0001127602-19-035259.txt : 20191217
0001127602-19-035259.hdr.sgml : 20191217
20191217181407
ACCESSION NUMBER: 0001127602-19-035259
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191213
FILED AS OF DATE: 20191217
DATE AS OF CHANGE: 20191217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Helm Lucy Lee
CENTRAL INDEX KEY: 0001546165
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 191290815
MAIL ADDRESS:
STREET 1: 2401 UTAH AVE S
STREET 2: #800
CITY: SEATTLE
STATE: WA
ZIP: 98134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0929
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-12-13
0000829224
STARBUCKS CORP
SBUX
0001546165
Helm Lucy Lee
2401 UTAH AVENUE SOUTH
SUITE 800
SEATTLE
WA
98134
1
evp, chief partner officer
Common Stock
2019-12-13
4
M
0
13982
24.87
A
128315.268
D
Common Stock
2019-12-13
4
M
0
5000
40.495
A
133315.268
D
Common Stock
2019-12-13
4
S
0
18982
88.4932
D
114333.268
D
Non-qualified Stock Option (Right to Buy)
24.87
2019-12-13
4
M
0
13982
0
D
2022-11-19
Common Stock
13982
0
D
Non-qualified Stock Option (Right to Buy)
40.495
2019-12-13
4
M
0
5000
0
D
2023-11-11
Common Stock
5000
69030
D
Includes 114.263 accrued dividend equivalents on unvested time-based restricted stock units.
This transaction was executed in multiple trades at prices ranging from $88.471 to $88.515. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The option, representing a right to buy a total of 78,982 shares, became exercisable in three increments of 19,746 shares each on November 19, 2013, November 19, 2014 and November 19, 2015, and one increment of 19,744 shares on November 19, 2016.
The option, representing the right to buy a total of 129,554 shares, became exercisable in one increment of 32,390 shares on November 11, 2014, and three increments of 32,388 shares each on November 11, 2015, November 11, 2016 and November 11, 2017.
/s/ Sophie Hager Hume, attorney-in-fact for Lucy Lee Helm
2019-12-17