-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CfFLp2SZDRT4nJftEPu7o0QmIbmHNBIdmOX2nse+hP3hjW6bZRR80B66WcBQvHAW tlQl8rGz/gzFtUeaQTNRWA== 0000950135-97-001733.txt : 19970409 0000950135-97-001733.hdr.sgml : 19970409 ACCESSION NUMBER: 0000950135-97-001733 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19970408 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 19970408 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLES HERITAGE FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000829750 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010137770 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-16947 FILM NUMBER: 97576519 BUSINESS ADDRESS: STREET 1: ONE PORTLAND SQ STREET 2: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112 BUSINESS PHONE: 2077618500 MAIL ADDRESS: STREET 1: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112-9540 8-K 1 PEOPLES HERITAGE FINANCIAL GROUP, INC. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 8, 1997 - -------------------------------------------------------------------------------- (Date of earliest event reported) Peoples Heritage Financial Group, Inc. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Maine 0-16947 01-0437984 - -------------------------------------------------------------------------------- (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) P.O. Box 9540, One Portland Square, Portland, Maine 04112-9540 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (207) 761-8500 - -------------------------------------------------------------------------------- (Registrant's telephone number, including area code) Not Applicable - -------------------------------------------------------------------------------- (Former name, former address and former fiscal year, if changed since last report) 2 ITEM 5. OTHER EVENTS ------------ On April 8, 1997, Peoples Heritage Financial Group, Inc. issued the press release which is included as Exhibit 99(a) hereto. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS ------------------------------------------------------------------ (a) Not applicable. (b) Not applicable. (c) The following exhibits are included with this Report: Exhibit 99(a) Press Release, dated April 8, 1997 2 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. PEOPLES HERITAGE FINANCIAL GROUP, INC. By: /s/ Carol L. Mitchell ------------------------------------ Name: Carol L. Mitchell Title: Executive Vice President, General Counsel and Secretary Date: April 8, 1997 3 EX-99.(A) 2 PRESS RELEASE 1 Exhibit 99(A) PEOPLES HERITAGE FINANCIAL GROUP, INC. NEWS RELEASE For Immediate Release For Further Information, Contact Brian Arsenault, Corporate Communications Officer (207) 761-8517 Peoples Heritage Announces Exchange Offer for its 9.06% Capital Securities Portland, Maine, April 8, 1997 -- Peoples Heritage Financial Group, Inc. (NASDAQ:PHBK) announced today the commencement of an offer by Peoples Heritage Capital Trust I, a subsidiary of the Company, to exchange its $100 million restricted 9.06% Capital Securities for a like amount of its registered 9.06% Capital Securities. The exchange offer is being conducted in accordance with the terms of the initial issuance of the Capital Securities on January 31, 1997, and is being made upon the terms and conditions set forth in a Prospectus and in a related Letter of Transmittal which are being provided to holders of record for the Capital Securities. The exchange offer is not conditioned on any amount of capital securities being exchanged. The exchange offer is scheduled to expire at 5:00 p.m., Eastern Time, on May 8, 1997, unless extended. 4 -----END PRIVACY-ENHANCED MESSAGE-----