0001127602-17-034271.txt : 20171208 0001127602-17-034271.hdr.sgml : 20171208 20171208204757 ACCESSION NUMBER: 0001127602-17-034271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171206 FILED AS OF DATE: 20171208 DATE AS OF CHANGE: 20171208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ramo Joshua Cooper CENTRAL INDEX KEY: 0001519406 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 171248216 MAIL ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-12-06 0000829224 STARBUCKS CORP SBUX 0001519406 Ramo Joshua Cooper 2401 UTAH AVE S, SUITE 800 SEATTLE WA 98134 1 Common Stock 2017-12-06 4 M 0 30000 18.15 A 61864 D Common Stock 2017-12-06 4 S 0 30000 59.6912 D 31864 D Common Stock 2017-12-07 4 M 0 30000 18.15 A 61864 D Common Stock 2017-12-07 4 S 0 30000 59.1654 D 31864 D Non-qualified Stock Option (Right to Buy) 18.15 2017-12-06 4 M 0 30000 0 D 2021-05-03 Common Stock 30000 30000 D Non-qualified Stock Option (Right to Buy) 18.15 2017-12-07 4 M 0 30000 0 D 2021-05-03 Common Stock 30000 0 D Includes 109 deferred stock units acquired on December 1, 2017, representing dividends on deferred stock units pursuant to a dividend reinvestment plan. This transaction was executed in multiple trades at prices ranging from $59.62 to $59.765. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $59.12 to $59.195. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The options, representing the right to buy a total of 60,000 shares, became exercisable in three increments of 20,000 shares each on May 3, 2012, May 3, 2013 and May 3, 2014. Exercise price and number of share/option awards have been adjusted to reflect the issuer's 2-for-1 stock split effective April 9, 2015. /s/ Alejando C. Torres, attorney-in-fact for Joshua Cooper Ramo 2017-12-08