0001127602-16-067267.txt : 20161115
0001127602-16-067267.hdr.sgml : 20161115
20161115182127
ACCESSION NUMBER: 0001127602-16-067267
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161111
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0927
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULTZ HOWARD D
CENTRAL INDEX KEY: 0000901737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 162000924
MAIL ADDRESS:
STREET 1: 2401 UTAH AVE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-11-11
0000829224
STARBUCKS CORP
SBUX
0000901737
SCHULTZ HOWARD D
2401 UTAH AVENUE SOUTH, SUITE 800
SEATTLE
WA
98134
1
1
chairman and ceo
Common Stock
2016-06-07
5
G
0
E
210000
0
D
290000
I
by spouse
Common Stock
2016-06-07
5
G
0
E
210000
0
A
29791240
D
Common Stock
2016-08-24
5
G
0
E
745000
0
D
610000
I
by spouse
Common Stock
2016-08-24
5
G
0
E
745000
0
A
31491240
D
Common Stock
2016-08-29
5
G
0
E
610000
0
D
0
I
by spouse
Common Stock
2016-08-29
5
G
0
E
610000
0
D
0
I
by GRAT
Common Stock
2016-09-14
5
G
0
E
2000000
0
D
29491240
D
Common Stock
2016-09-14
5
G
0
E
2000000
0
A
2000000
I
By spouse
Common Stock
2016-11-11
4
F
0
41061
53.93
D
27450179
D
Common Stock
550181
I
Family Owned LLC
Common Stock
2000000
I
by GRAT
Common Stock
2000000
I
by spouse
Common Stock
2000000
I
By GRAT
Common Stock
290000
I
by GRAT
Includes 210,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on June 7, 2016 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13.
Includes 745,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on August 24, 2016 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13.
This total has been reduced to reflect the gift of 2,000,000 shares of common stock to the reporting person's spouse reported in this Form 4, and 2,000,000 shares previously contributed by the reporting person to a grantor retained annuity trust for which the reporting person is the sole trustee and sole beneficiary.
Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.
/s/ Robert L. Villasenor, attorney-in-fact for Howard Schultz
2016-11-15