-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SK2ZvR13V+aMfFy3Q7anmM+09DcCVEdcZku7gUH/ua+uAMsymXR2Kjm6kWAJNs+K rtAZqJpr9Oq2OcOck/khqw== 0001225208-10-020905.txt : 20100915 0001225208-10-020905.hdr.sgml : 20100915 20100915190236 ACCESSION NUMBER: 0001225208-10-020905 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100913 FILED AS OF DATE: 20100915 DATE AS OF CHANGE: 20100915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTZ HOWARD D CENTRAL INDEX KEY: 0000901737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 101074753 MAIL ADDRESS: STREET 1: 2401 UTAH AVE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 doc4.xml X0303 4 2010-09-13 0000829224 STARBUCKS CORP SBUX 0000901737 SCHULTZ HOWARD D 2401 UTAH AVENUE S., SUITE 800 SEATTLE WA 98134 1 1 chairman, president and ceo Common Stock 2009-12-30 5 G 0 180000.0000 0.0000 D 19120003.0000 D Common Stock 2010-01-15 5 G 0 2500000.0000 0.0000 D 14120003.0000 D Common Stock 2010-09-13 4 M 0 400000.0000 10.0938 A 14520003.0000 D Common Stock 2010-09-13 4 S 0 400000.0000 25.8069 D 14120003.0000 D Common Stock 2010-09-14 4 M 0 730000.0000 10.0938 A 14850003.0000 D Common Stock 2010-09-14 4 S 0 730000.0000 25.7677 D 14120003.0000 D Common Stock 2010-09-15 4 M 0 450000.0000 10.0938 A 14570003.0000 D Common Stock 2010-09-15 4 S 0 450000.0000 25.6346 D 14120003.0000 D Common Stock 2010-01-15 5 G 0 2500000.0000 0.0000 A 2500000.0000 I By Spouse Common Stock 2500000.0000 I By GRAT Stock Option (Right to Buy) 10.0938 2010-09-13 4 M 0 400000.0000 0.0000 D 2010-10-02 Common Stock 400000.0000 1180000.0000 D Stock Option (Right to Buy) 10.0938 2010-09-14 4 M 0 730000.0000 0.0000 D 2010-10-02 Common Stock 730000.0000 450000.0000 D Stock Option (Right to Buy) 10.0938 2010-09-15 4 M 0 450000.0000 0.0000 D 2010-10-02 Common Stock 450000.0000 0.0000 D The reporting person has no pecuniary interest in 124,144 shares previously reported as indirectly beneficially owned by the Family Foundation and therefore will no longer report these shares on his Section 16 filings. In addition to the gift, total reflects the contribution of 2,500,000 shares that were previously directly owned by the reporting person to a grantor retained annuity trust for which the reporting person is the sole trustee and sole beneficiary. Weighted average price; prices ranged from $25.74 to $25.88. The reporting person will provide, upon request, to the issuer, any security holder of the issuer, or the SEC staff, information regarding the number of shares sold at each separate price. Weighted average price; prices ranged from $25.60 to $25.84. The reporting person will provide, upon request, to the issuer, any security holder of the issuer, or the SEC staff, information regarding the number of shares sold at each separate price. Weighted average price; prices ranged from $25.51 to $25.71. The reporting person will provide, upon request, to the issuer, any security holder of the issuer, or the SEC staff, information regarding the number of shares sold at each separate price. Options became exercisable in increments of 526,668 shares on each of October 2, 2001 and October 2, 2002 and in an increment of 526,664 on October 2, 2003; the option would have expired on October 2, 2010. /s/ Sarah Mock, Attorney-in-Fact 2010-09-15 -----END PRIVACY-ENHANCED MESSAGE-----