0001127602-12-034028.txt : 20121214 0001127602-12-034028.hdr.sgml : 20121214 20121214190544 ACCESSION NUMBER: 0001127602-12-034028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121212 FILED AS OF DATE: 20121214 DATE AS OF CHANGE: 20121214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alstead Troy CENTRAL INDEX KEY: 0001450940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 121266973 MAIL ADDRESS: STREET 1: 2401 UTAH AVE. S. # 800 CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-12-12 0000829224 STARBUCKS CORP SBUX 0001450940 Alstead Troy 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE WA 98134 1 cfo and cao Common Stock 2012-12-12 4 M 0 16534 8.64 A 210649 D Common Stock 2012-12-12 4 M 0 61023 22.06 A 271672 D Common Stock 2012-12-12 4 S 0 118570 53.5491 D 153102 D Non-qualified Stock Option (Right to Buy) 8.64 2012-12-12 4 M 0 16534 0 D 2018-11-17 Common Stock 16534 0 D Non-qualified Stock Option (Right to Buy) 22.06 2012-12-12 4 M 0 61023 0 D 2019-11-16 Common Stock 61023 20340 D This transaction was executed in multiple trades at prices ranging from $53.47 to $53.612. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option, representing a right to purchase a total of 66,138 shares, became exercisable in two increments of 16,535 shares each on November 17, 2009 and November 17, 2010, and two increments of 16,534 shares each on each of November 17, 2011 and November 17, 2012. The option, representing a right to purchase a total of 81,363 shares, became exercisable in three increments of 20,341 shares each on November 16, 2010, November 16, 2011 and November 16, 2012 and becomes exercisable in one increment 20,340 on November 16, 2013. /s/ Alejandro C. Torres, attorney-in-fact for Troy Alstead 2012-12-14