0001127602-14-035025.txt : 20141212 0001127602-14-035025.hdr.sgml : 20141212 20141212194427 ACCESSION NUMBER: 0001127602-14-035025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141210 FILED AS OF DATE: 20141212 DATE AS OF CHANGE: 20141212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Helm Lucy Lee CENTRAL INDEX KEY: 0001546165 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 141284750 MAIL ADDRESS: STREET 1: 2401 UTAH AVE S STREET 2: #800 CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-12-10 0000829224 STARBUCKS CORP SBUX 0001546165 Helm Lucy Lee 2401 UTAH AVE SOUTH, SUITE 800 SEATTLE WA 98134 1 evp, gen. counsel & secretary Common Stock 2014-12-10 4 M 0 2985 30.785 A 64327 D Common Stock 2014-12-10 4 M 0 5035 43.64 A 69362 D Common Stock 2014-12-10 4 S 0 8020 83.5965 D 61342 D Common Stock 2014-12-10 5 G 0 E 7979 0 D 53363 D Non-qualified Stock Option (Right to Buy) 30.785 2014-12-10 4 M 0 2985 0 D 2011-11-15 2020-11-15 Common Stock 2985 0 D Non-qualified Stock Option (Right to Buy) 43.64 2014-12-10 4 M 0 5035 0 D 2012-11-14 2021-11-14 Common Stock 5035 1678 D This transaction was executed in multiple trades at prices ranging from $83.5900 to $83.6025. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option, representing the right to buy a total of 11,942 shares, became exercisable in two increments of 2,986 shares each on November 15, 2011 and November 15, 2012, and two increments of 2,985 shares each on November 15, 2013 and November 15, 2014. The option, representing the right to buy a total of 6,713 shares, became exercisable in one increment of 1,679 shares on November 14, 2012, and two increments of 1,678 shares each on November 14, 2013 and November 14, 2014, and will become exercisable in one increment of 1,678 on November 14, 2015. /s/ Robert L. Villase?or, attorney-in-fact for Lucy Lee Helm 2014-12-12