0001127602-15-024408.txt : 20150806
0001127602-15-024408.hdr.sgml : 20150806
20150806215726
ACCESSION NUMBER: 0001127602-15-024408
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150804
FILED AS OF DATE: 20150806
DATE AS OF CHANGE: 20150806
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0927
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULTZ HOWARD D
CENTRAL INDEX KEY: 0000901737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 151034815
MAIL ADDRESS:
STREET 1: 2401 UTAH AVE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-08-04
0000829224
STARBUCKS CORP
SBUX
0000901737
SCHULTZ HOWARD D
2401 UTAH AVENUE SOUTH, SUITE 800
SEATTLE
WA
98134
1
1
chairman and ceo
Common Stock
2015-08-04
4
M
0
888436
18.375
A
33450250
D
Common Stock
2015-08-04
4
M
0
300000
11.435
A
33750250
D
Common Stock
2015-08-04
4
S
0
1188436
58.5537
D
32561814
D
Common Stock
2000000
I
by spouse
Common Stock
2000000
I
by GRAT
Common Stock
500000
I
by GRAT
Common Stock
500000
I
by spouse
Common Stock
590000
I
Family Owned LLC
Non-qualified Stock Option (Right to Buy)
18.375
2015-08-04
4
M
0
888436
0
D
2016-11-20
Common Stock
888436
0
D
Non-qualified Stock Option (Right to Buy)
11.435
2015-08-04
4
M
0
300000
0
D
2017-11-19
Common Stock
300000
1074226
D
This transaction was executed in multiple trades at prices ranging from $58.53 to $58.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The option, representing the right to buy a total of 1,088,436 shares, became exercisable in two increments of 272,110 shares each on November 20, 2007 and November 20, 2008, and two increments of 272,108 shares each on November 20, 2009 and November 20, 2010. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015.
The option, representing the right to buy a total of 1,374,226 shares, became exercisable in an increment of 171,779 shares on November 19, 2008, and increments of 171,778 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015.
/s/ Robert L. Villase?or, attorney-in-fact for Howard Schultz
2015-08-06