0001127602-17-015111.txt : 20170419 0001127602-17-015111.hdr.sgml : 20170419 20170419181325 ACCESSION NUMBER: 0001127602-17-015111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170417 FILED AS OF DATE: 20170419 DATE AS OF CHANGE: 20170419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTZ HOWARD D CENTRAL INDEX KEY: 0000901737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 17770944 MAIL ADDRESS: STREET 1: 2401 UTAH AVE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-04-17 0000829224 STARBUCKS CORP SBUX 0000901737 SCHULTZ HOWARD D 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE WA 98134 1 1 executive chairman Common Stock 2016-12-13 5 G 0 E 225000 0 D 28379011 D Common Stock 2016-12-13 5 G 0 E 940000 0 D 1060000 I by spouse Common Stock 2016-12-13 5 G 0 E 940000 0 A 29319011 D Common Stock 290000 I by GRAT Common Stock 290000 I by spouse Common Stock 2000000 I by GRAT Common Stock 2000000 I by spouse Common Stock 550181 I by Family Owned LLC Common Stock 1060000 I by GRAT Non-qualified Stock Option (Right to Buy) 58.08 2017-04-17 4 A 0 33982 0 A 2027-04-17 Common Stock 33982 33982 D Includes 940,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on December 13, 2016 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13. The option, representing the right to buy a total of 33,982 shares, becomes exercisable in two increments of 8,496 shares each on November 21, 2017 and November 21, 2018 and two increments of 8,495 shares each on November 21, 2019 and November 21, 2020. /s/ Alejandro C. Torres, attorney-in-fact for Howard Schultz 2017-04-19