0001127602-15-031230.txt : 20151112
0001127602-15-031230.hdr.sgml : 20151112
20151112210159
ACCESSION NUMBER: 0001127602-15-031230
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151110
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0927
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULTZ HOWARD D
CENTRAL INDEX KEY: 0000901737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 151226650
MAIL ADDRESS:
STREET 1: 2401 UTAH AVE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-11-10
0000829224
STARBUCKS CORP
SBUX
0000901737
SCHULTZ HOWARD D
2401 UTAH AVENUE SOUTH, SUITE 800
SEATTLE
WA
98134
1
1
chairman and ceo
Common Stock
2015-09-11
5
G
0
E
645000
0
D
1355000
I
by spouse
Common Stock
2015-09-11
5
G
0
E
645000
0
A
33206814
D
Common Stock
2015-11-10
4
A
0
208668
0
A
34060482
D
Common Stock
1355000
I
by GRAT
Common Stock
500000
I
by GRAT
Common Stock
500000
I
by spouse
Common Stock
550181
I
Family Owned LLC
This gift transaction represents an annuity payment from a grantor retained annuity trust (GRAT) previously established by the reporting person's spouse for which the reporting person serves as trustee, to a joint account of the reporting person and his spouse.
Includes 645,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on September 11, 2015 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13.
Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 11, 2013. The RSUs are scheduled to vest, subject to continued employment, as follows, 104,334 shares on November 11, 2015 and 104,334 shares on November 11, 2016.
/s/ Robert L. Villasenor, attorney-in-fact for Howard Schultz
2015-11-12