-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wf+rtSjC+ddwt+AviDS8762t3qSC7tVn4IvebNfWfDVDx0qa1Y+ROyli3CeDIX1t T4x0tILFlw++ObSDWjk6iA== 0000950133-02-002898.txt : 20020813 0000950133-02-002898.hdr.sgml : 20020813 20020813160921 ACCESSION NUMBER: 0000950133-02-002898 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANKNORTH GROUP INC/ME CENTRAL INDEX KEY: 0000829750 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010437984 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-16947 FILM NUMBER: 02729829 BUSINESS ADDRESS: STREET 1: ONE PORTLAND SQ STREET 2: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112 BUSINESS PHONE: 2077618500 MAIL ADDRESS: STREET 1: P O BOX 9540 CITY: PORTLAND STATE: ME ZIP: 04112-9540 FORMER COMPANY: FORMER CONFORMED NAME: PEOPLES HERITAGE FINANCIAL GROUP INC DATE OF NAME CHANGE: 19920703 8-K 1 w63074ae8vk.txt FORM 8-K FOR BANKNORTH GROUP, INC. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 13, 2002 - -------------------------------------------------------------------------------- (Date of earliest event reported) Banknorth Group, Inc. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter)
Maine 0-16947 01-0437984 - -------------------------------------------------------------------------------- (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.)
P.O. Box 9540, Two Portland Square, Portland, Maine 04112-9540 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (207) 761-8500 - -------------------------------------------------------------------------------- (Registrant's telephone number, including area code) Not Applicable - -------------------------------------------------------------------------------- (Former name, former address and former fiscal year, if changed since last report) ITEM 9. REGULATION FD DISCLOSURE. On August 13, 2002, the Chief Executive Officer and the Chief Financial Officer of Banknorth Group, Inc. filed sworn statements with the Securities and Exchange Commission ("SEC") in accordance with the SEC's Order No. 4-460, dated June 27, 2002, and pursuant to Section 21(a)(1) of the Securities and Exchange Act of 1934. A copy of each sworn statement is attached hereto as Exhibits 99.1 and 99.2. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. BANKNORTH GROUP, INC. Date: August 13, 2002 By: /s/ William J. Ryan ------------------------------------ Name: William J. Ryan Title: Chairman, President and Chief Executive Officer EXHIBIT INDEX Exhibit 99.1 Statement under oath of Principal Executive Officer, dated August 13, 2002 Exhibit 99.2 Statement under oath of Principal Financial Officer, dated August 13, 2002
EX-99.1 3 w63074aexv99w1.txt STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE EXHIBIT 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, William J. Ryan, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Banknorth Group, Inc. (the "Company") and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K filed by the Company for the year ended December 31, 2001; - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of the Company filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/ William J. Ryan Subscribed and sworn to - ------------------- before me this 13th day of William J. Ryan August 2002. August 13, 2002 /s/ Karen E. Darling --------------------------------------- Karen E. Darling Notary Public My commission expires: 12/28/08 EX-99.2 4 w63074aexv99w2.txt STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL EXHIBIT 99.2 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Peter J. Verrill, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Banknorth Group, Inc. (the "Company") and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K filed by the Company for the year ended December 31, 2001; - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of the Company filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/ Peter J. Verrill Subscribed and sworn to - -------------------- before me this 13th day of Peter J. Verrill August 2002. August 13, 2002 /s/ Karen E. Darling --------------------------------------- Karen E. Darling Notary Public My commission expires: 12/28/08 -----END PRIVACY-ENHANCED MESSAGE-----