0001127602-14-032084.txt : 20141112 0001127602-14-032084.hdr.sgml : 20141111 20141112203215 ACCESSION NUMBER: 0001127602-14-032084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141111 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTZ HOWARD D CENTRAL INDEX KEY: 0000901737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 141215997 MAIL ADDRESS: STREET 1: 2401 UTAH AVE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-11-11 0000829224 STARBUCKS CORP SBUX 0000901737 SCHULTZ HOWARD D 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE WA 98134 1 1 chairman, president and ceo Common Stock 2014-09-04 5 G 0 E 1000000 0 D 16689468 D Common Stock 2014-09-04 5 G 0 E 1000000 0 A 1000000 I by spouse Common Stock 2014-11-11 4 A 0 174909 0 A 16864377 D Common Stock 2014-11-11 4 A 0 272541 0 A 17136918 D Common Stock 1000000 I by GRAT Common Stock 295000 I Family Owned LLC This total has been reduced to reflect the gift of 1,000,000 shares of common stock to the reporting person's spouse reported in this Form 4, and 1,000,000 shares previously contributed by the reporting person to a grantor retained annuity trust for which the reporting person is the sole trustee and sole beneficiary. Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 19, 2012. The RSUs are scheduled to vest, subject to continued employment, as follows: 87,455 shares will vest on November 19, 2014 and 87,454 shares will vest on November 19, 2015. RSUs earned on the achievement of a performance goal under performance-based RSUs granted on November 15, 2011. The RSUs are scheduled to vest as follows: 272,541 shares will vest on November 15, 2014. /s/ Robert L. Villase?or, attorney-in-fact for Howard Schultz 2014-11-12