0001127602-21-012419.txt : 20210331 0001127602-21-012419.hdr.sgml : 20210331 20210331162647 ACCESSION NUMBER: 0001127602-21-012419 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210203 FILED AS OF DATE: 20210331 DATE AS OF CHANGE: 20210331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gonzalez Rachel A CENTRAL INDEX KEY: 0001561935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 21793743 MAIL ADDRESS: STREET 1: 3150 SABRE DRIVE CITY: SOUTHLAKE STATE: TX ZIP: 76092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-02-03 0000829224 STARBUCKS CORP SBUX 0001561935 Gonzalez Rachel A 2401 UTAH AVENUE SOUTH SUITE 800 SEATTLE WA 98134 1 evp, general counsel Common Stock 2021-02-03 5 G 0 E 1000 0 D 78904.893 D Common Stock 2021-03-29 4 M 0 82894 56.64 A 162040.056 D Common Stock 2021-03-29 4 S 0 82894 109.505 D 79146.056 D Non-qualified Stock Option (Right to Buy) 56.64 2021-03-29 4 M 0 82894 0 D 2028-05-15 Common Stock 82894 82894 D The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2021. Includes 520.002 accrued dividend equivalents on unvested restricted stock units. This transaction was executed in multiple trades at prices ranging from $109.01 to $110. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option, representing the right to buy a total of 165,788 shares, became exercisable in two equal increments of 41,447 each on May 15, 2019 and May 15, 2020 and becomes exercisable in two equal increments of 41,447 each on May 15, 2021 and May 15, 2022. /s/ Jenn X. Hu, attorney-in-fact for Rachel A. Gonzalez 2021-03-31