0001127602-17-025377.txt : 20170809
0001127602-17-025377.hdr.sgml : 20170809
20170809214353
ACCESSION NUMBER: 0001127602-17-025377
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170801
FILED AS OF DATE: 20170809
DATE AS OF CHANGE: 20170809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mutty Paul
CENTRAL INDEX KEY: 0001713640
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 171019517
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
STREET 2: #800
CITY: SEATTLE
STATE: WA
ZIP: 98134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0927
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2017-08-01
0
0000829224
STARBUCKS CORP
SBUX
0001713640
Mutty Paul
2401 UTAH AVENUE SOUTH
SUITE 800
SEATTLE
WA
98134
1
svp, deputy general counsel
Common Stock
8831
D
Non-qualified Stock Option (Right to Buy)
15.39
2020-11-15
Common Stock
7317
D
Non-qualified Stock Option (Right to Buy)
19.90
2021-07-15
Common Stock
20018
D
Non-qualified Stock Option (Right to Buy)
21.82
2021-11-14
Common Stock
14322
D
Non-qualified Stock Option (Right to Buy)
24.87
2022-11-19
Common Stock
17950
D
Non-qualified Stock Option (Right to Buy)
40.495
2023-11-11
Common Stock
10576
D
Non-qualified Stock Option (Right to Buy)
38.915
2024-11-17
Common Stock
10264
D
Non-qualified Stock Option (Right to Buy)
60.68
2025-11-16
Common Stock
10564
D
Non-qualified Stock Option (Right to Buy)
56.10
2026-11-21
Common Stock
9382
D
Includes Restricted Stock Units ("RSU") which were granted and vest as follows: (a) 2,358 RSUs granted on October 15, 2014 and vest on October 15, 2018; and (b) 2,081 RSUs granted on November 17, 2014 and vest on November 17, 2017.
The option, representing the right to buy a total of 16,720 shares, became exercisable in four equal installments of 4,180 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014.
The option, representing the right to buy a total of 20,018 shares, became exercisable in one increment of 5,006 shares on July 15, 2012 and three increments of 5,004 shares each on July 15, 2013, July 15, 2014 and July 15, 2015.
The option, representing the right to buy a total of 14,322 shares, became exercisable in one increment of 3,582 shares on November 14, 2012, and three increments of 3,580 shares each on November 14, 2013, November 14, 2014 and November 14, 2015.
The option, representing the right to buy a total of 17,950 shares, became exercisable in three increments of 4,488 shares each on November 19, 2013, November 19, 2014 and November 19, 2015, and one increment of 4,486 shares on November 19, 2016.
The option, representing the right to buy a total of 10,576 shares, became exercisable in three increments of 2,644 shares each on November 11, 2014, November 11, 2015 and November 11, 2016, and one increment of 2,644 shares becomes exercisable on November 11, 2017.
The option, representing the right to buy a total of 10,264 shares, became exercisable in two increments of 2,566 shares each on November 17, 2015 and November 17, 2016, and becomes exercisable in two increments of 2,566 shares each on November 17, 2017 and November 17, 2018.
The option, representing the right to buy a total of 10,564 shares became exercisable in one increment of 2,641 shares on November 16, 2016, and becomes exercisable in three increments of 2,641 shares each on November 16, 2017, November 16, 2018 and November 16, 2019.
The option, representing the right to buy a total of 9,382 shares, becomes exercisable in two increments of 2,346 shares each on November 21, 2017 and November 21, 2018, and two increments of 2,345 shares each on November 21, 2019 and November 21, 2020.
Ex 24 - Power of Attorney is attached to this filing.
/s/ Robert L. Villasenor, attorney-in-fact for Paul Mutty
2017-08-09
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY
POWER OF ATTORNEY
FOR EXECUTING FORMS 3, 4, AND 5
The undersigned hereby constitutes and appoints Sophie Hager Hume,
Alejandro C. Torres and Robert L. Villasenor or any of them, as
his or her true and lawful attorney-in-fact to:
1. prepare, execute in the undersigned's name and on the undersigned's
behalf, and submit to the U.S. Securities and Exchange Commission
(the "SEC") a Form ID, including amendments thereto, and any other
documents necessary or appropriate to obtain codes and passwords
enabling the undersigned to make electronic filings with the SEC of
reports required by Section 16(a) of the Securities Exchange Act of
1934 or any rule or regulation of the SEC;
2. execute for and on behalf of the undersigned Initial Statements of
Beneficial Ownership of Securities on Form 3, Statements of Change of
Beneficial Ownership of Securities on Form 4 and Annual Statements of
Beneficial Ownership of Securities on Form 5 in accordance with Section
16(a) of the Securities Exchange Act of 1934, as amended, and the rules and
regulations promulgated thereunder;
3. do and perform any and all acts for and on behalf of the undersigned that
may be necessary or desirable to complete the execution of any such Form 3,
4 or 5 and the timely filing of such form with the SEC and any required stock
exchange, stock market or similar authority; and
4. take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of or legally required by the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact may approve
in his or her discretion.
The undersigned hereby grants to such attorney-in-fact full power and
authority to do and perform all and every act and thing whatsoever requisite,
necessary and proper to be done in the exercise of any of the rights and power
herein granted, as fully to all intents and purposes as the undersigned might
or could do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such attorney-in-fact
shall lawfully do or cause to be done by virtue of this power of attorney and
the rights and powers herein granted. The undersigned acknowledges that the
foregoing attorney-in-fact, in serving in such capacity at the request of
the undersigned, is not assuming nor is Starbucks Corporation assuming
any of the undersigned's responsibilities to comply with Section 16 of
the Securities Exchange Act of 1934, as amended, and the rules and regulations
promulgated thereunder.
This Power of Attorney shall supersede and revoke any Power of Attorney
previously executed with respect to executing Forms 3, 4 and 5 and shall remain
in full force and effect until the undersigned is no longer required to file
Forms 3, 4, and 5, unless earlier revoked in writing delivered to the general
counsel of Starbucks Corporation.
Dated this 14th day of July, 2017.
/s/ Paul Mutty
Name Printed Paul Mutty