0001127602-19-035259.txt : 20191217 0001127602-19-035259.hdr.sgml : 20191217 20191217181407 ACCESSION NUMBER: 0001127602-19-035259 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191213 FILED AS OF DATE: 20191217 DATE AS OF CHANGE: 20191217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Helm Lucy Lee CENTRAL INDEX KEY: 0001546165 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 191290815 MAIL ADDRESS: STREET 1: 2401 UTAH AVE S STREET 2: #800 CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-12-13 0000829224 STARBUCKS CORP SBUX 0001546165 Helm Lucy Lee 2401 UTAH AVENUE SOUTH SUITE 800 SEATTLE WA 98134 1 evp, chief partner officer Common Stock 2019-12-13 4 M 0 13982 24.87 A 128315.268 D Common Stock 2019-12-13 4 M 0 5000 40.495 A 133315.268 D Common Stock 2019-12-13 4 S 0 18982 88.4932 D 114333.268 D Non-qualified Stock Option (Right to Buy) 24.87 2019-12-13 4 M 0 13982 0 D 2022-11-19 Common Stock 13982 0 D Non-qualified Stock Option (Right to Buy) 40.495 2019-12-13 4 M 0 5000 0 D 2023-11-11 Common Stock 5000 69030 D Includes 114.263 accrued dividend equivalents on unvested time-based restricted stock units. This transaction was executed in multiple trades at prices ranging from $88.471 to $88.515. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option, representing a right to buy a total of 78,982 shares, became exercisable in three increments of 19,746 shares each on November 19, 2013, November 19, 2014 and November 19, 2015, and one increment of 19,744 shares on November 19, 2016. The option, representing the right to buy a total of 129,554 shares, became exercisable in one increment of 32,390 shares on November 11, 2014, and three increments of 32,388 shares each on November 11, 2015, November 11, 2016 and November 11, 2017. /s/ Sophie Hager Hume, attorney-in-fact for Lucy Lee Helm 2019-12-17