0001127602-16-041048.txt : 20160212 0001127602-16-041048.hdr.sgml : 20160212 20160212180037 ACCESSION NUMBER: 0001127602-16-041048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160210 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHENNAN JAMES G JR CENTRAL INDEX KEY: 0001181119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 161421550 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-10 0000829224 STARBUCKS CORP SBUX 0001181119 SHENNAN JAMES G JR 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE WA 98134 1 Common Stock 2016-02-10 4 M 0 16328 18.375 A 54270 D Common Stock 2016-02-10 4 S 0 16328 55.3147 D 37942 D Common Stock 45000 I By Shennan 1995 Trust Common Stock 124880 I By Shennan Family Investments LLC Common Stock 312088 I By Shennan LLC Non-qualified Stock Option (Right to Buy) 18.375 2016-02-10 4 M 0 16328 0 D 2007-11-20 2016-11-20 Common Stock 16328 0 D On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split. Includes 108 deferred stock units acquired on November 27, 2015, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan. This transaction was executed in multiple trades at prices ranging from $55.3101 to $55.3150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. The option, representing the right to buy a total of 16,328 shares (adjusted to reflect the stock split), became exercisable in one increment on November 20, 2007. /s/ Alejandro C. Torres, attorney-in-fact for James G. Shennan, Jr. 2016-02-12