0001127602-13-018921.txt : 20130531 0001127602-13-018921.hdr.sgml : 20130531 20130531182606 ACCESSION NUMBER: 0001127602-13-018921 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130529 FILED AS OF DATE: 20130531 DATE AS OF CHANGE: 20130531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Helm Lucy Lee CENTRAL INDEX KEY: 0001546165 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 13886230 MAIL ADDRESS: STREET 1: 2401 UTAH AVE S STREET 2: #800 CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-05-29 0000829224 STARBUCKS CORP SBUX 0001546165 Helm Lucy Lee 2401 UTAH AVE SOUTH, SUITE 800 SEATTLE WA 98134 1 evp, gen. counsel & secretary Common Stock 2013-05-29 4 M 0 4029 8.64 A 70875 D Common Stock 2013-05-29 4 M 0 500 22.06 A 71375 D Common Stock 2013-05-29 4 S 0 4529 63.2634 D 66846 D Non-qualified Stock Option (Right to Buy) 8.64 2013-05-29 4 M 0 4029 0 D 2018-11-17 Common Stock 4029 0 D Non-qualified Stock Option (Right to Buy) 22.06 2013-05-29 4 M 0 500 0 D 2019-11-16 Common Stock 500 11029 D Includes 114 shares purchased on March 28, 2013, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. This transaction was executed in multiple trades at prices ranging from $63.2601 to $63.2901. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option, representing the right to buy a total of 38,029 shares, became exercisable in one increment of 9,508 shares on November 17, 2009, and three increments of 9,507 shares each on November 17, 2010, November 17, 2011 and November 17, 2012. The option, representing the right to buy a total of 14,529 shares, became exercisable in one increment of 3,633 shares on November 16, 2010 and two increments of 3,632 shares each on November 16, 2011 and November 16, 2012 and becomes exercisable in one increment of 3,632 shares on November 16, 2013. /s/ Robert L. Villase?or, attorney-in-fact for Lucy Lee Helm 2013-05-31