1 2,302 CHUBB CORP 171232101 142 2,521 X X 1 2,521 0 ------- COLUMN TOTALS 26,962 452,886
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 5 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHARED OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- CISCO SYSTEMS INC 17275R102 21,884 204,287 X 1 190,619 13,668 CISCO SYSTEMS INC 17275R102 6,579 61,419 X X 1 52,629 8,790 CISCO SYSTEMS INC 17275R102 7,428 69,344 X 2 64,294 5,050 CISCO SYSTEMS INC 17275R102 1,025 9,565 X X 2 9,435 80 50 CITIGROUP INC 172967101 7,187 129,051 X 1 116,661 12,390 CITIGROUP INC 172967101 958 17,212 X X 1 16,462 750 CITIGROUP INC 172967101 2,159 38,779 X 2 35,309 3,470 CITIGROUP INC 172967101 258 4,625 X X 2 4,550 75 COCA COLA CO 191216100 2,546 43,704 X 1 41,949 1,755 COCA COLA CO 191216100 1,445 24,814 X X 1 22,339 2,475 COCA COLA CO 191216100 299 5,130 X 2 4,730 400 COCA COLA CO 191216100 88 1,510 X X 2 1,510 COLGATE PALMOLIVE 194162103 2,779 42,755 X 1 37,230 5,525 COLGATE PALMOLIVE 194162103 178 2,740 X X 1 2,740 COLGATE PALMOLIVE 194162103 540 8,306 X 2 7,506 800 COLGATE PALMOLIVE 194162103 7 100 X X 2 100 COMPUTER ASSOC INTL INC 204912109 3,461 49,485 X 1 41,350 8,135 COMPUTER ASSOC INTL INC 204912109 610 8,720 X X 1 7,720 1,000 COMPUTER ASSOC INTL INC 204912109 306 4,375 X 2 4,275 100 COMPUTER ASSOC INTL INC 204912109 12 170 X X 2 170 CONAGRA INC 205887102 245 10,800 X X 1 10,800 CONSOLIDATED NATURAL GAS 209615103 234 3,610 X 1 3,610 CONSOLIDATED NATURAL GAS 209615103 3 40 X X 1 40 DANAHER CORP SHS BEN INT 235851102 4,363 90,429 X 1 81,804 8,625 DANAHER CORP SHS BEN INT 235851102 600 12,440 X X 1 11,565 875 0 ------ COLUMN TOTALS 65,194 843,410
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 6 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHARED OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- DANAHER CORP SHS BEN INT 235851102 624 12,931 X 2 12,761 170 DANAHER CORP SHS BEN INT 235851102 11 225 X X 2 225 DELL COMPUTER CORP 247025109 20 400 X 1 400 DELL COMPUTER CORP 247025109 46 900 X X 1 900 DELL COMPUTER CORP 247025109 84 1,650 X 2 1,650 DELL COMPUTER CORP 247025109 221 4,330 X X 2 4,330 WALT DISNEY CO 254687106 236 8,081 X 1 8,081 WALT DISNEY CO 254687106 459 15,702 X X 1 15,102 600 WALT DISNEY CO 254687106 105 3,600 X 2 3,600 WALT DISNEY CO 254687106 73 2,503 X X 2 2,503 DOVER CORP 260003108 101 2,215 X 1 2,215 DOVER CORP 260003108 123 2,700 X X 1 2,700 DOW CHEMICAL CO 260543103 254 1,900 X 1 1,900 DOW CHEMICAL CO 260543103 515 3,853 X X 1 3,853 E I DUPONT DE NEMOURS 263534109 491 7,456 X 1 7,456 E I DUPONT DE NEMOURS 263534109 851 12,911 X X 1 9,311 3,600 E I DUPONT DE NEMOURS 263534109 82 1,250 X 2 1,250 DUKE POWER 264399106 218 4,343 X 1 4,343 DUKE POWER 264399106 225 4,483 X X 1 4,233 250 ECOLAB INC 278865100 7,261 185,593 X 1 168,928 16,665 ECOLAB INC 278865100 1,278 32,675 X X 1 28,835 3,840 ECOLAB INC 278865100 108 2,750 X 2 2,300 450 EL PASO ENERGY CORP DEL 283905107 60 1,548 X 1 1,548 EL PASO ENERGY CORP DEL 283905107 166 4,270 X X 1 4,270 EMERSON ELECTRIC CO 291011104 406 7,070 X 1 7,070 0 ---------- COLUMN TOTALS 14,018 325,339
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 7 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHARED OTHER SOLE SHARED NOTE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- EMERSON ELECTRIC CO 291011104 376 6,552 X X 1 6,552 EMERSON ELECTRIC CO 291011104 77 1,350 X 2 1,350 EMERSON ELECTRIC CO 291011104 100 1,750 X X 2 1,750 ENERGYNORTH INC 292925104 1,465 26,607 X 1 26,607 ENERGYNORTH INC 292925104 919 16,685 X X 1 10,678 6,007 ENRON CORP 293561106 133 3,000 X 1 3,000 ENRON CORP 293561106 95 2,150 X X 1 750 1,400 EXXON MOBIL CORP 30231G102 19,296 239,515 X 1 228,128 11,387 EXXON MOBIL CORP 30231G102 8,187 101,625 X X 1 93,073 912 7,640 EXXON MOBIL CORP 30231G102 4,133 51,306 X 2 50,246 1,060 EXXON MOBIL CORP 30231G102 590 7,318 X X 2 7,186 132 FREDDIE MAC 313400301 45 950 X 1 950 FREDDIE MAC 313400301 395 8,400 X X 1 8,400 FANNIE MAE 313586109 4,219 67,576 X 1 64,554 600 2,422 FANNIE MAE 313586109 1,542 24,694 X X 1 19,689 5,005 FANNIE MAE 313586109 1,639 26,249 X 2 25,489 760 FANNIE MAE 313586109 130 2,080 X X 2 2,000 50 30 FEDERATED INCOME TRUST #36 314199100 2,825 286,084 X 1 273,593 12,491 FEDERATED INCOME TRUST #36 314199100 1,048 106,196 X X 1 106,196 FEDERATED INCOME TRUST #36 314199100 166 16,796 X 2 16,796 FEDERATED INCOME TRUST #36 314199100 11 1,144 X X 2 1,144 FEDERATED INCOME TR I NSTL SVC 314199209 121 12,283 X 1 12,283 FEDERATED INCOME TR I NSTL SVC 314199209 36 3,665 X 2 3,665 FEDERATED INT INCOME #303 31420C407 3,740 391,933 X 1 374,717 17,216 FEDERATED INT INCOME #303 31420C407 810 84,855 X X 1 84,855 0 --------- COLUMN TOTALS 52,098 1,490,763
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 8 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHARED OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- FEDERATED INT INCOME #303 31420C407 26 2,692 X 2 2,692 FEDERATED MAX-CAP INS TL SHS #39 31420E106 206 6,859 X 1 6,859 FEDERATED US GOVT SEC #9 1-3 YR 31428M100 2,099 203,266 X 1 193,223 10,043 FEDERATED US GOVT SEC #9 1-3 YR 31428M100 559 54,162 X X 1 53,162 1,000 FEDERATED US GOVT SEC #47 2-5 YR 31428P103 2,106 203,373 X 1 193,452 9,921 FEDERATED US GOVT SEC #47 2-5 YR 31428P103 511 49,388 X X 1 48,388 1,000 FEDERATED US GOVT SEC #47 2-5 YR 31428P103 353 34,116 X 2 34,116 FEDERATED ULTRSHT BOND FND #838 31428Q606 1,574 798,947 X 1 798,947 FEDERATED ULTRSHT BOND FND #838 31428Q606 389 197,400 X X 1 197,400 FIDELITY CALIF MUN TR #91 316061209 187 16,295 X 1 16,295 FIDELITY SPARTAN MUNI INC FD # 37 316089507 432 36,282 X 1 36,282 FIRST UNION CORP 337358105 521 15,824 X 1 15,824 FIRST UNION CORP 337358105 105 3,202 X X 1 3,202 FIRSTMARK CORP NEW PAR $0.20 337908206 3 10,000 X 2 10,000 FLEETBOSTON FINANCIAL CORP 339030108 600 17,245 X 1 17,245 FLEETBOSTON FINANCIAL CORP 339030108 1,038 29,819 X X 1 25,819 4,000 FLEETBOSTON FINANCIAL CORP 339030108 257 7,370 X 2 7,370 FORD MOTOR CO 345370100 61 1,136 X 1 1,136 FORD MOTOR CO 345370100 190 3,564 X X 1 3,564 FORD MOTOR CO 345370100 29 550 X 2 550 FORD MOTOR CO 345370100 11 200 X X 2 200 FORTUNE BRANDS INC 349631101 187 5,657 X 1 5,657 FORTUNE BRANDS INC 349631101 26 800 X X 1 800 FORUM HIGH GRADE BOND FUND 349903690 25,033 2,685,815 X 1 2,655,059 30,756 FORUM HIGH GRADE BOND FUND 349903690 5,113 548,634 X X 1 507,703 8,202 32,729 0 ---------- COLUMN TOTALS 41,616 4,932,596
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 9 0- - - - - - ITEM 1 AND 2 - - - - - -ITEM 3 - - - ITEM 4 - -- ITEM 5 #NAME? 6- - - -ITEM 7- #NAME? ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------- --------- ----------- --------- ------- ------ -------- ------ -------- ------ FORUM HIGH GRADE BOND FUND 349903690 125 13,443 X 2 9,801 3,642 FORUM FDS NH MUNI BD FD 349903831 189 18,396 X 1 17,044 1,352 FORUM MAINE MUNI BOND FUND #55 349903856 184 17,509 X 2 17,509 FORUM MAINE MUNI BOND FUND #55 349903856 190 18,015 X X 2 18,015 FRANKLIN CUSTODIAN FDS GOVT SE C 353496607 62 9,421 X 1 9,421 FRANKLIN CUSTODIAN FDS GOVT SE C 353496607 13 2,060 X 2 2,060 FRANKLIN RESOURCES INC 354613101 6,115 190,729 X 1 172,644 18,085 FRANKLIN RESOURCES INC 354613101 1,174 36,605 X X 1 30,225 6,380 FRANKLIN RESOURCES INC 354613101 295 9,195 X 2 8,995 200 FRANKLIN RESOURCES INC 354613101 70 2,180 X X 2 2,180 GTE CORP 362320103 1,202 17,040 X 1 17,040 GTE CORP 362320103 381 5,403 X X 1 4,953 450 GTE CORP 362320103 194 2,750 X 2 2,600 150 GTE CORP 362320103 212 3,000 X X 2 3,000 GANNETT CO INC 364730101 4,184 51,302 X 1 44,142 7,160 GANNETT CO INC 364730101 643 7,880 X X 1 7,405 475 GANNETT CO INC 364730101 426 5,220 X 2 5,120 100 GANNETT CO INC 364730101 34 420 X X 2 420 THE GAP INC 364760108 8,021 174,368 X 1 167,502 987 5,879 THE GAP INC 364760108 1,902 41,355 X X 1 29,506 11,849 THE GAP INC 364760108 755 16,423 X 2 16,348 75 THE GAP INC 364760108 16 350 X X 2 350 GENERAL ELECTRIC 369604103 20,978 135,559 X 1 127,814 1,050 6,695 GENERAL ELECTRIC 369604103 13,649 88,199 X X 1 82,829 5,370 GENERAL ELECTRIC 369604103 4,967 32,096 X 2 30,486 1,610 0 -------- COLUMN TOTALS 65,981 898,918
12
1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 10 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHARED OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- GENERAL ELECTRIC 369604103 727 4,699 X X 2 4,629 50 20 GENERAL MILLS 370334104 168 4,700 X 1 4,700 GENERAL MILLS 370334104 53 1,470 X X 1 1,470 GILLETTE CO 375766102 2,984 72,448 X 1 69,938 2,510 GILLETTE CO 375766102 1,919 46,580 X X 1 40,230 6,350 GILLETTE CO 375766102 1,049 25,477 X 2 23,997 1,480 GILLETTE CO 375766102 152 3,700 X X 2 3,650 50 GO FISH.COM 380164AA1 340 1,000,000 X X 2 1,000,000 HEARTLAND VALUE FUND 422359109 1,480 40,529 X 2 40,156 373 H J HEINZ CO 423074103 43 1,090 X 1 1,090 H J HEINZ CO 423074103 226 5,670 X X 1 5,520 150 H J HEINZ CO 423074103 44 1,100 X 2 1,100 H J HEINZ CO 423074103 40 1,000 X X 2 1,000 HEWLETT PACKARD 428236103 2,317 20,373 X 1 19,823 550 HEWLETT PACKARD 428236103 1,627 14,299 X X 1 12,139 2,160 HEWLETT PACKARD 428236103 171 1,500 X 2 1,500 HEWLETT PACKARD 428236103 51 450 X X 2 450 HOME DEPOT INC 437076102 9,255 134,597 X 1 130,024 4,573 HOME DEPOT INC 437076102 3,193 46,438 X X 1 43,102 3,336 HOME DEPOT INC 437076102 4,142 60,228 X 2 48,528 11,700 HOME DEPOT INC 437076102 554 8,062 X X 2 7,987 75 HONEYWELL INTL INC 438516106 379 6,569 X 1 6,569 HONEYWELL INTL INC 438516106 403 6,992 X X 1 6,992 ILLINOIS TOOL WKS INC 452308109 7,117 105,345 X 1 95,470 600 9,275 ILLINOIS TOOL WKS INC 452308109 1,785 26,420 X X 1 23,570 2,850 0 ---------- COLUMN TOTALS 40,219 1,639,736
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 11 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHAR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- ILLINOIS TOOL WKS INC 452308109 306 4,535 X 2 4,435 100 ILLINOIS TOOL WKS INC 452308109 4 60 X X 2 60 INTEL CORP 458140100 18,717 227,391 X 1 212,523 1,050 13,818 INTEL CORP 458140100 5,014 60,914 X X 1 52,704 8,210 INTEL CORP 458140100 5,216 63,367 X 2 61,287 2,080 INTEL CORP 458140100 913 11,090 X X 2 10,960 80 50 INTERNATIONAL BUSINESS MACHINES 459200101 670 6,214 X 1 6,214 INTERNATIONAL BUSINESS MACHINES 459200101 1,068 9,900 X X 1 9,260 640 INTERNATIONAL BUSINESS MACHINES 459200101 151 1,400 X 2 1,400 INTERNATIONAL BUSINESS MACHINES 459200101 119 1,102 X X 2 1,102 INTERPUBLIC GROUP 460690100 10,804 187,291 X 1 170,215 1,152 15,924 INTERPUBLIC GROUP 460690100 3,438 59,595 X X 1 49,965 9,630 INTERPUBLIC GROUP 460690100 1,384 23,999 X 2 23,699 300 INTERPUBLIC GROUP 460690100 24 420 X X 2 420 JOHNSON & JOHNSON 478160104 6,774 72,641 X 1 65,436 600 6,605 JOHNSON & JOHNSON 478160104 3,089 33,129 X X 1 30,229 2,900 JOHNSON & JOHNSON 478160104 1,764 18,917 X 2 18,207 710 JOHNSON & JOHNSON 478160104 171 1,835 X X 2 1,800 35 KEY CORP NEW 493267108 36 1,626 X X 1 1,626 KEY CORP NEW 493267108 221 10,000 X 2 10,000 KIMBERLY CLARK CORP 494368103 471 7,200 X 1 7,200 KIMBERLY CLARK CORP 494368103 233 3,568 X X 1 3,368 200 KIMBERLY CLARK CORP 494368103 7 100 X 2 100 KROGER COMPANY 501044101 285 15,110 X 1 14,010 1,100 KROGER COMPANY 501044101 44 2,355 X X 1 2,355 0 ---------- COLUMN TOTALS 60,923 823,759
14
1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 12 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHAR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- KROGER COMPANY 501044101 444 23,535 X 2 22,945 590 KROGER COMPANY 501044101 15 810 X X 2 760 50 LEGGETT & PLATT 524660107 1,218 56,833 X 1 54,573 2,260 LEGGETT & PLATT 524660107 765 35,700 X X 1 26,475 9,225 LEGGETT & PLATT 524660107 9 400 X 2 400 ELI LILLY & CO 532457108 480 7,225 X 1 7,225 ELI LILLY & CO 532457108 52 776 X 2 776 LORD CORPORATION CLASS B 5439991A4 239 900 X 1 900 LUCENT TECHNOLOGIES 549463107 2,129 28,380 X 1 27,868 256 256 LUCENT TECHNOLOGIES 549463107 1,733 23,112 X X 1 20,554 2,558 LUCENT TECHNOLOGIES 549463107 783 10,436 X 2 9,860 576 LUCENT TECHNOLOGIES 549463107 144 1,924 X X 2 1,924 MBNA CORP 55262L100 10,333 379,211 X 1 348,853 1,700 28,658 MBNA CORP 55262L100 2,354 86,400 X X 1 71,125 15,275 MBNA CORP 55262L100 945 34,692 X 2 34,072 620 MBNA CORP 55262L100 22 800 X X 2 800 MCT INC 552671AA7 393 3,933 X 1 3,933 MANULIFE FINANCIAL CORP 56501R106 251 19,770 X 1 19,770 MANULIFE FINANCIAL CORP 56501R106 87 6,865 X X 1 6,865 MASCO CORP 574599106 324 12,750 X 1 12,750 MASCO CORP 574599106 102 4,000 X X 1 4,000 MASCO CORP 574599106 12 468 X 2 468 MCDONALDS CORP 580135101 89 2,200 X 1 2,200 MCDONALDS CORP 580135101 667 16,556 X X 1 15,056 1,500 MCDONALDS CORP 580135101 16 400 X 2 400 0 --------- COLUMN TOTALS 23,606 758,076
15
1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 13 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHAR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- MCDONALDS CORP 580135101 32 800 X X 2 800 MEDFORD BANCORP INC 584131106 166 10,000 X 1 10,000 MEDIAONE GROUP INC 58440J104 140 1,819 X 1 1,819 MEDIAONE GROUP INC 58440J104 71 920 X X 1 920 MEDIAONE GROUP INC 58440J104 1 8 X 2 8 MEDIAONE GROUP INC 58440J104 18 236 X X 2 236 MEDTRONIC INC 585055106 8,714 239,152 X 1 220,692 18,460 MEDTRONIC INC 585055106 2,556 70,139 X X 1 63,579 6,560 MEDTRONIC INC 585055106 1,998 54,848 X 2 52,078 2,770 MEDTRONIC INC 585055106 237 6,510 X X 2 6,350 100 60 MERCK & CO 589331107 7,201 107,182 X 1 101,427 5,755 MERCK & CO 589331107 2,855 42,492 X X 1 37,262 5,230 MERCK & CO 589331107 2,103 31,308 X 2 29,788 1,520 MERCK & CO 589331107 432 6,425 X X 2 6,320 80 25 MERRILL LYNCH & CO 590188108 1,331 15,980 X 1 15,250 730 MERRILL LYNCH & CO 590188108 455 5,460 X X 1 4,210 1,250 MERRILL LYNCH & CO 590188108 945 11,344 X 2 10,834 510 MERRILL LYNCH & CO 590188108 93 1,115 X X 2 1,115 MICROSOFT CORP 594918104 23,011 197,093 X 1 184,598 900 11,595 MICROSOFT CORP 594918104 10,393 89,019 X X 1 81,269 7,750 MICROSOFT CORP 594918104 6,683 57,238 X 2 52,093 5,145 MICROSOFT CORP 594918104 1,303 11,160 X X 2 11,060 60 40 MINNESOTA MINING & MFG 604059105 667 6,815 X 1 6,815 MINNESOTA MINING & MFG 604059105 333 3,400 X X 1 3,400 MINNESOTA MINING & MFG 604059105 90 920 X 2 800 120 0 --------- COLUMN TOTALS 71,828 971,383
16
1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 14 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHAR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- MONSANTO CO 611662107 262 7,380 X 1 7,380 MONSANTO CO 611662107 35 1,000 X X 1 1,000 J P MORGAN 616880100 539 4,254 X 1 4,254 J P MORGAN 616880100 719 5,680 X X 1 5,480 200 J P MORGAN 616880100 21 165 X 2 165 J P MORGAN 616880100 29 232 X X 2 232 MORGAN STANLY DN WTTR DISCVR NEW 617446448 111 780 X 1 780 MORGAN STANLY DN WTTR DISCVR NEW 617446448 665 4,656 X X 1 4,656 MOTOROLA INC 620076109 206 1,400 X X 1 1,400 MOTOROLA INC 620076109 59 400 X 2 400 MOTOROLA INC 620076109 29 200 X X 2 200 NATIONAL FUEL GAS 636180101 122 2,620 X 1 2,620 NATIONAL FUEL GAS 636180101 181 3,888 X X 1 3,888 NEW ENGLAND ELECTRIC SYSTEM 644001109 67 1,300 X 1 1,300 NEW ENGLAND ELECTRIC SYSTEM 644001109 195 3,760 X X 1 3,760 NEW ENGLAND ELECTRIC SYSTEM 644001109 10 200 X 2 200 NEW ENGLAND ELECTRIC SYSTEM 644001109 52 1,000 X X 2 1,000 NORTHERN TRUST CORP 665859104 11 200 X 1 200 NORTHERN TRUST CORP 665859104 668 12,600 X X 1 11,000 1,600 NUVEEN PREMIUM INCOME MUNICIPAL FD 67062T100 138 11,590 X 1 11,590 NUVEEN MUNI BOND FND CL R 67065Q400 177 19,983 X 1 19,983 NUVEEN FLAGSHIP MUNI ALL-AM #503 67065Q855 283 24,618 X 1 24,618 ORACLE CORP 68389X105 115 1,030 X 1 1,030 ORACLE CORP 68389X105 61 543 X 2 543 ORACLE CORP 68389X105 28 250 X X 2 250 0 ---------- COLUMN TOTALS 4,783 109,729
17
1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 15 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHAR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- PENNICHUCK INC -NEW 708254206 1,116 33,939 X 1 33,939 PENNICHUCK INC -NEW 708254206 2,441 74,262 X X 1 57,137 17,125 PEOPLES HERITAGE FINL GROUP INC 711147108 6,770 449,456 X 1 430,114 19,342 PEOPLES HERITAGE FINL GROUP INC 711147108 5,423 360,018 X X 1 198,556 161,462 PEOPLES HERITAGE FINL GROUP INC 711147108 158 10,478 X 2 250 10,228 PEOPLES HERITAGE FINL GROUP INC 711147108 48 3,200 X X 2 3,200 PEPSICO 713448108 443 12,578 X 1 12,578 PEPSICO 713448108 531 15,050 X X 1 14,450 600 PEPSICO 713448108 85 2,400 X 2 2,400 PFIZER INC 717081103 6,585 203,002 X 1 197,282 2,400 3,320 PFIZER INC 717081103 1,484 45,763 X X 1 35,503 10,260 PFIZER INC 717081103 2,010 61,955 X 2 57,095 4,860 PFIZER INC 717081103 296 9,125 X X 2 8,975 100 50 PROCTER & GAMBLE CO 742718109 12,653 115,485 X 1 108,336 500 6,649 PROCTER & GAMBLE CO 742718109 4,242 38,722 X X 1 34,347 4,375 PROCTER & GAMBLE CO 742718109 2,347 21,419 X 2 20,379 1,040 PROCTER & GAMBLE CO 742718109 368 3,355 X X 2 3,300 30 25 PUTNAM MUN INCOME FD CL A 746919109 139 16,332 X 1 16,332 ROYAL DUTCH PETE CO NY REG SHS 1.25 780257804 331 5,460 X 1 5,460 ROYAL DUTCH PETE CO NY REG SHS 1.25 780257804 243 4,020 X X 1 3,620 400 ROYAL DUTCH PETE CO NY REG SHS 1.25 780257804 18 300 X 2 300 SBC COMMUNICATIONS INC 78387G103 10,879 223,158 X 1 205,563 17,595 SBC COMMUNICATIONS INC 78387G103 3,517 72,143 X X 1 61,025 11,118 SBC COMMUNICATIONS INC 78387G103 2,719 55,783 X 2 55,243 540 SBC COMMUNICATIONS INC 78387G103 278 5,695 X X 2 5,630 65 0 ---------- COLUMN TOTALS 65,124 1,843,098
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 16 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHAR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- SARA LEE CORP 803111103 327 14,800 X 1 14,800 SARA LEE CORP 803111103 285 12,940 X X 1 12,940 SARA LEE CORP 803111103 15 700 X 2 400 300 SARA LEE CORP 803111103 6 250 X X 2 250 SCHERING PLOUGH 806605101 4,426 104,445 X 1 97,415 7,030 SCHERING PLOUGH 806605101 1,026 24,215 X X 1 20,015 4,200 SCHERING PLOUGH 806605101 1,500 35,395 X 2 33,530 1,865 SCHERING PLOUGH 806605101 165 3,885 X X 2 3,850 35 SCHLUMBERGER LIMITED 806857108 65 1,154 X 1 1,154 SCHLUMBERGER LIMITED 806857108 57 1,010 X X 1 1,010 SCHLUMBERGER LIMITED 806857108 78 1,395 X 2 1,395 SCHLUMBERGER LIMITED 806857108 87 1,550 X X 2 1,550 SCUDDER MASSACHUSETTS TAX-FREE FD 811184308 223 16,602 X 1 16,602 SOLECTRON CORP 834182107 9,374 98,544 X 1 95,519 3,025 SOLECTRON CORP 834182107 2,191 23,030 X X 1 20,070 2,960 SOLECTRON CORP 834182107 1,370 14,406 X 2 13,991 415 SOLECTRON CORP 834182107 29 300 X X 2 300 SOUTH BROWARD TRUST I D 8367560A5 281 1 X 1 1 #50-1779443 (FLOR IDA LAND SPRINT CORP 852061100 54 800 X 1 800 SPRINT CORP 852061100 337 5,000 X X 1 5,000 SPRINT CORP 852061100 20 300 X 2 300 SPRINT CORP 852061100 186 2,756 X X 2 2,756 SPRINT CORP PCS COM SER 1 852061506 21 200 X 1 200 SPRINT CORP PCS COM SER 1 852061506 128 1,250 X X 1 1,250 SPRINT CORP PCS COM SER 1 852061506 112 1,089 X X 2 1,089 0 ---------- COLUMN TOTALS 22,363 366,017
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 17 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHAR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- STAPLES INC 855030102 3,552 171,198 X 1 149,113 22,085 STAPLES INC 855030102 1,040 50,103 X X 1 39,528 10,575 STAPLES INC 855030102 846 40,782 X 2 39,222 1,560 STAPLES INC 855030102 38 1,850 X X 2 1,750 100 STATE STREET CORP 857477103 269 3,687 X 1 3,687 STATE STREET CORP 857477103 132 1,810 X X 1 1,610 200 STATE STREET CORP 857477103 210 2,877 X 2 2,277 600 STATE STREET CORP 857477103 307 4,200 X X 2 4,200 STRYKER CORP 863667101 7,760 111,462 X 1 101,467 9,995 STRYKER CORP 863667101 1,414 20,310 X X 1 17,290 3,020 STRYKER CORP 863667101 42 600 X 2 600 SUN MICROSYSTEMS INC 866810104 159 2,050 X 1 2,050 SUN MICROSYSTEMS INC 866810104 186 2,400 X X 1 2,400 SUN MICROSYSTEMS INC 866810104 209 2,700 X 2 2,700 SUN MICROSYSTEMS INC 866810104 310 4,000 X X 2 4,000 SUNAMERICA US GOVT SECURITES FD CL B 866918501 96 11,531 X 2 11,531 SYSCO CORP 871829107 5,602 141,604 X 1 128,384 13,220 SYSCO CORP 871829107 893 22,566 X X 1 16,476 6,090 SYSCO CORP 871829107 740 18,710 X 2 17,510 1,200 SYSCO CORP 871829107 187 4,720 X X 2 4,720 TELLABS INC 879664100 3,904 60,815 X 1 53,625 7,190 TELLABS INC 879664100 525 8,180 X X 1 8,180 TELLABS INC 879664100 1,086 16,915 X 2 16,485 430 TELLABS INC 879664100 71 1,100 X X 2 1,100 TEXACO INC 881694103 146 2,680 X 1 2,680 0 ---------- COLUMN TOTALS 29,724 708,850
20
1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 18 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHAR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- TEXACO INC 881694103 137 2,531 X X 1 2,271 260 TEXACO INC 881694103 19 350 X 2 350 TRIBUNE CO NEW 896047107 2,734 49,645 X 1 47,570 2,075 TRIBUNE CO NEW 896047107 389 7,065 X X 1 7,065 TRIBUNE CO NEW 896047107 56 1,020 X 2 870 150 TYCO INTL LTD NEW 902124106 590 15,124 X 1 15,124 TYCO INTL LTD NEW 902124106 78 2,000 X X 1 2,000 TYCO INTL LTD NEW 902124106 103 2,649 X 2 2,649 UNION PACIFIC CORP 907818108 105 2,400 X 1 2,400 UNION PACIFIC CORP 907818108 159 3,630 X X 1 3,630 U S WEST INC NEW 91273H101 75 1,037 X 1 1,037 U S WEST INC NEW 91273H101 111 1,543 X X 1 1,543 U S WEST INC NEW 91273H101 100 1,394 X 2 1,394 UNITED TECHNOLOGIES 913017109 466 7,175 X 1 7,175 UNITED TECHNOLOGIES 913017109 271 4,164 X X 1 4,164 UNITED TECHNOLOGIES 913017109 26 400 X 2 400 UNITED TECHNOLOGIES 913017109 85 1,300 X X 2 1,300 VANGUARD MUNI BOND FUND 922907209 21 1,680 X 1 1,680 INTERMEDIATE TERM #42 INC PD VANGUARD MUNI BOND FUND 922907209 348 27,263 X X 1 23,143 4,120 INTERMEDIATE TERM #42 INC PD VANGUARD 500 INDEX FUND #40 922908108 10,368 76,489 X 1 70,273 6,216 VANGUARD 500 INDEX FUND #40 922908108 3,428 25,304 X X 1 25,198 106 VANGUARD 500 INDEX FUND #40 922908108 8,905 65,784 X 2 20,686 45,098 VANGUARD 500 INDEX FUND #40 922908108 122 898 X X 2 898 VODAFONE GROUP PLC SPONSORED 92857T107 388 7,840 X 1 7,840 ADR VODAFONE GROUP PLC SPONSORED 92857T107 157 3,170 X X 1 3,170 ADR 0 ---------- COLUMN TOTALS 29,241 311,855
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1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 19 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHAR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- VODAFONE GROUP PLC SPONSORED 92857T107 50 1,020 X 2 1,020 ADR VODAFONE GROUP PLC SPONSORED 92857T107 66 1,340 X X 2 1,340 ADR WALMART STORES INC 931142103 5,921 85,664 X 1 75,154 10,510 WALMART STORES INC 931142103 2,178 31,509 X X 1 29,859 1,650 WALMART STORES INC 931142103 1,562 22,600 X 2 22,020 580 WALMART STORES INC 931142103 162 2,340 X X 2 2,290 50 WALGREEN CO 931422109 534 18,261 X 1 17,186 1,075 WALGREEN CO 931422109 298 10,185 X X 1 10,185 WALGREEN CO 931422109 1,254 42,874 X 2 41,524 1,350 WALGREEN CO 931422109 89 3,050 X X 2 3,000 50 WARBURG PINCUS EMERGING GROWTH 933909103 175 3,506 X 1 3,506 FUND #005 WARBURG PINCUS EMERGING GROWTH 933909103 448 8,975 X X 1 4,407 4,568 FUND #005 WARBURG PINCUS EMERGING GROWTH 933909103 2,532 50,767 X 2 50,513 254 FUND #005 WARNER LAMBERT 934488107 668 8,156 X 1 8,156 WARNER LAMBERT 934488107 1,695 20,685 X X 1 20,685 WARNER LAMBERT 934488107 8 100 X 2 100 WELLS FARGO & COMPANY NEW 949746101 1,162 28,740 X 1 28,590 150 WELLS FARGO & COMPANY NEW 949746101 573 14,180 X X 1 12,550 1,630 WELLS FARGO & COMPANY NEW 949746101 1,691 41,810 X 2 40,190 1,620 WELLS FARGO & COMPANY NEW 949746101 151 3,740 X X 2 3,580 100 60 WESTAFF INC 957070105 751 90,979 X X 1 90,979 WEYERHAEUSER CO 962166104 215 3,000 X 1 3,000 WEYERHAEUSER CO 962166104 19 262 X X 1 262 THE WILLIAMS COMPANIES 969457100 197 6,447 X 1 6,447 THE WILLIAMS COMPANIES 969457100 31 1,000 X X 1 1,000 0 ---------- COLUMN TOTALS 22,430 501,190
22
1REPORT PTR285 1H SECURITIES AND EXCHANGE COMMISSION FORM 13-F 12/31/99 PAGE 20 0- - - - - - ITEM 1 AND 2 - - -- - - - ITEM 3 - - - ITEM 4 - --ITEM 5#NAME?6- - --ITEM 7-#NAME? ITEM 8- - - - - - MARKET SHARES INVESTMENT DISCRETION VOTING AUTHORITY VALUE OR SOLE SHAR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (IN THOUSANDS) PRINCIPAL (A) (B) (C) MANAGER (A) (B) (C) - ------------------------- ----- -------------- --------- --- --- --- ------- --- --- --- XEROX CORP 984121103 90 3,980 X 1 3,980 XEROX CORP 984121103 201 8,850 X X 1 8,850 XEROX CORP 984121103 9 400 X X 2 400 0 ---------- COLUMN TOTALS 300 13230 ===================== 0 FINAL TOTALS 731,744 18,394,393 =====================
23 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 1/8/00 AS OF 12/31/99 PAGE 1 SEC USE ONLY ______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE INSTR OTHER A. COMMON STOCK V COMMON STOCK ------------ AMERICAN ELC PWR INC 025537101 205 6372 X 6372 0 0 AMERICAN HOME PRODS CORP 026609107 38 960 X 960 0 0 AMERICAN HOME PRODS CORP 026609107 1835 46760 X 42760 0 4000 AMERICAN INTL GROUP INC 026874107 228 2108 X 2108 0 0 AMERICAN INTL GROUP INC 026874107 4967 45943 X 45672 0 271 AT&T CORP COM 001957109 81 1587 X 1587 0 0 AT&T CORP COM 001957109 1506 29632 X 29332 0 300 AUTOMATIC DATA PROCESSING INC 053015103 265 4912 X 4912 0 0 AUTOMATIC DATA PROCESSING INC 053015103 4437 82364 X 81172 0 1192 BELL ATLANTIC CORP. 077853109 2174 35318 X 33168 0 2150 BELLSOUTH CORP 079860102 100 2147 X 2147 0 0 BELLSOUTH CORP 079860102 3082 65832 X 65832 0 0 BRISTOL-MYERS SQUIBB CO 110122108 26 400 X 400 0 0 BRISTOL-MYERS SQUIBB CO 110122108 2547 39687 X 35887 0 3800 CHEVRON CORP 166751107 779 8993 X 8293 0 700 CISCO SYSTEMS 17275R102 214 1993 X 1993 0 0 CISCO SYSTEMS 17275R102 3862 36050 X 35880 0 170 CITICORP INC COM 172967101 319 5732 X 4982 750 0 COCA COLA CO 191216100 128 2200 X 2200 0 0 COCA COLA CO 191216100 2012 34534 X 28934 0 5600 COLGATE PALMOLIVE CO 194162103 1043 16047 X 16047 0 0 DU PONT E I DE NEMOURS & CO 263534109 748 11350 X 11350 0 0 EASTMAN KODAK CO 277461109 70 1062 X 1062 0 0 EASTMAN KODAK CO 277461109 303 4573 X 4066 0 507 EXXON CORP COM 302290101 681 8458 X 8458 0 0 EXXON CORP COM 302290101 13414 166504 X 161093 0 5411 FEDERAL NATL MTG ASSN 313586109 185 2963 X 2963 0 0 FEDERAL NATL MTG ASSN 313586109 3278 52496 X 52236 0 260 FLEET BOSTON FINANCIAL CORP 339030108 138 3964 X 3964 0 0 FLEET BOSTON FINANCIAL CORP 339030108 199 5731 X 5731 0 0 FORTUNE BRANDS INC 349631101 607 18360 X 17360 0 1000 G T E CROP 362320103 893 12660 X 11560 0 1100 GENERAL ELEC CO 369604103 808 5223 X 5223 0 0 GENERAL ELEC CO 369604103 14804 95665 X 94989 0 676 HERSHEY FOODS CORP 427866108 302 6367 X 6367 0 0 HOME DEPOT INC 437076102 355 5168 X 5168 0 0 HOME DEPOT INC 437076102 4806 69909 X 69594 0 315 ILLINOIS TOOL WKS INC 452308109 158 2333 X 2333 0 0 ILLINOIS TOOL WKS INC 452308109 2510 37145 X 36901 0 244 INTEL CORP 458140100 312 3794 X 3794 0 0 INTEL CORP 458140100 6182 75102 X 75102 0 0 INTERNATIONAL BUSINESS MACHS 459200101 22 200 X 200 0 0 INTERNATIONAL BUSINESS MACHS 459200101 3672 34038 X 32978 0 1060 JOHNSON & JOHNSON 478160104 200 2140 X 2140 0 0 JOHNSON & JOHNSON 478160104 4362 46774 X 46559 0 215 KIMCO RLTY CORP 49446R109 415 12250 X 12250 0 0 LEGETT & PLATT INC 524660107 385 17946 X 17946 0 0 LUCENT TECHNOLOGIES INC 549463107 354 4719 X 4719 0 0 LUCENT TECHNOLOGIES INC 549463107 8338 111167 X 109729 0 1438 MBNA CORP COM 55262L100 5 177 X 177 0 0 MBNA CORP COM 55262L100 1745 64038 X 64038 0 0 MEDTRONIC INC 585055106 196 5372 X 5372 0 0 MEDTRONIC INC 585055106 3543 97234 X 96716 0 518 MERCK & CO INC 589331107 331 4932 X 4932 0 0 MERCK & CO INC 589331107 4227 62914 X 62914 0 0 MICROSOFT CORP. 594948104 297 2540 X 2540 0 0 MICROSOFT CORP. 594918104 7019 60125 X 59927 0 198 --------------------------------------------- ------------------------------ SUBTOTAL 115712 1584964 1553089 750 31125
24 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 1/8/00 AS OF 12/31/99 PAGE 2 SEC USE ONLY ______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE INSTR OTHER A. COMMON STOCK V COMMON STOCK ------------ MINNESOTA MNG & MFG CO 604059105 1110 11346 X 11346 0 0 MORGAN STANLEY DEAN WITTER & CO. 607059102 243 1704 X 1704 0 0 NEW ENGLAND ELEC SYS 644001109 21 400 X 400 0 0 NEW ENGLAND ELEC SYS 644001109 253 4881 X 4881 0 0 PEOPLES HERITAGE FINL GROUP INC 711147108 3054 202743 X 158680 0 44063 PEPSICO INC 713448108 175 4955 X 4955 0 0 PEPSICO INC 713448108 2239 63515 X 63110 0 405 PFIZER INC 717081103 180 5564 X 5564 0 0 PFIZER INC 717081103 5321 164040 X 163494 0 546 PROCTOR & GAMBLE CO 742718109 233 2126 X 2126 0 0 PROCTOR & GAMBLE CO 742718109 6851 62527 X 62527 0 0 SBC COMMUNICATIONS INC. 78387G103 273 5610 X 5610 0 0 SBC COMMUNICATIONS INC. 78387G103 1139 23373 X 23373 0 0 SCHERING PLOUGH CORP 806605101 259 6120 X 6120 0 0 SCHLUMBERGER LIMITED 806857108 222 3960 X 3960 0 0 STAPLES INC 855030102 44 2097 X 2097 0 0 STAPLES INC 855030102 1644 79240 X 79240 0 0 STATE STR CORP 857477103 179 2455 X 2455 0 0 STATE STR CORP 857477103 3709 50760 X 50760 0 0 TELLABS 879664100 152 2367 X 2367 0 0 TELLABS 879664100 2142 33370 X 33255 115 0 TEXAS INSTRS INC 882508104 475 4920 X 4920 0 0 WAL-MART STORES INC 931142103 55 800 X 800 0 0 WAL-MART STORES INC 931142103 145 2100 X 2100 0 0 WARNER LAMBERT CO 934488107 484 5904 X 5904 0 0 WEYERHAUEUSER CO 862166104 346 4821 X 4821 0 0 SUBTOTAL FOR THIS PAGE 30948 751698 706569 115 45014 --------------------------------------------------- ---------------------------- SUBTOTAL FOR COMMON STOCK 146660 2336662 2259658 865 76139
25 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 1/8/00 AS OF 12/31/99 PAGE 3 SEC USE ONLY _______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE INSTR OTHER A. COMMON STOCK V INTERNATIONAL COMMON STOCK -------------------------- BP AMOCO P L C SPNSR ADR 055622104 388 6546 X 6546 0 0 VODAFONE AIRTOUCH PLC 92857T107 232 4675 X 4675 0 0 ---------------------------------------- -------------------- SUBTOTALS FOR INTERNATIONAL COMMON STOCK 620 11221 11221 0
26 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 1/8/00 AS OF 12/31/99 PAGE 4 *SUMMARY PAGE FOR A. COMMON STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) - ---------------- ------ ----- ----------- ---- -------------------- 29 COMMON STOCK 146660 2336662 2259658 865 76139 30 INTERNATIONAL COMMON STOCK 620 11221 11221 0 -------------------------------------- ---------------------------- * SUBTOTALS * 147280 2347883 2270879 865 76139
27 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 1/8/00 AS OF 12/31/99 PAGE 5 *SUMMARY PAGE FOR B. PREFERRED STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) - ---------------- ------ ----- ----------- ---- --------------------
** NONE ** 28 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 1/8/00 AS OF 12/31/99 PAGE 6 *SUMMARY PAGE FOR C. OTHER *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) - ---------------- ------ ----- ----------- ---- --------------------
** NONE ** 29 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: FAMILY BANK ON 1/8/00 AS OF 12/31/99 PAGE 7 **SUMMARY PAGE FOR: FAMILYBANK **
CATEGORY MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) - -------- ------ ----- ----------- ---- -------------------- A. COMMON STOCK 147280 2347883 2270879 865 76139 --------------------- -------------------------- **GRAND TOTALS** 147280 2347883 2270879 865 76139
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