0001127602-13-032847.txt : 20131125
0001127602-13-032847.hdr.sgml : 20131125
20131125181144
ACCESSION NUMBER: 0001127602-13-032847
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131121
FILED AS OF DATE: 20131125
DATE AS OF CHANGE: 20131125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0928
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULTZ HOWARD D
CENTRAL INDEX KEY: 0000901737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 131242068
MAIL ADDRESS:
STREET 1: 2401 UTAH AVE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-11-21
0000829224
STARBUCKS CORP
SBUX
0000901737
SCHULTZ HOWARD D
2401 UTAH AVENUE SOUTH, SUITE 800
SEATTLE
WA
98134
1
1
chairman, president and ceo
Common Stock
2013-11-21
4
M
0
400000
30.42
A
18889468
D
Common Stock
2013-11-21
4
M
0
75000
8.64
A
18964468
D
Common Stock
2013-11-21
4
M
0
82000
27.32
A
19046468
D
Common Stock
2013-11-21
4
S
0
557000
81.4412
D
18489468
D
Common Stock
295000
I
Family Owned LLC
Non-qualified Stock Option (Right to Buy)
30.42
2013-11-21
4
M
0
400000
0
D
2006-11-16
2015-11-16
Common Stock
400000
566469
D
Non-qualified Stock Option (Right to Buy)
8.64
2013-11-21
4
M
0
75000
0
D
2009-11-17
2018-11-17
Common Stock
75000
0
D
Non-qualified Stock Option (Right to Buy)
27.32
2013-11-21
4
M
0
82000
0
D
2005-10-01
2014-11-16
Common Stock
82000
0
D
This transaction was executed in multiple trades at prices ranging from $81.25 to $81.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The option, representing the right to buy a total of 966,469 shares, became exercisable in one increment of 322,157 shares on November 16, 2006, and in two increments of 322,156 shares each on November 16, 2007 and November 16, 2008. The option expires on November 16, 2015.
The option, representing the right to buy a total of 2,714,947 shares, became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018.
The option, representing the right to buy a total of 1,000,000 shares, became exercisable in one increment of 333,334 shares on October 1, 2005, and in two increments of 333,333 shares each on October 1, 2006 and October 1, 2007. The option expires on November 16, 2014.
/s/ Robert L. Villase?or, attorney-in-fact for Howard Schultz
2013-11-25