0001127602-20-029512.txt : 20201118 0001127602-20-029512.hdr.sgml : 20201118 20201118210338 ACCESSION NUMBER: 0001127602-20-029512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201116 FILED AS OF DATE: 20201118 DATE AS OF CHANGE: 20201118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON KEVIN R CENTRAL INDEX KEY: 0001193107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 201326897 MAIL ADDRESS: STREET 1: JUNIPER NETWORKS, INC. STREET 2: 1194 N. MATHILDA AVE. CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-11-16 0000829224 STARBUCKS CORP SBUX 0001193107 JOHNSON KEVIN R 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE WA 98134 1 1 president and ceo Common Stock 2020-11-16 4 F 0 7421 97.78 D 344500.144 D Common Stock 2020-11-17 4 M 0 107764 56.10 A 452264.144 D Common Stock 2020-11-17 4 S 0 107764 98.4273 D 344500.144 D Non-qualified Stock Option (Right to Buy) 56.10 2020-11-17 4 M 0 107764 0 D 2026-11-21 Common Stock 107764 122343 D Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. This amount includes additional shares reported in the Form 4A amending the report originally filed on November 13, 2020. The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020. This transaction was executed in multiple trades at prices ranging from $98.00 to $98.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option, representing the right to buy a total of 445,633 shares, became exercisable in one increment of 111,409 shares on November 21, 2017 and two increments of 111,408 shares each on November 21, 2018 and November 21, 2019 and becomes exercisable in one increment of 111,408 shares on November 21, 2020. /s/ Jenn X. Hu, attorney-in-fact for Kevin R. Johnson 2020-11-18