0001127602-16-067267.txt : 20161115 0001127602-16-067267.hdr.sgml : 20161115 20161115182127 ACCESSION NUMBER: 0001127602-16-067267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161111 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTZ HOWARD D CENTRAL INDEX KEY: 0000901737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 162000924 MAIL ADDRESS: STREET 1: 2401 UTAH AVE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-11 0000829224 STARBUCKS CORP SBUX 0000901737 SCHULTZ HOWARD D 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE WA 98134 1 1 chairman and ceo Common Stock 2016-06-07 5 G 0 E 210000 0 D 290000 I by spouse Common Stock 2016-06-07 5 G 0 E 210000 0 A 29791240 D Common Stock 2016-08-24 5 G 0 E 745000 0 D 610000 I by spouse Common Stock 2016-08-24 5 G 0 E 745000 0 A 31491240 D Common Stock 2016-08-29 5 G 0 E 610000 0 D 0 I by spouse Common Stock 2016-08-29 5 G 0 E 610000 0 D 0 I by GRAT Common Stock 2016-09-14 5 G 0 E 2000000 0 D 29491240 D Common Stock 2016-09-14 5 G 0 E 2000000 0 A 2000000 I By spouse Common Stock 2016-11-11 4 F 0 41061 53.93 D 27450179 D Common Stock 550181 I Family Owned LLC Common Stock 2000000 I by GRAT Common Stock 2000000 I by spouse Common Stock 2000000 I By GRAT Common Stock 290000 I by GRAT Includes 210,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on June 7, 2016 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13. Includes 745,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on August 24, 2016 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13. This total has been reduced to reflect the gift of 2,000,000 shares of common stock to the reporting person's spouse reported in this Form 4, and 2,000,000 shares previously contributed by the reporting person to a grantor retained annuity trust for which the reporting person is the sole trustee and sole beneficiary. Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. /s/ Robert L. Villasenor, attorney-in-fact for Howard Schultz 2016-11-15