0001127602-13-033120.txt : 20131127 0001127602-13-033120.hdr.sgml : 20131127 20131127165747 ACCESSION NUMBER: 0001127602-13-033120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131125 FILED AS OF DATE: 20131127 DATE AS OF CHANGE: 20131127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alstead Troy CENTRAL INDEX KEY: 0001450940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 131248325 MAIL ADDRESS: STREET 1: 2401 UTAH AVE. S. # 800 CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-11-25 0000829224 STARBUCKS CORP SBUX 0001450940 Alstead Troy 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE WA 98134 1 cfo, group pres Business Srv Common Stock 2013-11-25 4 M 0 20340 22.06 A 147713 D Common Stock 2013-11-25 4 M 0 25079 30.785 A 172792 D Common Stock 2013-11-25 4 M 0 26853 43.64 A 199645 D Common Stock 2013-11-25 4 M 0 15707 49.74 A 215352 D Common Stock 2013-11-25 4 S 0 114807 80.647 D 100545 D Non-qualified Stock Option (Right to Buy) 22.06 2013-11-25 4 M 0 20340 0 D 2010-11-16 2019-11-16 Common Stock 20340 0 D Non-qualified Stock Option (Right to Buy) 30.785 2013-11-25 4 M 0 25079 0 D 2011-11-15 2020-11-15 Common Stock 25079 25079 D Non-qualified Stock Option (Right to Buy) 43.64 2013-11-25 4 M 0 26853 0 D 2012-11-14 2021-11-14 Common Stock 26853 53706 D Non-qualified Stock Option (Right to Buy) 49.74 2013-11-25 4 M 0 15707 0 D 2013-11-19 2022-11-19 Common Stock 15707 47120 D This transaction was executed in multiple trades at prices ranging from $80.51 to $80.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option, representing the right to buy a total of 81,363 shares, became exercisable in three increments of 20,341 shares each on November 16, 2010, November 16, 2011 and November 16, 2012, and one increment of 20,340 shares on November 16, 2013. The option, representing a right to buy a total of 100,316 shares, became exercisable in three increments of 25,079 shares each on November 15, 2011, November 15, 2012 and November 15, 2013, and becomes exercisable in one increment of 25,079 shares on November 15, 2014. The option, representing a right to buy a total of 107,413 shares, became exercisable in one increment of 26,854 shares on November 14, 2012 and one increment of 26,853 shares on November 14, 2013, and becomes exercisable in two increments of 26,853 shares each on November 14, 2014 and November 14, 2015. The option, representing the right to buy a total of 62,827 shares, became exercisable in one increment of 15,707 shares on November 19, 2013, and becomes exercisable in two increments of 15,707 shares each on November 19, 2014 and November 19, 2015 and one increment of 15,706 shares on November 19, 2016. /s/ Alejandro C. Torres, attorney-in-fact for Troy Alstead 2013-11-27