0001127602-17-025377.txt : 20170809 0001127602-17-025377.hdr.sgml : 20170809 20170809214353 ACCESSION NUMBER: 0001127602-17-025377 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170801 FILED AS OF DATE: 20170809 DATE AS OF CHANGE: 20170809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mutty Paul CENTRAL INDEX KEY: 0001713640 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 171019517 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH STREET 2: #800 CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2017-08-01 0 0000829224 STARBUCKS CORP SBUX 0001713640 Mutty Paul 2401 UTAH AVENUE SOUTH SUITE 800 SEATTLE WA 98134 1 svp, deputy general counsel Common Stock 8831 D Non-qualified Stock Option (Right to Buy) 15.39 2020-11-15 Common Stock 7317 D Non-qualified Stock Option (Right to Buy) 19.90 2021-07-15 Common Stock 20018 D Non-qualified Stock Option (Right to Buy) 21.82 2021-11-14 Common Stock 14322 D Non-qualified Stock Option (Right to Buy) 24.87 2022-11-19 Common Stock 17950 D Non-qualified Stock Option (Right to Buy) 40.495 2023-11-11 Common Stock 10576 D Non-qualified Stock Option (Right to Buy) 38.915 2024-11-17 Common Stock 10264 D Non-qualified Stock Option (Right to Buy) 60.68 2025-11-16 Common Stock 10564 D Non-qualified Stock Option (Right to Buy) 56.10 2026-11-21 Common Stock 9382 D Includes Restricted Stock Units ("RSU") which were granted and vest as follows: (a) 2,358 RSUs granted on October 15, 2014 and vest on October 15, 2018; and (b) 2,081 RSUs granted on November 17, 2014 and vest on November 17, 2017. The option, representing the right to buy a total of 16,720 shares, became exercisable in four equal installments of 4,180 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014. The option, representing the right to buy a total of 20,018 shares, became exercisable in one increment of 5,006 shares on July 15, 2012 and three increments of 5,004 shares each on July 15, 2013, July 15, 2014 and July 15, 2015. The option, representing the right to buy a total of 14,322 shares, became exercisable in one increment of 3,582 shares on November 14, 2012, and three increments of 3,580 shares each on November 14, 2013, November 14, 2014 and November 14, 2015. The option, representing the right to buy a total of 17,950 shares, became exercisable in three increments of 4,488 shares each on November 19, 2013, November 19, 2014 and November 19, 2015, and one increment of 4,486 shares on November 19, 2016. The option, representing the right to buy a total of 10,576 shares, became exercisable in three increments of 2,644 shares each on November 11, 2014, November 11, 2015 and November 11, 2016, and one increment of 2,644 shares becomes exercisable on November 11, 2017. The option, representing the right to buy a total of 10,264 shares, became exercisable in two increments of 2,566 shares each on November 17, 2015 and November 17, 2016, and becomes exercisable in two increments of 2,566 shares each on November 17, 2017 and November 17, 2018. The option, representing the right to buy a total of 10,564 shares became exercisable in one increment of 2,641 shares on November 16, 2016, and becomes exercisable in three increments of 2,641 shares each on November 16, 2017, November 16, 2018 and November 16, 2019. The option, representing the right to buy a total of 9,382 shares, becomes exercisable in two increments of 2,346 shares each on November 21, 2017 and November 21, 2018, and two increments of 2,345 shares each on November 21, 2019 and November 21, 2020. Ex 24 - Power of Attorney is attached to this filing. /s/ Robert L. Villasenor, attorney-in-fact for Paul Mutty 2017-08-09 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY POWER OF ATTORNEY FOR EXECUTING FORMS 3, 4, AND 5 The undersigned hereby constitutes and appoints Sophie Hager Hume, Alejandro C. Torres and Robert L. Villasenor or any of them, as his or her true and lawful attorney-in-fact to: 1. prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; 2. execute for and on behalf of the undersigned Initial Statements of Beneficial Ownership of Securities on Form 3, Statements of Change of Beneficial Ownership of Securities on Form 4 and Annual Statements of Beneficial Ownership of Securities on Form 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder; 3. do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and the timely filing of such form with the SEC and any required stock exchange, stock market or similar authority; and 4. take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of or legally required by the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and power herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming nor is Starbucks Corporation assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder. This Power of Attorney shall supersede and revoke any Power of Attorney previously executed with respect to executing Forms 3, 4 and 5 and shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5, unless earlier revoked in writing delivered to the general counsel of Starbucks Corporation. Dated this 14th day of July, 2017. /s/ Paul Mutty Name Printed Paul Mutty