0001127602-20-029512.txt : 20201118
0001127602-20-029512.hdr.sgml : 20201118
20201118210338
ACCESSION NUMBER: 0001127602-20-029512
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201116
FILED AS OF DATE: 20201118
DATE AS OF CHANGE: 20201118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON KEVIN R
CENTRAL INDEX KEY: 0001193107
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 201326897
MAIL ADDRESS:
STREET 1: JUNIPER NETWORKS, INC.
STREET 2: 1194 N. MATHILDA AVE.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0927
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-11-16
0000829224
STARBUCKS CORP
SBUX
0001193107
JOHNSON KEVIN R
2401 UTAH AVENUE SOUTH, SUITE 800
SEATTLE
WA
98134
1
1
president and ceo
Common Stock
2020-11-16
4
F
0
7421
97.78
D
344500.144
D
Common Stock
2020-11-17
4
M
0
107764
56.10
A
452264.144
D
Common Stock
2020-11-17
4
S
0
107764
98.4273
D
344500.144
D
Non-qualified Stock Option (Right to Buy)
56.10
2020-11-17
4
M
0
107764
0
D
2026-11-21
Common Stock
107764
122343
D
Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.
This amount includes additional shares reported in the Form 4A amending the report originally filed on November 13, 2020.
The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020.
This transaction was executed in multiple trades at prices ranging from $98.00 to $98.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The option, representing the right to buy a total of 445,633 shares, became exercisable in one increment of 111,409 shares on November 21, 2017 and two increments of 111,408 shares each on November 21, 2018 and November 21, 2019 and becomes exercisable in one increment of 111,408 shares on November 21, 2020.
/s/ Jenn X. Hu, attorney-in-fact for Kevin R. Johnson
2020-11-18