0001127602-15-024408.txt : 20150806 0001127602-15-024408.hdr.sgml : 20150806 20150806215726 ACCESSION NUMBER: 0001127602-15-024408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150804 FILED AS OF DATE: 20150806 DATE AS OF CHANGE: 20150806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTZ HOWARD D CENTRAL INDEX KEY: 0000901737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 151034815 MAIL ADDRESS: STREET 1: 2401 UTAH AVE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-08-04 0000829224 STARBUCKS CORP SBUX 0000901737 SCHULTZ HOWARD D 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE WA 98134 1 1 chairman and ceo Common Stock 2015-08-04 4 M 0 888436 18.375 A 33450250 D Common Stock 2015-08-04 4 M 0 300000 11.435 A 33750250 D Common Stock 2015-08-04 4 S 0 1188436 58.5537 D 32561814 D Common Stock 2000000 I by spouse Common Stock 2000000 I by GRAT Common Stock 500000 I by GRAT Common Stock 500000 I by spouse Common Stock 590000 I Family Owned LLC Non-qualified Stock Option (Right to Buy) 18.375 2015-08-04 4 M 0 888436 0 D 2016-11-20 Common Stock 888436 0 D Non-qualified Stock Option (Right to Buy) 11.435 2015-08-04 4 M 0 300000 0 D 2017-11-19 Common Stock 300000 1074226 D This transaction was executed in multiple trades at prices ranging from $58.53 to $58.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option, representing the right to buy a total of 1,088,436 shares, became exercisable in two increments of 272,110 shares each on November 20, 2007 and November 20, 2008, and two increments of 272,108 shares each on November 20, 2009 and November 20, 2010. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015. The option, representing the right to buy a total of 1,374,226 shares, became exercisable in an increment of 171,779 shares on November 19, 2008, and increments of 171,778 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015. /s/ Robert L. Villase?or, attorney-in-fact for Howard Schultz 2015-08-06