0001127602-18-033524.txt : 20181116 0001127602-18-033524.hdr.sgml : 20181116 20181116192515 ACCESSION NUMBER: 0001127602-18-033524 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181113 FILED AS OF DATE: 20181116 DATE AS OF CHANGE: 20181116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Helm Lucy Lee CENTRAL INDEX KEY: 0001546165 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 181191023 MAIL ADDRESS: STREET 1: 2401 UTAH AVE S STREET 2: #800 CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2018-11-13 0 0000829224 STARBUCKS CORP SBUX 0001546165 Helm Lucy Lee 2401 UTAH AVENUE SOUTH SUITE 800 SEATTLE WA 98134 1 evp, chief partner officer Common Stock 106968 D Non-qualified Stock Option (Right to Buy) 56.70 2027-11-15 Common Stock 120634 D Non-qualified Stock Option (Right to Buy) 60.68 2025-11-16 Common Stock 63384 D Non-qualified Stock Option (Right to Buy) 56.10 2026-11-21 Common Stock 93817 D Non-qualified Stock Option (Right to Buy) 24.87 2022-11-19 Common Stock 23982 D Non-qualified Stock Option (Right to Buy) 40.495 2023-11-11 Common Stock 74030 D Non-qualified Stock Option (Right to Buy) 38.915 2024-11-17 Common Stock 71844 D Includes Restricted Stock Units ("RSU") which were granted and vest as follows: (a) 10,160 RSUs granted on July 16, 2014 and vest on July 16, 2019; and (b) 4,820 RSUs granted on November 16, 2015 and vest on November 16, 2018. The option, representing the right to buy a total of 120,634 shares, became exercisable in one increment of 30,159 shares on November 15, 2018 and becomes exercisable in one increment of 30,159 shares November 15, 2019, and two increments of 30,158 shares each on November 15, 2020 and November 15, 2021. The option, representing the right to buy a total of 63,384 shares, became exercisable in three increments of 15,846 shares each on November 16, 2016, November 16, 2017, November 16, 2018, and becomes exercisable in one increment of 15,846 shares on November 16, 2019. The option, representing the right to buy a total of 93,817 shares, became exercisable in one increment of 23,455 shares on November 21, 2017, and becomes exercisable in three increments of 23,454 shares each on November 21, 2018, November 21, 2019 and November 21, 2020. The option, representing the right to buy a total of 78,982 shares, became exercisable in three increments of 19,746 shares each on November 19, 2013, November 19, 2014 and November 19, 2015, and one increment of 19,744 shares on November 19, 2016. The option, representing the right to buy a total of 74,030 shares, became exercisable in three increments of 18,508 shares each on November 11, 2014, November 11, 2015 and November 11, 2016, and one increment of 18,506 shares on November 11, 2017. The option, representing the right to buy a total of 71,844 shares, became exercisable in two increments of 17,962 shares each on November 17, 2015 and November 17, 2016, one increment of 17,960 shares on November 17, 2017 and becomes exercisable in one increment of 17,960 shares on November 17, 2018. Exhibit 24: Power of Attorney attached to this report, /s/ Joshua M. Westerman, attorney-in-fact for Lucy Lee Helm 2018-11-16 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY FOR EXECUTING FORMS 3, 4, AND 5 The undersigned hereby constitutes and appoints Rachel A. Gonzalez Sophie Hager Hume, Alejandro C. Torres and Joshua M. Westerman or any of them, as his or her true and lawful attorney-in-fact to: 1. prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; 2. execute for and on behalf of the undersigned Initial Statements of Beneficial Ownership of Securities on Form 3, Statements of Change of Beneficial Ownership of Securities on Form 4 and Annual Statements of Beneficial Ownership of Securities on Form 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder; 3. do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and the timely filing of such form with the SEC and any required stock exchange, stock market or similar authority; and 4. take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of or legally required by the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and power herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming nor is Starbucks Corporation assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder. This Power of Attorney shall supersede and revoke any Power of Attorney previously executed with respect to executing Forms 3, 4 and 5 and shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5, unless earlier revoked in writing delivered to the general counsel of Starbucks Corporation. Dated this 13th day of November, 2018. /s/ Lucy Lee Helm Name Printed Lucy Lee Helm